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Unless otherwise specified, all eCourses and eSeminars are with a 90-day access period.

It is best to view our eLearning modules on computers or notebooks. Most of our elearning modules are compatible with tablet devices. We do not recommend viewing the content on Apple iPad or any mobile devices. Please click here and read the setup before enrolling in our eCourses.

Note: According to Paragraph 7.6 of the SFC's Guidelines on Continuous Professional Training, repeatedly undertaking the same CPT activity with the same content will not satisfy the CPT requirements.

 

Alternative Investment
Alternative Assets - Part 1 (2023)
  • Alternative Assets - An Introduction
  • Liquid Alternatives
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Non-Member:
HK$960
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
All Member:
HK$640
Alternative Assets - Part 10 (2023)
  • Real Estate - An Introduction
  • REITs
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
Non-Member:
HK$675
All Member:
HK$450
Alternative Assets - Part 11 (2023)
  • Real Estate - Investing
  • Real Estate - Valuation
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
All Member:
HK$300
Alternative Assets - Part 2 (2023)
  • ETFs - An Introduction
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
All Member:
HK$300
Alternative Assets - Part 3 (2022)
  • Private Equity - An Introduction
  • Private Equity - Investing
  • Private Debt
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
All Member:
HK$800
Staff of Corporate Member:
HK$800
Non-Member:
HK$1200
Alternative Assets - Part 4 (2023)
  • Hedge Funds - Investing
  • Hedge Funds - Strategies
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Alternative Assets - Part 8 (2023)
  • Hedge Funds - An Introduction
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
All Member:
HK$320
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
Alternative Assets - Part 9 (2023)
  • ETFs - Types
  • Smart Beta - Primer
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
All Member:
HK$320
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
Alternative Investments and Islamic Finance
  • Alternative Investments
  • Islamic Finance
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$150
Staff of Corporate Member:
HK$150
Non-Member:
HK$300
Chinese Securities Association of Hong Kong (HKCSA):
HK$210
Henley Executive Hedge Fund Program Module 1: Overview of the Hedge Funds Industry
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 10: Operational Risk Management & Operational Due Diligence
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 11: Legal
Relevant Subject
  • Type 9 - Asset management
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 12: Ethics (2023)
Relevant Subject
  • Type 9 - Asset management
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 13: Compliance
Relevant Subject
  • Type 9 - Asset management
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 14: Fund Governance
Relevant Subject
  • Type 9 - Asset management
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 15: Tax, Audit & Accounting
Relevant Subject
  • Type 9 - Asset management
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 16: Human Resources
Relevant Subject
  • Type 9 - Asset management
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 17: Pitchbook Formation
Relevant Subject
  • Type 9 - Asset management
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 2: Structuring & Setup
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 3: Capital Raising & Investor Relations
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 4: Portfolio Management
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:3.50 PWMA:3.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 5: Portfolio Risk Management
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 6: Markets and Trading
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 7: Prime Brokerage Services
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 8: Business Management & Fund Administration
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Executive Hedge Fund Program Module 9: Operations and Technology
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
How Does a Hedge Fund Work?
  • How Does a Hedge Fund Work?
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$550
Staff of Corporate Member:
HK$550
Non-Member:
HK$690
Chinese Securities Association of Hong Kong (HKCSA):
HK$480
Private Equity Learning Pathway Unit 1: What is Private Equity?
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 10: Business Management and Fund Administration
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 11: Governance & Compliance
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 12: Responsible Investing
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 2: Fund Finances
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 3: Legal Considerations
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 4: Tax Considerations
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 5: Capital Raising & Investor Relations
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 6: The Investment Process
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 7: Deal Valuation & Performance Measurement
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 8: Portfolio Management
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Private Equity Learning Pathway Unit 9: Market Risk Management
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
All Member:
HK$540
Staff of Corporate Member:
HK$540
Non-Member:
HK$1080
Chinese Securities Association of Hong Kong (HKCSA):
HK$760
Asset Management
Depositaries of SFC-authorised Collective Investment Schemes
Relevant Subject
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Staff of Corporate Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
RA13 Grandfathering Training Programme
  • Overview of the Legal and Regulatory Framework for Securities and Futures Industry
  • RA 13 Specific Regulations
  • SFC-authorised Collective Investment Schemes and the relevant Product Codes
Relevant Subject
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:5.00 PWMA:5.00 HKTA:5.00
Level
Introductory
Price
All Member:
HK$1500
Staff of Corporate Member:
HK$1500
Hong Kong Trustees’ Association (HKTA):
HK$1500
Non-Member:
HK$3000
Chinese Securities Association of Hong Kong (HKCSA):
HK$2100
Hong Kong Investment Funds Association (HKIFA):
HK$1500
Banking Services
Bank Lending - Part 3 (2020)
  • Loan Trading
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
All Member:
HK$320
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
Consumer Banking - Part 1 (2021)
  • Consumer Banking Products - Credit
  • Consumer Banking Products - Noncredit
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
All Member:
HK$450
Non-Member:
HK$675
Consumer Banking - Part 2 (2021)
  • Consumer Banking - Omnichannel Delivery
  • Consumer Banking - Customer Experience
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
Consumer Banking - Part 3 (2021)
  • Payments - An Introduction
  • PSD2 & Open Banking
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
All Member:
HK$450
Non-Member:
HK$675
Consumer Banking - Part 4 (2021)
  • Payments Systems
  • Digital Money & Mobile Payments
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Staff of Corporate Member:
HK$450
Consumer Banking - Part 5 (2021)
  • Payments Cards
  • Credit Cards
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$675
Consumer Banking - Part 6
  • Cards & Payments Programs
  • Merchant Services
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Staff of Corporate Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Non-Member:
HK$675
Consumer Banking - Part 7
  • Consumer Banking - Risk Management
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
All Member:
HK$300
Corporate Banking - Part 1 (2022)
  • Business of Corporate Banking
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
All Member:
HK$300
Staff of Corporate Member:
HK$300
Corporate Banking - Part 10
  • Corporate Banking – Functions and Roles
  • Corporate Banking - Portfolio Management
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Non-Member:
HK$675
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Staff of Corporate Member:
HK$450
Corporate Banking - Part 11
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
Corporate Banking - Part 2 (2022)
  • Corporate Banking Products - An Introduction
  • Corporate Banking - Relationship Management
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
All Member:
HK$450
Corporate Banking - Part 3 (2022)
  • Corporate Banking – Portfolio Management in Practice
  • Corporate Banking Products - Term Finance
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
All Member:
HK$640
Corporate Banking - Part 4
  • Corporate Banking Products - Short-Term Finance
  • Corporate Banking Products - Accounts Receivable Finance
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
All Member:
HK$800
Non-Member:
HK$1200
Staff of Corporate Member:
HK$800
Corporate Banking - Part 5
  • Corporate Banking Products - Asset-Based Finance
  • Corporate Banking Products - Trade Finance
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
All Member:
HK$800
Staff of Corporate Member:
HK$800
Corporate Banking - Part 6
  • Corporate Banking Products - Cash Management
  • Corporate Banking Products - Risk Management
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Staff of Corporate Member:
HK$800
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
All Member:
HK$800
Corporate Banking - Part 7
  • Corporate Banking Products - Payments
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
All Member:
HK$320
Corporate Banking - Part 8
  • Corporate Banking Products - Advisory & Other Services
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Staff of Corporate Member:
HK$300
All Member:
HK$300
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Corporate Banking - Part 9
  • Corporate Banking Products - Syndicated Lending
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
Digital Banking
  • Digital Banking
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Staff of Corporate Member:
HK$300
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Non-Member:
HK$450
Introduction to Banking (2021)
  • Banking – Primer
  • Business of Consumer (Retail) Banking
  • Business of Investment Banking
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Staff of Corporate Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
All Member:
HK$600
Investment Banking - Part 1
  • Investment Banking - Pitch Books
Relevant Subject
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Investment Banking - Part 2
  • Investment Banking - Commercial Awareness
  • Investment Banking - Negotiation Skills
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
Islamic Banking & Finance - Part 1
  • Islamic Banking & Finance - An Introduction
  • Islamic Banking & Finance - Wealth Management
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Islamic Banking & Finance - Part 2
  • Islamic Banking & Finance - Financial Instruments
  • Islamic Money & Capital Markets
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Staff of Corporate Member:
HK$640
Islamic Banking & Finance - Part 3
  • Sukuk Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Prime Brokerage (2020)
  • Prime Brokerage - An Introduction
  • Prime Brokerage – Services
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
All Member:
HK$600
Project Finance (2020)
  • Corporate Banking Products - Project Finance
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
All Member:
HK$320
Non-Member:
HK$480
Shadow Banking
  • Shadow Banking
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
All Member:
HK$300
Trade Finance - Part 1 (2024)
  • Trade Finance - An Introduction
  • Bonds & Guarantees
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
All Member:
HK$800
Staff of Corporate Member:
HK$800
Non-Member:
HK$1200
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Trade Finance - Part 2 (2019)
  • Documentary Collections
  • Open Account Trading
  • Trade Finance Documentation & Incoterms
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$1010
All Member:
HK$960
Staff of Corporate Member:
HK$960
Non-Member:
HK$1440
Trade Finance - Part 3 (2024)
  • Export & Import Finance
  • Export Credit Agencies (ECAs)
  • Structured Trade & Commodity Finance
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Intermediate
Price
All Member:
HK$960
Staff of Corporate Member:
HK$960
Non-Member:
HK$1440
Chinese Securities Association of Hong Kong (HKCSA):
HK$1010
Trade Finance - Part 4 (2024)
  • Letters of Credit - An Introduction
  • Letters of Credit in Practice
  • Uniform Customs & UCP 600
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:3.50 PWMA:3.50
Level
Intermediate
Price
All Member:
HK$1120
Staff of Corporate Member:
HK$1120
Non-Member:
HK$1680
Chinese Securities Association of Hong Kong (HKCSA):
HK$1180
Transaction Banking - Part 1 (2024)
  • Transaction Banking - An Introduction
  • Transaction Banking - Payments Services
  • Transaction Banking - Cash Management Services
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Basic Accounting Theories
Accounting - Part 1 (2022)
Relevant Subject
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Staff of Corporate Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Accounting - Part 2 (2022)
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Staff of Corporate Member:
HK$450
Accounting - Part 4 (2022)
Relevant Subject
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Staff of Corporate Member:
HK$450
Accounting - Part 5 (2022)
Relevant Subject
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Non-Member:
HK$1200
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
All Member:
HK$800
Staff of Corporate Member:
HK$800
Building Blocks - Part 1 (2019)
  • Indices, Exponents, & Logs
  • Calculus - Differentiation
  • Calculus - Integration
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Staff of Corporate Member:
HK$640
Building Blocks - Part 4 (2019)
  • Correlation Analysis
  • Regression Analysis
  • Volatility Estimation
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
All Member:
HK$640
Staff of Corporate Member:
HK$640
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Building Blocks - Part 5 (2019)
  • Distributions
  • Probability
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
All Member:
HK$640
Non-Member:
HK$960
Interest Rate Mathematics - Part 1
  • Interest Calculations
  • Day Count Conventions
  • Scenario - Comparing Deposit Alternatives
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
All Member:
HK$450
Non-Member:
HK$675
Interest Rate Mathematics - Part 2
  • Present Value & Future Value
  • Annuities & Perpetuities
  • Scenario - The Time Value of Money in Action
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
All Member:
HK$450
Non-Member:
HK$675
Interest Rate Mathematics - Part 3
  • NPV & IRR
  • Scenario - Evaluating Investments Using NPV & IRR
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
All Member:
HK$300
Staff of Corporate Member:
HK$300
Business Conduct & Ethical Standards
AI Ethics - Part 1
  • AI Ethics - An Introduction
  • AI Ethics - Key Principles
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
Non-Member:
HK$675
AI Ethics - Part 2
  • AI Ethics - Key Issues
  • AI Ethics - Bias & Discrimination
  • AI Ethics - Data Privacy & Security
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
Business Conduct and Ethics - Part 1 (2024)
  • Conflicts of Interest (2024)
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Business Conduct and Ethics - Part 2 (2024)
  • Ethics, Culture, & Conduct (2024)
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
The Essentials of Ethical Culture and How to Make an Ethical Decision
  • Building an Ethical Culture
  • Handling Ethical Situations with Decision-making Frameworks
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$150
Staff of Corporate Member:
HK$150
Non-Member:
HK$300
Chinese Securities Association of Hong Kong (HKCSA):
HK$210
The Fundamentals of Business Ethics
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All (Member & Non-Member):
HK$0
Free
商业道德基础课程
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All (Member & Non-Member):
HK$0
Free
商業道德基礎課程
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All (Member & Non-Member):
HK$0
Free
道德文化要素与道德抉择方法
  • 建立道德文化
  • 使用决策框架处理道德困境
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$150
Staff of Corporate Member:
HK$150
Non-Member:
HK$300
Chinese Securities Association of Hong Kong (HKCSA):
HK$210
道德文化要素與道德抉擇方法
  • 建立道德文化
  • 使用決策框架處理道德困境
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$150
Staff of Corporate Member:
HK$150
Non-Member:
HK$300
Chinese Securities Association of Hong Kong (HKCSA):
HK$210
Commodities, Derivatives and Structured Products
Commodities - Part 1 (2023)
  • Commodities - An Introduction
  • Commodities - Emissions
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Staff of Corporate Member:
HK$600
All Member:
HK$600
Non-Member:
HK$900
Commodities - Part 10
  • Commodities - Risk Management & Hedging
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
All Member:
HK$300
Commodities - Part 11
  • Commodities - LNG
  • Commodities - Petrochemicals
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
All Member:
HK$480
Commodities - Part 12
  • Commodities – Grains
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
All Member:
HK$300
Staff of Corporate Member:
HK$300
To be updated
Commodities - Part 13
  • Commodities - Oilseeds
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
All Member:
HK$300
Staff of Corporate Member:
HK$300
Commodities - Part 14
  • Commodities - Dairy
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Commodities - Part 15
  • Commodities - Pulp & Packaging
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
All Member:
HK$300
Commodities - Part 3 (2023)
  • Commodities - Crude Oil
  • Commodities - Oil Products
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
All Member:
HK$480
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
Commodities - Part 4 (2023)
  • Commodities - Electricity
  • Commodities – Coal
  • Commodities - Natural Gas
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Commodities - Part 5 (2023)
  • Commodities – Livestock
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
All Member:
HK$300
Commodities - Part 6 (2023)
  • Commodities – Softs
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
Commodities - Part 7 (2023)
  • Commodities - Precious Metals
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
Commodities - Part 8 (2023)
  • Commodities - NonFerrous Metals
  • Commodities - Ferrous Metals
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
All Member:
HK$480
Non-Member:
HK$720
Commodities - Part 9
  • Commodities - Physical Trading
  • Commodities – Derivatives Trading
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
All Member:
HK$480
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
Complex Bonds and High Yield Bonds
  • Complex Bonds and High Yield Bonds
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Credit Derivatives - Part 1 (2022)
  • Credit Derivatives – An Introduction
  • Credit Derivatives – Single-Name CDS
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
All Member:
HK$480
Non-Member:
HK$720
Credit Derivatives - Part 2 (2022)
  • Credit Derivatives – CDS Indices
  • Credit Derivatives – CDS Pricing & Valuation
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Staff of Corporate Member:
HK$640
Credit Derivatives - Part 3 (2022)
  • Credit Derivatives – CDS Documentation & Settlement
  • Credit Derivatives – Variations
  • Credit Derivatives – CDS Scenario
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
All Member:
HK$480
Non-Member:
HK$720
Derivatives Explained
  • Overview of Derivative Markets
  • Futures and Forwards
  • Options and Swaps
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Equity Accumulators and Decumulators
  • Equity Accumulators and Decumulators
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Equity Derivatives - Part 1 (2022)
  • Equity Derivatives – An Introduction
  • Equity Index Futures & Options
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
All Member:
HK$640
Equity Derivatives - Part 2 (2022)
  • Convertibles - An Introduction
  • Contingent Convertibles (CoCos)
  • Convertibles - Valuation
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
All Member:
HK$640
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
Equity Derivatives - Part 5
  • Equity Options & Warrants
  • Equity Swaps
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Staff of Corporate Member:
HK$480
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
All Member:
HK$480
Exotic Options - Part 3 (2020)
  • Exotic Options - An Introduction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
All Member:
HK$320
Exotic Options - Part 5
  • Exotic Options - Pricing
  • Exotic Options - Application
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Advanced
Price
Staff of Corporate Member:
HK$510
Chinese Securities Association of Hong Kong (HKCSA):
HK$535
Non-Member:
HK$765
All Member:
HK$510
Exploring Structured Products
  • Structured Products
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Forwards & Futures - Part 1 (2019)
  • Forwards & Futures - Markets
  • Forwards & Futures - Pricing
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
All Member:
HK$480
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
Forwards & Futures - Part 2 (2019)
  • Forwards & Futures - Hedging
  • Forwards & Futures - Trading
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
All Member:
HK$480
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
Interest Rate & Currency Swap Fundamentals - Part 1 (2019)
  • Swaps – Applications
  • Swaps Applications for Corporates – Scenario
  • Swaps Applications for Institutional Investors – Scenario
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Advanced
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$715
Non-Member:
HK$1020
All Member:
HK$680
Staff of Corporate Member:
HK$680
Interest Rate & Currency Swap Fundamentals - Part 2 (2022)
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
All Member:
HK$800
Staff of Corporate Member:
HK$800
Non-Member:
HK$1200
Interest Rate & Currency Swap Fundamentals - Part 5 (2022)
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Advanced
Price
Non-Member:
HK$1275
Chinese Securities Association of Hong Kong (HKCSA):
HK$890
Staff of Corporate Member:
HK$850
All Member:
HK$850
Interest Rate & Currency Swap Fundamentals - Part 6 (2021)
  • Swaps – Bootstrapping Zero Curves
  • Swaps – Sensitivities & Risk Management
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Advanced
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$535
Staff of Corporate Member:
HK$510
Non-Member:
HK$765
All Member:
HK$510
Interest Rate & Currency Swap Structures - Part 1 (2021)
  • Basis Swap
  • Swaps - Currency Swaps
  • Swaps - Asset Swaps
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
All Member:
HK$640
Non-Member:
HK$960
Interest Rate & Currency Swap Structures - Part 2 (2021)
  • Swaps – Overnight Index Swaps (OIS)
  • Swaps – CSAs & Collateral
  • Swaps – Book Management
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Advanced
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$715
All Member:
HK$680
Non-Member:
HK$1020
Staff of Corporate Member:
HK$680
Interest Rate & Currency Swap Structures - Part 3 (2019)
  • Swaps – Pricing
  • Swaps – Exotic Structures
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
All Member:
HK$480
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
Interest Rate Options - Part 1
  • Interest Rate Options - An Introduction
  • Interest Rate Options - Types
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
All Member:
HK$480
Interest Rate Options - Part 2
  • Interest Rate Options – Pricing
  • Interest Rate Options - Applications
  • Interest Rate Options – Market Considerations
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
All Member:
HK$640
Introduction to Derivatives - Part 1 (2021)
  • Derivatives - An Introduction
  • Forwards & Futures - An Introduction
  • Contracts for Difference (CFDs)
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
Introduction to Derivatives - Part 2 (2021)
  • Derivatives - Markets
  • Options - An Introduction
  • Swaps - An Introduction
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
All Member:
HK$600
Staff of Corporate Member:
HK$600
Options - Part 1 (2018)
  • Option Valuation - An Introduction
  • Option Valuation - Key Concepts
  • Option Valuation - Sensitivities & Outcomes
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
Non-Member:
HK$1125
Staff of Corporate Member:
HK$750
All Member:
HK$750
Options – Part 10
  • Option Trading - Combination Strategies
  • Option Trading - Spread Strategies
  • Option Trading - Managing an Options Portfolio
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Staff of Corporate Member:
HK$640
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Options - Part 3 (2018)
  • Option Valuation - American Options
  • Option Valuation - Binomial Techniques
  • Option Valuation - Monte Carlo Methods
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Advanced
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$715
All Member:
HK$680
Non-Member:
HK$1020
Staff of Corporate Member:
HK$680
Options – Part 6
  • Option Valuation - Black-Scholes-Merton
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Advanced
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$355
Staff of Corporate Member:
HK$340
Non-Member:
HK$510
All Member:
HK$340
Options – Part 7
  • Option Valuation - Future Asset Prices & Volatility
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Advanced
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$355
Non-Member:
HK$510
All Member:
HK$340
Staff of Corporate Member:
HK$340
Options – Part 8
  • Option Greeks - Measuring Delta & Gamma
  • Option Greeks - Using Delta & Gamma
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Non-Member:
HK$720
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
All Member:
HK$480
Staff of Corporate Member:
HK$480
Options – Part 9
  • Option Greeks - Vega, Theta, & Rho
  • Option Greeks - Second-Order Sensitivities
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Non-Member:
HK$720
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
All Member:
HK$480
Staff of Corporate Member:
HK$480
Structured Products - Part 1
  • Structured Products - An Introduction
  • Structured Products - Components & Types
  • FRN Structures
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
All Member:
HK$640
Non-Member:
HK$960
Structured Products - Part 2
  • Structured Products - Valuation & Analysis
  • Structured Products - Risks & Sensitivities
  • Structured Products - Examples & Cases
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Advanced
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$890
All Member:
HK$850
Non-Member:
HK$1275
Staff of Corporate Member:
HK$850
Yield Curves (2023)
  • Yield Curves - An Introduction
  • Yield Curves - Construction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Advanced
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$535
Staff of Corporate Member:
HK$510
All Member:
HK$510
Non-Member:
HK$765
Compliance, Legislative & Regulatory Standards
Corporate Governance (2024)
  • Corporate Governance - An Introduction
  • Corporate Governance in Practice
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Data Protection (2024)
  • Data Protection (2024)
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Dodd-Frank Act (2020)
  • Dodd-Frank Act
  • Volcker Rule
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$675
Global Financial Crisis
  • Global Financial Crisis – Causes, Impact, & Legacy
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
Hong Kong Anti-Money Laundering (AML) (2024)
  • Hong Kong Anti-Money Laundering (AML) (2024)
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Hong Kong Professional Assessment for Anti-Money Laundering and Combating the Financing of Terrorism (CISI) (2024)
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Introduction to the Manager-In-Charge (MIC) Regime (2022)
  • Introduction to the Manager-In-Charge (MIC) Regime
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$100
Staff of Corporate Member:
HK$100
Non-Member:
HK$200
Chinese Securities Association of Hong Kong (HKCSA):
HK$140
Regulatory Environment - Part 10 (2020)
  • Financial Authorities (UK) - Bank of England
  • Financial Authorities (UK) - PRA & FCA
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
Regulatory Environment - Part 11
  • Financial Authorities (Europe) - ECB
  • Financial Authorities (Europe) - ESFS
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$900
Regulatory Environment - Part 12
  • MiFID II MiFIR - Primer
  • MiFID II/MiFIR - Key Requirements
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Staff of Corporate Member:
HK$300
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
All Member:
HK$300
Regulatory Environment - Part 13
  • Financial Authorities (China)
  • Financial Authorities (Hong Kong)
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Non-Member:
HK$675
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
All Member:
HK$450
Regulatory Environment - Part 14
  • Financial Authorities (Japan)
  • Financial Authorities (Singapore)
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
All Member:
HK$450
Regulatory Environment - Part 15
  • CSDR
  • PRIIPs
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
All Member:
HK$480
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
Regulatory Environment - Part 16
  • Insurance Distribution Directive (IDD)
  • Solvency II
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
All Member:
HK$600
Regulatory Environment - Part 17
  • Financial Authorities (US) - CFTC
  • Financial Authorities (US) - Federal Reserve
  • Financial Authorities (US) - SEC
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Staff of Corporate Member:
HK$450
Regulatory Environment - Part 2 (2019)
  • Basel III - An Introduction
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Regulatory Environment - Part 5 (2019)
  • AIFM Directive
  • UCITS
  • EMIR
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:3.50 PWMA:3.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$1100
All Member:
HK$1050
Staff of Corporate Member:
HK$1050
Non-Member:
HK$1575
Regulatory Environment - Part 6 (2024)
  • Basel III - Pillar 1 & Capital Adequacy
  • Basel III - Measurement Approaches
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
All Member:
HK$480
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Regulatory Environment - Part 7 (2024)
  • Basel III - Liquidity & Leverage
  • Basel III - Pillar 2 & ICAAP
  • Basel III - Pillar 3 & Risk Reporting
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
All Member:
HK$800
Staff of Corporate Member:
HK$800
Non-Member:
HK$1200
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Regulatory Environment - Part 8 (2018)
  • FATCA
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
All Member:
HK$320
Regulatory Environment - Part 9 (2019)
  • Financial Regulation - An Introduction
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
All Member:
HK$300
Regulatory Requirements for the Selling Virtual Asset (“VA") Products
Relevant Subject
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Upcoming
Training for HKEX Clearing Participants – Reminder of Payment Obligations
  • Training for HKEX Clearing Participants – Reminder of Payment Obligations
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$260
All Member:
HK$260
Staff of Corporate Member:
HK$260
Non-Member:
HK$370
Trust Training Certificate (TTC) (version 2.0) - Unit 10: Testamentary Issues & Avoiding Testamentary Disputes
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00 LawSociety:3.00 HKTA:3.00
Level
Introductory
Price
All (Member & Non-Member):
HK$2500
Trust Training Certificate (TTC) (version 2.0) - Unit 11: International Taxation
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00 LawSociety:3.00 HKTA:3.00
Level
Introductory
Price
All (Member & Non-Member):
HK$2500
Trust Training Certificate (TTC) (version 2.0) - Unit 17: Trusts and Issues for PRC Nationals
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00 LawSociety:3.00 HKTA:3.00
Level
Introductory
Price
All (Member & Non-Member):
HK$2500
Trust Training Certificate (TTC) (version 2.0) - Unit 9: The Contents of Trusts and Drafting
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00 LawSociety:3.00 HKTA:3.00
Level
Introductory
Price
All (Member & Non-Member):
HK$2500
核心职能主管 (MIC) 制度简介 (2022)
  • 核心职能主管 (MIC) 制度简介
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$100
Staff of Corporate Member:
HK$100
Non-Member:
HK$200
Chinese Securities Association of Hong Kong (HKCSA):
HK$140
核心職能主管 (MIC) 制度簡介 (2022)
  • 核心職能主管 (MIC) 制度簡介
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$100
Staff of Corporate Member:
HK$100
Non-Member:
HK$200
Chinese Securities Association of Hong Kong (HKCSA):
HK$140
Corporate Finance
Complying with the Hong Kong Takeovers Code
  • Get Ready for a Takeover Transaction
  • Kickstarting the Offer Phase
  • The Dos and Don’ts Following the End of an Offer Period
Relevant Subject
  • Type 6 - Advising on corporate finance - TC Adviser
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
All Member:
HK$900
Staff of Corporate Member:
HK$900
Non-Member:
HK$1800
Chinese Securities Association of Hong Kong (HKCSA):
HK$1260
To be updated
Connected Transactions
  • Connected Transactions
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$100
Staff of Corporate Member:
HK$100
Non-Member:
HK$200
Chinese Securities Association of Hong Kong (HKCSA):
HK$140
Continuing Obligations
  • Continuing Obligations
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.75 PWMA:0.75
Level
Introductory
Price
All Member:
HK$75
Staff of Corporate Member:
HK$75
Non-Member:
HK$150
Chinese Securities Association of Hong Kong (HKCSA):
HK$105
To be updated
Corporate Finance - Part 1 (2022)
  • Corporate Finance - An Introduction
  • Corporate Finance – Raising Capital
  • Mergers & Acquisitions (M&A) – An Introduction
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$945
Non-Member:
HK$1350
Staff of Corporate Member:
HK$900
All Member:
HK$900
Corporate Finance - Part 2 (2022)
  • Corporate Finance – Project Appraisal & Capital Budgeting
  • Corporate Finance – Measuring Business Performance
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
All Member:
HK$640
Corporate Finance - Part 3 (2022)
  • Corporate Finance – Capital Structure & Liquidity
  • Corporate Finance - Cost of Capital
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Staff of Corporate Member:
HK$640
Corporate Finance - Part 4 (2022)
  • Mergers & Acquisitions (M&A) – Analysis
  • Corporate Finance – Payout Policy
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Non-Member:
HK$960
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Introduction to Continuing Disclosure Obligations and Trading Halt
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
Introduction to Equity Fundraising
  • Introduction to Equity Fundraising
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
Introduction to Notifiable Transactions
  • Introduction to Notifiable Transactions
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.75 PWMA:0.75
Level
Introductory
Price
All Member:
HK$75
Staff of Corporate Member:
HK$75
Non-Member:
HK$150
Chinese Securities Association of Hong Kong (HKCSA):
HK$105
Introduction to Share Schemes
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
Introduction to Trading Arrangements for Corporate Actions
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
关连交易
  • 关连交易
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$100
Staff of Corporate Member:
HK$100
Non-Member:
HK$200
Chinese Securities Association of Hong Kong (HKCSA):
HK$140
持續責任
  • 持續責任
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.75 PWMA:0.75
Level
Introductory
Price
All Member:
HK$75
Staff of Corporate Member:
HK$75
Non-Member:
HK$150
Chinese Securities Association of Hong Kong (HKCSA):
HK$105
To be updated
持续责任
  • 持续责任
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.75 PWMA:0.75
Level
Introductory
Price
All Member:
HK$75
Staff of Corporate Member:
HK$75
Non-Member:
HK$150
Chinese Securities Association of Hong Kong (HKCSA):
HK$105
To be updated
简介公司行动涉及的交易安排
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
简介持续披露责任及短暂停牌
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
簡介公司行動涉及的交易安排
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
簡介持續披露責任及短暫停牌
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
股份計劃簡介
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
股份计划简介
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
股本集資簡介
  • 股本集資簡介
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
股本集资简介
  • 股本集资简介
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All Member:
HK$50
Staff of Corporate Member:
HK$50
Non-Member:
HK$100
Chinese Securities Association of Hong Kong (HKCSA):
HK$70
遵守香港《公司收購、合併及股份回購守則》
  • 準備進行收購交易
  • 展開要約期
  • 要約期完結之後的行動及限制
Relevant Subject
  • Type 6 - Advising on corporate finance - TC Adviser
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
All Member:
HK$900
Staff of Corporate Member:
HK$900
Non-Member:
HK$1800
Chinese Securities Association of Hong Kong (HKCSA):
HK$1260
To be updated
遵守香港《公司收购、合并及股份回购守则》
  • 准备进行收购交易
  • 展开要约期
  • 要约期完结之后的行动及限制
Relevant Subject
  • Type 6 - Advising on corporate finance - TC Adviser
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
All Member:
HK$900
Staff of Corporate Member:
HK$900
Non-Member:
HK$1800
Chinese Securities Association of Hong Kong (HKCSA):
HK$1260
To be updated
關連交易
  • 關連交易
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$100
Staff of Corporate Member:
HK$100
Non-Member:
HK$200
Chinese Securities Association of Hong Kong (HKCSA):
HK$140
須予公佈的交易簡介
  • 須予公佈的交易簡介
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.75 PWMA:0.75
Level
Introductory
Price
All Member:
HK$75
Staff of Corporate Member:
HK$75
Non-Member:
HK$150
Chinese Securities Association of Hong Kong (HKCSA):
HK$105
须予公布的交易简介
  • 须予公布的交易简介
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:0.75 PWMA:0.75
Level
Introductory
Price
All Member:
HK$75
Staff of Corporate Member:
HK$75
Non-Member:
HK$150
Chinese Securities Association of Hong Kong (HKCSA):
HK$105
Environmental, Social and Governance (ESG)
Biodiversity
  • Biodiversity & Financial Institutions
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
All Member:
HK$300
Non-Member:
HK$450
Climate Investments
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$350
Staff of Corporate Member:
HK$350
Non-Member:
HK$700
Chinese Securities Association of Hong Kong (HKCSA):
HK$490
Climate Risk - Part 1
  • Climate Risk - An Introduction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
Climate Risk - Part 2
  • Climate Risk - Banking & Decarbonization
  • Climate Risk - Stress Testing
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
All Member:
HK$480
Climate Risk - Part 3
  • Climate Risk Measurement - An Introduction
  • Climate Risk Measurement - Approaches
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Non-Member:
HK$480
All Member:
HK$320
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
ESG Data & Ratings - Part 1
  • ESG Data & Ratings - An Introduction
  • ESG Data & Ratings - Reporting Frameworks
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Non-Member:
HK$675
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Staff of Corporate Member:
HK$450
ESG Investing - Part 1
  • ESG & SRI - Primer
  • ESG - An Introduction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
All Member:
HK$300
ESG Investing - Part 2 (2023)
  • Sustainable & Responsible Investing - An Introduction
  • ESG Factors
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
All Member:
HK$640
ESG Investing - Part 3
  • ESG Investing Strategies
  • ESG Investing - Scenario (Retail)
  • ESG Investing - Scenario (Institutional)
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
All Member:
HK$480
ESG Investing - Part 4
  • Green Bonds - An Introduction
  • Green Bonds in Practice
  • Social Bonds & Sustainable Instruments
Relevant Subject
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Staff of Corporate Member:
HK$480
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
All Member:
HK$480
ESG Investing - Part 5
  • Impact Investing
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
All Member:
HK$320
ESG Regulation & Reporting - Part 1
  • Sustainable Finance Disclosure Regulation (SFDR)
Relevant Subject
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 9 - Asset management
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
All Member:
HK$300
ESG Regulation & Reporting - Part 2 (2023)
  • Sustainability Reporting
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
All Member:
HK$320
ESG Regulation & Reporting - Part 3
  • Sustainable Development Goals (SDGs) - An Introduction
  • Sustainable Development Goals (SDGs) - Impact on the Financial Sector
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
All Member:
HK$300
ESG Regulation & Reporting - Part 4
  • Taxonomy Regulation (Europe)
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
All Member:
HK$300
ESG Regulation & Reporting - Part 5
  • Corporate Sustainability Reporting Directive (CSRD)
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
ESG Regulation & Reporting - Part 6
  • CSR & RBC - An Introduction
  • CSR & RBC in Practice
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$675
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
ESG Risk Management - Part 1
  • ESG Risk Management - An Introduction
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
All Member:
HK$300
Staff of Corporate Member:
HK$300
ESG Risk Management - Part 2
  • ESG Risk Management - Strategic Integration
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Non-Member:
HK$480
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Staff of Corporate Member:
HK$320
Introduction to Energy Transition in Asia Pacific
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$390
Staff of Corporate Member:
HK$390
Non-Member:
HK$650
Chinese Securities Association of Hong Kong (HKCSA):
HK$455
Introduction to Impact Investing
Relevant Subject
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$390
Staff of Corporate Member:
HK$390
Non-Member:
HK$650
Chinese Securities Association of Hong Kong (HKCSA):
HK$455
Introduction to Nature-based Solutions
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$390
Staff of Corporate Member:
HK$390
Non-Member:
HK$650
Chinese Securities Association of Hong Kong (HKCSA):
HK$455
Introduction to Sustainability & ESG - Part 1
  • Sustainability & Sustainable Development
  • Net Zero
  • Climate Change - Physical Risks
  • Climate Change - Transition Risks
  • Greenwashing
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Introduction to Sustainability & ESG - Part 2
  • Stranded Assets
  • Circular Economy
  • Blue Economy
  • Deforestation
  • Clean Energy
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Navigating the Carbon Markets
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$700
Staff of Corporate Member:
HK$700
Non-Member:
HK$1400
Chinese Securities Association of Hong Kong (HKCSA):
HK$980
Overview of Sustainable Finance
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Scenario Analysis in Practice
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
Science-based Target Setting in Practice (Corporates)
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Advanced
Price
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
In Development
Science-based Target Setting in Practice (Financial Services)
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Advanced
Price
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
In Development
Scope 3 Emissions in Practice (Corporates)
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Advanced
Price
All Member:
HK$680
Staff of Corporate Member:
HK$680
Non-Member:
HK$1360
Chinese Securities Association of Hong Kong (HKCSA):
HK$950
In Development
Scope 3 Emissions in Practice (Financial Services)
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Advanced
Price
All Member:
HK$680
Staff of Corporate Member:
HK$680
Non-Member:
HK$1360
Chinese Securities Association of Hong Kong (HKCSA):
HK$950
Sustainability Basics: Then, Now, and Next
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$700
Staff of Corporate Member:
HK$700
Non-Member:
HK$1400
Chinese Securities Association of Hong Kong (HKCSA):
HK$980
Sustainability Reporting: GRI
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$700
Staff of Corporate Member:
HK$700
Non-Member:
HK$1400
Chinese Securities Association of Hong Kong (HKCSA):
HK$980
Equity
Dark Pools (2020)
  • Dark Trading
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
Equities - Part 1 (2021)
  • Equity Markets - An Introduction
  • Equity Markets - Issuing
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Staff of Corporate Member:
HK$600
All Member:
HK$600
Non-Member:
HK$900
Equities - Part 10
  • Equity Indices
  • Equity Hedging
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
All Member:
HK$450
Equities - Part 11
  • Equity Valuation - An Introduction
  • Industry & Company Analysis
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
All Member:
HK$450
Equities - Part 12
  • Equity Returns Analysis
  • Equity Valuation - DCF Models
  • Equity Valuation - Other Methods
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
All Member:
HK$800
Staff of Corporate Member:
HK$800
Equities - Part 13
  • Indian Equity Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
Equities - Part 3 (2019)
  • European Equity Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Equities - Part 4 (2020)
  • Hong Kong Equity Market
  • UK Equity Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
All Member:
HK$450
Non-Member:
HK$675
Equities - Part 5 (2020)
  • Japanese Equity Market
  • Singapore Equity Market
  • Chinese Equity Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Staff of Corporate Member:
HK$600
All Member:
HK$600
Non-Member:
HK$900
Equities - Part 6 (2020)
  • Canadian Equity Market
  • US Equity Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$900
Equities - Part 9
  • Equity Trading - An Introduction
  • Equity Trading Strategies
  • Equity Trading - Technical vs. Fundamental Trading
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
Non-Member:
HK$1125
Staff of Corporate Member:
HK$750
All Member:
HK$750
Quantitative Trading - Part 1
  • Quantitative Trading - An Introduction
  • Quantitative Trading - Sell-Side
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
All Member:
HK$480
Quantitative Trading - Part 2
  • Quantitative Trading - Buy-Side
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
All Member:
HK$320
Non-Member:
HK$480
Quantitative Trading - Part 3
  • Quantitative Trading - Algorithmic Trading
  • Quantitative Trading - Arbitrage & HFT
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
All Member:
HK$480
Quantitative Trading - Part 4
  • Quantitative Trading - Data & Machine Learning
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Staff of Corporate Member:
HK$320
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
All Member:
HK$320
Quantitative Trading - Part 5
  • Quantitative Trading - Risk Management
  • Quantitative Trading - Portfolio Construction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
All Member:
HK$480
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
Technical Analysis - Part 1
  • Technical Analysis - An Introduction
  • Technical Analysis - Fibonacci Analysis & Elliot Wave Theory
  • Technical Analysis - Mean-Reverting Strategies
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
Non-Member:
HK$1125
All Member:
HK$750
Staff of Corporate Member:
HK$750
Technical Analysis - Part 2
  • Technical Analysis - Other Strategies
  • Technical Analysis - Trend-Following Strategies
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
All Member:
HK$480
eSeminar - CPT Bearing
Carbon Markets: A Solution to Achieving Net Zero?
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Climate Risk Management in Practice
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$340
Staff of Corporate Member:
HK$340
Non-Member:
HK$680
Chinese Securities Association of Hong Kong (HKCSA):
HK$480
Crypto Assets / Cyber Fraud – Are Civil Injunctions Effective Remedies?
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 9 - Asset management
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Price
All Member:
HK$345
Staff of Corporate Member:
HK$345
Non-Member:
HK$690
Chinese Securities Association of Hong Kong (HKCSA):
HK$485
Crypto Fraud and Money Laundering: Tracing and Recovery
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 9 - Asset management
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Staff of Corporate Member:
HK$230
Non-Member:
HK$460
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
Currency Hedging in Wealth and Asset Management
Relevant Subject
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$200
Staff of Corporate Member:
HK$200
Non-Member:
HK$400
Driving Impact: The Rise of Social Impact Investing
Relevant Subject
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
ESG Data and Rating in Practice
Relevant Subject
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$480
Staff of Corporate Member:
HK$480
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Five Priorities for Winning with GenAI in Wealth and Asset Management
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Staff of Corporate Member:
HK$230
Non-Member:
HK$460
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
New
Furthering MPF Scheme Members’ Interest from Investment Perspective
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 6 - Advising on corporate finance - TC Adviser
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Staff of Corporate Member:
HK$230
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
Non-Member:
HK$460
Green Real Estate Financing in Hong Kong and Greater China
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 6 - Advising on corporate finance - TC Adviser
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
How Digital Assets can Co-Exist within Traditional Finance’s IT Architecture
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$210
Staff of Corporate Member:
HK$210
Non-Member:
HK$420
How Tech can enhance ESG and Sustainable Investing
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Implications of Climate Change on Financial Institutions – Physical Risks
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
New
Introduction to GHG Emissions
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 6 - Advising on corporate finance - TC Adviser
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$340
Staff of Corporate Member:
HK$340
Non-Member:
HK$680
Chinese Securities Association of Hong Kong (HKCSA):
HK$480
Introduction to GRI
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$340
Staff of Corporate Member:
HK$340
Non-Member:
HK$680
Chinese Securities Association of Hong Kong (HKCSA):
HK$480
Introduction to HKEX Listing Rule – ESG Code
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$340
Staff of Corporate Member:
HK$340
Non-Member:
HK$680
Chinese Securities Association of Hong Kong (HKCSA):
HK$480
Introduction to IFRS S1 and S2
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$340
Staff of Corporate Member:
HK$340
Non-Member:
HK$680
Chinese Securities Association of Hong Kong (HKCSA):
HK$480
Introduction to Tokenisation
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 6 - Advising on corporate finance - TC Adviser
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Upcoming
Introduction to Virtual Assets
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Managing Cross-Border Data in China
Relevant Subject
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Staff of Corporate Member:
HK$230
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
Non-Member:
HK$460
Overview of the Virtual Asset Regulatory Landscape in Hong Kong
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Overview of VA-related Products in Traditional Financial Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 6 - Advising on corporate finance - TC Adviser
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Private Debt: Exploring an Expanding Investment Class
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Staff of Corporate Member:
HK$230
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
Non-Member:
HK$460
Regulatory Developments in Anti-Money Laundering: Implications for Wealth Management Businesses
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 6 - Advising on corporate finance - TC Adviser
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 11 - Dealing in OTC derivative products or advising on OTC derivative products
  • Type 12 - Providing client clearing services for OTC derivative transactions
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$210
Staff of Corporate Member:
HK$210
Non-Member:
HK$420
Chinese Securities Association of Hong Kong (HKCSA):
HK$295
Robo-Advisory: The Future of Investing
Relevant Subject
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Staff of Corporate Member:
HK$230
Non-Member:
HK$460
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
SFC Manager-In-Charge Regime Roundtable
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 6 - Advising on corporate finance - Sponsor
  • Type 6 - Advising on corporate finance - TC Adviser
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Price
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
Chinese Securities Association of Hong Kong (HKCSA):
HK$590
Shaping the Virtual Asset Ecosystem: Compliance, Competence and the Road Ahead
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Non-Member:
HK$460
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
Staff of Corporate Member:
HK$230
Update on SFC’s Initiatives for HK’s Asset and Wealth Management Sector
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Regulatory Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Staff of Corporate Member:
HK$230
Non-Member:
HK$460
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
Virtual Asset Custody for Asset Management
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Upcoming
What To Do if Hacked: Cyber Laws and Remedies in Hong Kong?
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Price
All Member:
HK$230
Staff of Corporate Member:
HK$230
Non-Member:
HK$460
Chinese Securities Association of Hong Kong (HKCSA):
HK$320
eSeminar - Non CPT Bearing
Shaping the Future of Hong Kong's Financial Market Together
Relevant Subject
Recognised CPT/CPD/OPT Hours
SFC:0.00 PWMA:0.00
Level
Price
All (Member & Non-Member):
HK$0
Financial Markets
Emerging Markets (2020)
  • Emerging Markets - An Introduction
  • Emerging Markets - Advanced & Secondary Markets
  • Emerging Markets - Frontier Markets
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Intermediate
Price
All Member:
HK$960
Chinese Securities Association of Hong Kong (HKCSA):
HK$1010
Staff of Corporate Member:
HK$960
Non-Member:
HK$1440
Introduction to Financial Markets (2021)
  • Financial Markets - An Introduction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Financial Products & Associated Risk Management
Bank ALM & Treasury Management - Part 1 (2023)
  • Bank Balance Sheets
  • ALM & Treasury Management – An Introduction
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Non-Member:
HK$1200
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
All Member:
HK$800
Staff of Corporate Member:
HK$800
Bank ALM & Treasury Management - Part 2
  • ALM – Strategic ALM
  • ALM – Tools & Techniques
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
Staff of Corporate Member:
HK$800
All Member:
HK$800
Bank ALM & Treasury Management - Part 3
  • ALM & Treasury Operations
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
All Member:
HK$320
Banking Risk Management - Part 1
  • Primer - Risk
  • Risk Management - An Introduction
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Banking Risk Management - Part 2 (2023)
  • Risk Management - Risk Types & Measurement
  • Risk Modeling
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
Banking Risk Management - Part 3
  • Risk Management - Business Strategy & Risk Decision-Making
  • Risk Management - Tools & Techniques
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
All Member:
HK$480
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
Banking Risk Management - Part 4 (2019)
  • Risk Management - Reporting
  • Stress Testing - An Introduction
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Banking Risk Management - Part 5
  • Stress Testing in Practice
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
All Member:
HK$320
Non-Member:
HK$480
Budgeting and Financial Management - Part 1 (2019)
  • Budgeting
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
All Member:
HK$300
Non-Member:
HK$450
Budgeting and Financial Management - Part 2 (2019)
  • Cash Management
  • Credit Management
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
Budgeting and Financial Management - Part 3 (2019)
  • Financial Planning & Modeling
  • Working Capital Management
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
CCASS Course 1 – Understanding of Securities Clearing and Settlement
Relevant Subject
  • Type 1 - Dealing in securities
Recognised CPT/CPD/OPT Hours
SFC:0.50 PWMA:0.50
Level
Introductory
Price
All (Member & Non-Member):
HK$150
CCASS Course 2 – Clearing and Settlement (Part I) 2023
Relevant Subject
  • Type 1 - Dealing in securities
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
All (Member & Non-Member):
HK$900
CCASS Course 3 – Clearing and Settlement (Part II)
Relevant Subject
  • Type 1 - Dealing in securities
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All (Member & Non-Member):
HK$450
Credit Analysis - Part 1 (2023)
  • Credit Analysis - An Introduction
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
All Member:
HK$300
Credit Analysis - Part 2
  • Credit Analysis – Balance Sheet Analysis
  • Credit Analysis – Income Statement Analysis
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
All Member:
HK$640
Credit Analysis - Part 3
  • Credit Analysis – Cash Flow Analysis
  • Credit Analysis – Performance & Other Measures
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
All Member:
HK$640
Credit Analysis - Part 4
  • Credit Analysis - Forecasting
  • Credit Analysis - Other Factors
  • Scenario - Performing a Credit Analysis
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$1010
Staff of Corporate Member:
HK$960
All Member:
HK$960
Non-Member:
HK$1440
Credit Risk - Part 1 (2023)
  • Credit Risk - An Introduction
  • Credit Risk - Types & Asset Classes
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Credit Risk - Part 3 (2020)
  • Counterparty Credit Risk (CCR) - An Introduction
  • Counterparty Credit Risk (CCR) - Measurement
  • Counterparty Credit Risk (CCR) - Management
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:3.50 PWMA:3.50
Level
Advanced
Price
Non-Member:
HK$1785
Chinese Securities Association of Hong Kong (HKCSA):
HK$1250
Staff of Corporate Member:
HK$1190
All Member:
HK$1190
Credit Risk - Part 4
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Non-Member:
HK$960
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Credit Risk Appetite - Part 1
  • Credit Risk Appetite - An Introduction
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
All Member:
HK$320
Credit Risk Appetite - Part 2
  • Credit Risk Appetite - Customer & Industry Risk
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
All Member:
HK$320
Credit Risk Appetite - Part 3
  • Credit Risk Appetite - Product & Country Risk
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
All Member:
HK$320
Credit Risk Customer Management - Part 1
  • Credit Risk Customer Management - An Introduction
  • Credit Risk Customer Management - Credit Facilities
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
All Member:
HK$480
Staff of Corporate Member:
HK$480
Credit Risk Customer Management - Part 2
  • Credit Risk Customer Management - Structuring Credit Facilities
  • Credit Risk Customer Management - Covenants & Credit Decisions
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
All Member:
HK$640
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
Credit Risk Management - Part 1
  • Credit Risk Management - An Introduction
  • Credit Risk Management - Framework
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Staff of Corporate Member:
HK$640
Credit Risk Management - Part 2
  • Credit Risk Management - Stakeholders
  • Credit Risk Management - Strategic & Business Unit Management
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
All Member:
HK$640
Credit Risk Management - Part 3
  • Credit Risk Management - Credit Culture
  • Credit Risk Management - Risk/Reward
  • Credit Risk Management - Data & Reporting
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
Staff of Corporate Member:
HK$800
All Member:
HK$800
Credit Risk Measurement - Part 1
  • Credit Risk Measurement - An Introduction
  • Credit Risk Measurement - PD & Risk Rating
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
All Member:
HK$480
Credit Risk Measurement - Part 2
  • Credit Risk Measurement - EAD & LGD
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
All Member:
HK$320
Credit Risk Measurement - Part 3
  • Credit Risk Measurement - Capital Calculations
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
All Member:
HK$320
Non-Member:
HK$480
Credit Risk Measurement - Part 4
  • Credit Risk Measurement – Models
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
All Member:
HK$320
Non-Member:
HK$480
Credit Risk Mitigation - Part 1
  • Credit Risk Mitigation - An Introduction
  • Credit Risk Mitigation - Collateralization
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
Credit Risk Mitigation - Part 2
  • Credit Risk Mitigation - Other Types of Mitigant
  • Credit Risk Mitigation - Management & Realization
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
All Member:
HK$480
Non-Member:
HK$720
DCASS Course 1 – Understanding of Derivatives Clearing
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All (Member & Non-Member):
HK$300
DCASS Course 2 – DCASS Terminal Training
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All (Member & Non-Member):
HK$450
DCASS Course 3 – CCMS Training (2023)
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All (Member & Non-Member):
HK$600
DCASS Training Course Series - Course 1 to 3 [Package]
  • Course 1 – Understanding of Derivatives Clearing
  • Course 2 – DCASS Terminal Training
  • Course 3 – CCMS Training
Relevant Subject
Recognised CPT/CPD/OPT Hours
SFC:4.50 PWMA:4.50
Level
Introductory
Price
All (Member & Non-Member):
HK$1080
Interest Rate Risk Management
  • Interest Rate Risk - An Introduction
  • Interest Rate Risk - Management
  • Interest Rate Risk - Measurement
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
All Member:
HK$800
Non-Member:
HK$1200
Staff of Corporate Member:
HK$800
Liquidity Risk Management (2024)
  • Liquidity Risk - An Introduction
  • Liquidity Risk - Measurement
  • Liquidity Risk - Management
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
All Member:
HK$800
Staff of Corporate Member:
HK$800
Non-Member:
HK$1200
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Market Risk Management - Part 1
  • Market Risk - An Introduction
  • Market Risk - Management
  • Market Risk - Measurement
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Staff of Corporate Member:
HK$800
Non-Member:
HK$1200
All Member:
HK$800
Market Risk Management - Part 2
  • VaR & Expected Shortfall - An Introduction
  • VaR & Expected Shortfall - Measurement
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Operational Risk Management - Part 1 (2023)
  • Operational Risk - An Introduction
  • Operational Risk – Measurement & Reporting
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Staff of Corporate Member:
HK$640
Operational Risk Management - Part 2
  • Operational Risk Management - Tools & Techniques
  • Operational Risk Management - Developments & Emerging Risks
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
All Member:
HK$640
Non-Member:
HK$960
Problem Credit Management - Part 1
  • Problem Credit Management - An Introduction
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
Problem Credit Management - Part 2
  • Problem Credit Management - Early Stage Problem Credits
  • Problem Credit Management - Late Stage Problem Credits
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
Problem Credit Management - Part 3
  • Problem Credit Management - Accounting for Problem Credits
Relevant Subject
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Advanced
Price
Staff of Corporate Member:
HK$340
Chinese Securities Association of Hong Kong (HKCSA):
HK$355
Non-Member:
HK$510
All Member:
HK$340
Risk Management for Asset Managers - Part 1
  • Risk Management for Asset Managers - An Introduction
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
All Member:
HK$300
Staff of Corporate Member:
HK$300
Risk Management for Asset Managers - Part 2
  • Asset Management - Market Risk
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Staff of Corporate Member:
HK$320
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
All Member:
HK$320
Risk Management for Asset Managers - Part 3
  • Asset Management - Operational Risk
  • Asset Management - Other Risks
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
All Member:
HK$640
Risk Management for Asset Managers - Part 4
  • Asset Management - Credit Risk & Counterparty Credit Risk (CCR)
  • Asset Management - Liquidity Risk
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
All Member:
HK$640
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
Fintech/Virtual Assets
Certification Programme for Virtual Asset Professionals (CVAP) Core Curriculum
  • Introduction to Virtual Assets
  • Overview of VA-related Products in Traditional Financial Market
  • Overview of the Virtual Asset Regulatory Landscape in Hong Kong
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
All Member:
HK$2800
Staff of Corporate Member:
HK$2800
Non-Member:
HK$3600
Student Member (UHKSI):
HK$1400
Chinese Securities Association of Hong Kong (HKCSA):
HK$3120
Fintech - Part 1 (2021)
  • AI & Machine Learning (ML) - Primer
  • Data Science - Mathematical Methods
  • Big Data
  • AI Applications - RPA in Trade Processing
  • AI Applications - Internet of Things (IoT)
  • AI Applications - Robo-Advice
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
All Member:
HK$800
Staff of Corporate Member:
HK$800
Fintech - Part 2 (2024)
  • Cryptography
  • Blockchain
  • Crypto Assets - An Introduction
  • Digital Assets
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
All Member:
HK$480
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Fintech - Part 3
  • Supervised Machine Learning – An Introduction
  • Supervised Machine Learning In Practice
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
All Member:
HK$480
Staff of Corporate Member:
HK$480
Fintech - Part 4
  • Unsupervised machine learning
  • Reinforcement Machine Learning & Neural Nets
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
All Member:
HK$480
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
Fintech - Part 5
  • AI Applications – Credit Risk
  • AI Applications – Fraud & Compliance
  • AI Applications – Wealth & Asset Management
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
All Member:
HK$320
Fintech - Part 6
  • Information Technology (IT) in Business
  • FinTech - An Introduction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$900
Introduction to Virtual Asset Portfolio Management
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Upcoming
Fixed Income and Debt
Fixed Income - Part 1 (2021)
  • Bond Markets - An Introduction
  • Bond Markets - Issuing
  • Bond Markets - Trading
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
All Member:
HK$750
Non-Member:
HK$1125
Staff of Corporate Member:
HK$750
Fixed Income - Part 10
  • Municipal Bonds (US) - An Introduction
  • Municipal Bonds (US) - An Investing
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Fixed Income - Part 11
  • Chinese Bond Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Fixed Income - Part 12
  • Fixed Income Strategies - An Introduction
  • Fixed Income Strategies - Running a Book
  • Relative Value Trading
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Staff of Corporate Member:
HK$640
Fixed Income - Part 3 (2023)
  • UK Bond Market
  • US Bond Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
Non-Member:
HK$1125
All Member:
HK$750
Staff of Corporate Member:
HK$750
Fixed Income - Part 4 (2023)
  • Eurobonds & International Bonds
  • European Bond Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Fixed Income - Part 5 (2020)
  • Canadian Bond Market
  • Japanese Bond Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Staff of Corporate Member:
HK$450
Fixed Income - Part 9
  • Australian Bond Market
  • Hong Kong Bond Market
  • Singapore Bond Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
Non-Member:
HK$1125
All Member:
HK$750
Staff of Corporate Member:
HK$750
Fixed Income Analysis - Part 2 (2019)
  • Bond Futures
  • Swap Futures
Relevant Subject
  • Type 2 - Dealing in futures contracts
  • Type 5 - Advising on futures contracts
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
All Member:
HK$480
Fixed Income Analysis - Part 6 (2023)
  • Fixed Income Analysis - An Introduction
  • High Yield Debt
  • FRNs - An Introduction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Staff of Corporate Member:
HK$800
All Member:
HK$800
Non-Member:
HK$1200
Fixed Income Analysis - Part 7
  • Fixed Income Derivatives
  • Fixed Income Analysis - Credit Risk
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
All Member:
HK$640
Non-Member:
HK$960
Fixed Income Analysis - Part 8 (2023)
  • Duration Analysis
  • Convexity Analysis
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
All Member:
HK$480
Fixed Income Analysis - Part 9 (2023)
  • Option-Linked Securities
  • Inflation-Linked Securities
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
All Member:
HK$480
Staff of Corporate Member:
HK$480
Fundamentals of Debt Instruments
  • Financial Market Fundamentals
  • Money Market Instruments
  • Bonds
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Money Markets - Part 1 (2023)
  • Money Markets - An Introduction
  • Interbank Money Market
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
Money Markets - Part 3 (2024)
  • Money Market Securities - An Introduction
  • Money Market Securities - Pricing
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Money Markets - Part 4 (2023)
  • Money Market Futures
  • Repos
  • Money Markets - Scenario
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
Money Markets - Part 5 (2023)
  • Money Market Funds
  • Bank Funding & Position Management
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
Money Markets - Part 6
  • BBSW & Other Australian Benchmarks
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
All Member:
HK$320
Securities Lending (2018)
  • Securities Lending - An Introduction
  • Securities Lending - Collateral & Risk Management
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
Non-Member:
HK$720
All Member:
HK$480
Securitization - Part 1 (2020)
  • Securitization - An Introduction
  • Securitization - MBS Types & Risks
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Non-Member:
HK$720
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
All Member:
HK$480
Securitization - Part 2 (2020)
  • Securitization - US MBS
  • Securitization - Prepayment Risk
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
All Member:
HK$480
Staff of Corporate Member:
HK$480
Securitization - Part 3 (2020)
  • Securitization - US Non-MBS
  • Securitization - Credit Risk & Ratings
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Non-Member:
HK$960
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
All Member:
HK$640
Securitization - Part 4 (2020)
  • Securitization - Pricing & Analysis
  • Securitization - CDOs
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
All Member:
HK$480
Foreign Exchange
Foreign Exchange - Part 1 (2021)
  • Foreign Exchange (FX) Market - An Introduction
  • The Foreign Exchange Business
  • FX Spot Market - An Introduction
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
All Member:
HK$750
Non-Member:
HK$1125
Staff of Corporate Member:
HK$750
Foreign Exchange - Part 2 (2021)
  • FX Spot Market - Trading
  • FX Forward Market - An Introduction
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
Foreign Exchange - Part 3
  • FX Forward Market - Cross-Currency Borrowing & Investing
  • FX Forward Market - Non-Deliverable Forwards (NDFs)
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
Non-Member:
HK$675
All Member:
HK$450
Foreign Exchange - Part 4 (2018)
  • FX Forward Market - Calculating Swap/Forward Points & Cross Rates
  • FX Forward Market - Uses of Outrights & FX Swaps
  • Scenario - Using FX Swaps & Outrights for Cash Flow Management
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Staff of Corporate Member:
HK$800
Non-Member:
HK$1200
All Member:
HK$800
Foreign Exchange - Part 5 (2021)
  • FX Forward Market - Short-Dated Outrights & FX Swaps
  • FX Forward Market - FX Swap Trading
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Non-Member:
HK$960
Staff of Corporate Member:
HK$640
Foreign Exchange - Part 7
  • Foreign Exchange - Factors Influencing Exchange Rates
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
All Member:
HK$320
外匯 - 第一部
  • 外匯現貨市場 - 交易
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
All Member:
HK$320
Staff of Corporate Member:
HK$320
外匯 - 第三部
  • 外匯遠期市場 - 計算掉期/遠期點數以及交叉匯率
  • 外匯遠期市場 - 不可交割遠期合約 (NDFs)
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
Staff of Corporate Member:
HK$480
All Member:
HK$480
外匯 - 第二部
  • 外匯遠期市場 - 外匯掉期交易
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
All Member:
HK$320
Staff of Corporate Member:
HK$320
外匯 - 第四部
  • 外匯 - 影響匯率的因素
Relevant Subject
  • Type 3 - Leveraged foreign exchange trading
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Staff of Corporate Member:
HK$320
All Member:
HK$320
Non-Member:
HK$480
Fundamental Economic Analysis
Economic Analysis - Part 1 (2023)
  • Economic Indicators - An Introduction
  • Monetary Policy
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1125
Economic Analysis - Part 2
  • GDP - An Introduction
  • GDP Indicators
  • Fiscal Policy Analysis
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$945
Staff of Corporate Member:
HK$900
Non-Member:
HK$1350
All Member:
HK$900
Economic Analysis - Part 3
  • Inflation - An Introduction
  • Inflation Indicators
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
Economic Analysis - Part 4
  • Employment & Unemployment - An Introduction
  • Labor Market Indicators
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
Economic Analysis - Part 5
  • Business Cycles - An Introduction
  • Business Cycle Indicators
  • Trade Indicators
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$945
All Member:
HK$900
Non-Member:
HK$1350
Staff of Corporate Member:
HK$900
Investment and Portfolio Analysis
Asset Allocation - Part 1 (2023)
  • Business of Asset Management
  • Asset Allocation - An Introduction
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Staff of Corporate Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Asset Allocation - Part 2 (2023)
  • Asset Classes - Primer
  • Asset Classes - Types
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Staff of Corporate Member:
HK$450
Asset Allocation - Part 3 (2023)
  • Investment Policy Statements
  • Strategic Asset Allocation (SAA)
  • Tactical Asset Allocation (TAA)
  • Asset Allocation - Scenario
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Staff of Corporate Member:
HK$800
Non-Member:
HK$1200
All Member:
HK$800
Asset Allocation - Part 4
  • Asset Classes - Investing
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Non-Member:
HK$480
Staff of Corporate Member:
HK$320
Corporate Valuation - Part 1 (2021)
  • Corporate Valuation - An Introduction
  • Corporate Valuation - Trading Comparables
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Non-Member:
HK$960
All Member:
HK$640
Staff of Corporate Member:
HK$640
Corporate Valuation - Part 2 (2021)
  • Corporate Valuation - Transaction Comparables
  • Corporate Valuation - DCF Analysis
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
Staff of Corporate Member:
HK$640
All Member:
HK$640
Non-Member:
HK$960
Corporate Valuation - Part 3 (2021)
  • Corporate Valuation - LBO Analysis
  • LBO Model Building - Excel Interactive
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
All Member:
HK$320
Staff of Corporate Member:
HK$320
Non-Member:
HK$480
Corporate Valuation - Part 4 (2021)
  • Corporate Valuation - Merger Analysis
  • Merger Model Building- Excel Interactive
Relevant Subject
  • Type 6 - Advising on corporate finance
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Staff of Corporate Member:
HK$480
All Member:
HK$480
Non-Member:
HK$720
Portfolio Management: A Practical Perspective
  • Risk and Return
  • Essential Theories
  • Investment Management
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Portfolio Theory - Part 2 (2021)
  • Investment - An Introduction
  • Risk & Return - An Introduction
  • Efficient Markets
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1125
Portfolio Theory - Part 3
  • Capital Asset Pricing Model (CAPM)
  • APT & Factor Models
  • Factor-Based Investing - Primer
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
Portfolio Theory - Part 4 (2019)
  • Portfolio Management - Passive & Active Strategies
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Non-Member:
HK$450
Staff of Corporate Member:
HK$300
Portfolio Theory - Part 5
  • Risk & Return - Portfolios
  • Risk & Return - Efficient & Optimal Portfolios
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Staff of Corporate Member:
HK$450
Non-Member:
HK$675
All Member:
HK$450
Portfolio Theory - Part 6
  • Collective Investment Schemes (UK)
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Portfolio Theory - Part 7
  • Portfolio Management - Behavioral Theory
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Non-Member:
HK$450
All Member:
HK$300
Staff of Corporate Member:
HK$300
Portfolio Theory - Part 8
  • Portfolio Performance - Measures
  • Portfolio Performance - Attribution Analysis
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$670
All Member:
HK$640
Staff of Corporate Member:
HK$640
Non-Member:
HK$960
投资组合管理：一个实践观点
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Operations
Custody - Part 1 (2018)
  • Custody - An Introduction
  • Shareholder Servicing
Relevant Subject
  • Type 13 - Providing depositary services for relevant CISs
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
All Member:
HK$600
Custody - Part 2 (2018)
  • Corporate Actions - An Introduction
  • Corporate Actions - Types
Relevant Subject
  • Type 13 - Providing depositary services for relevant CISs
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Staff of Corporate Member:
HK$600
Non-Member:
HK$900
All Member:
HK$600
Custody - Part 3
  • Fund Types & Structures
  • Fund Administration
  • Fund Valuation
Relevant Subject
  • Type 9 - Asset management
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$945
Staff of Corporate Member:
HK$900
All Member:
HK$900
Non-Member:
HK$1350
Life of a Trade - Part 1 (2023)
  • Life of a Trade – An Introduction
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 8 - Securities margin financing
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
All Member:
HK$300
Life of a Trade - Part 2 (2023)
  • Life of a Trade - Pre-Trade
  • Life of a Trade - Execution
Relevant Subject
  • Type 1 - Dealing in securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Staff of Corporate Member:
HK$600
All Member:
HK$600
Non-Member:
HK$900
Life of a Trade - Part 3 (2023)
  • Life of a Trade – Clearing & Settlement
  • Life of a Trade – Post-Trade Position Management
Relevant Subject
  • Type 1 - Dealing in securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
Preparatory Courses
Practice Questions for Licensing Examination (LE) Paper 1 證券及期貨從業員資格考試練習題 - 卷一
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:0.00 PWMA:0.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Practice Questions for Licensing Examination (LE) Paper 7 證券及期貨從業員資格考試練習題 - 卷七
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:0.00 PWMA:0.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Practice Questions for Licensing Examination (LE) Paper 8 證券及期貨從業員資格考試練習題 - 卷八
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong (HKCSA):
HK$420
Risk Management & Control Strategy
Cybercrime (2024)
  • Cybercrime(2024)
Relevant Subject
  • Ethics/Compliance
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Wealth Management
Applying Behavioural Finance to the Wealth Management Process
  • Behavioural Finance and Prospect Theory
  • Behaviourial Biases
  • Strategies to Deal with Customer Biases
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Building Sustainable Portfolios for Family Offices
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$390
Staff of Corporate Member:
HK$390
Non-Member:
HK$650
Chinese Securities Association of Hong Kong (HKCSA):
HK$455
Business of Insurance
  • Business of Insurance
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Changing Philanthropy: The Trillion Dollar Wealth Transfer
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Customer Relationship Management for Financial Advisers
  • Essential Relationship Management Skills and Functions
  • Meeting Customers
  • Relationship Management
  • Customer Retention
Relevant Subject
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$1200
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Essentials of Wealth Planning
  • Key Features and Essentials of Wealth Planning
  • Wealth Planning Solutions
  • Family Governance and Wealth Planning
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$1200
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Fundamentals of Equities and Foreign Exchange
  • Financial Market Fundamentals
  • Equities
  • Foreign Exchange
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Fundamentals of Investment Funds
  • Investment Funds
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Henley Family Office Program Module 1 - Overview of the Family Offices & Foundations of a Successful Family Office
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 10 - Human Resources Management
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 11 - Philanthropy, Foundations & Impact Investing
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 12 - Risk Planning & Crisis Management
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 2 - Succession & Estate Planning
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 3 - Tax Considerations
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 4 - Structuring and Set-up - Designing the Family Office
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 5 - Governance
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 6 - Portfolio Management
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:3.50 PWMA:3.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 7 - Operations, Technology & Administration
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 8 - The Private Bank Relationship
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Henley Family Office Program Module 9 - Non-Financial Services
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$775
Staff of Corporate Member:
HK$775
Non-Member:
HK$1550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1085
Introduction of Private Wealth Management Industry
  • PWM Institutions and Private Wealth Managers
  • Needs and Preferences of PWM Customers and PWM Solutions
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Lending Solutions
  • Essentials of Lending
  • Lombard Lending
  • Other Forms of Credit
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Overview of PWM Markets: Hong Kong, Mainland China and Asia-Pacific (2022)
  • Trends and Characteristics of PWM Markets
  • Issues Related to Conducting PWM Business in Mainland China
  • PWM Products and Services for Mainland Chinese Customers
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All (Member & Non-Member):
HK$0
Pensions & Retirement (2021)
  • Business of Pensions & Retirement
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
All Member:
HK$300
Private Banking & Wealth Management - Part 1 (2022)
  • Business of Wealth Management
  • Private Wealth Management - Functions & Roles
  • Private Wealth Management - Client Profiling
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1125
Private Banking & Wealth Management - Part 10
  • Private Wealth Management – Suitability
Relevant Subject
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
All Member:
HK$300
Non-Member:
HK$450
Private Banking & Wealth Management - Part 11
  • Private Wealth Management – Manager Selection
  • Private Wealth Management - Scenario
Relevant Subject
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Intermediate
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$505
Non-Member:
HK$720
All Member:
HK$480
Staff of Corporate Member:
HK$480
Private Banking & Wealth Management - Part 2 (2022)
  • Private Wealth Management - Client Investment Management
  • Private Wealth Management - Understanding Behavioral Biases
Relevant Subject
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
Non-Member:
HK$675
All Member:
HK$450
Staff of Corporate Member:
HK$450
Private Banking & Wealth Management - Part 3 (2022)
  • Private Wealth Management - Client Acquisition & Pitching
  • Private Wealth Management - Relationship Management
  • Private Wealth Management - Becoming a Trusted Advisor
Relevant Subject
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
All Member:
HK$600
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
Private Banking & Wealth Management - Part 4 (2022)
  • Private Wealth Management – Banking & Deposit Services
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
All Member:
HK$300
Non-Member:
HK$450
Private Banking & Wealth Management - Part 5
  • Private Wealth Management - Credit & Lending Services
  • Private Wealth Management - Alternative Investments
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
Recognised CPT/CPD/OPT Hours
SFC:2.50 PWMA:2.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$790
Non-Member:
HK$1125
Staff of Corporate Member:
HK$750
All Member:
HK$750
Private Banking & Wealth Management - Part 6
  • Private Wealth Management - Investment Services
  • Private Wealth Management - Financial Planning
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
Non-Member:
HK$900
Staff of Corporate Member:
HK$600
All Member:
HK$600
Private Banking & Wealth Management - Part 7 (2022)
  • Private Wealth Management - Estate Planning
  • Private Wealth Management - Managing Compliance Risks
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$470
All Member:
HK$450
Non-Member:
HK$675
Staff of Corporate Member:
HK$450
Private Banking & Wealth Management - Part 8
  • Private Wealth Management - Managing Ultra-HNWIs
  • Private Wealth Management – Family Advisory
Relevant Subject
  • Type 4 - Advising on securities
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
Staff of Corporate Member:
HK$300
All Member:
HK$300
Non-Member:
HK$450
Private Banking & Wealth Management - Part 9
  • Private Wealth Management - Commercial Awareness
  • Private Wealth Management - Negotiation Skills
Relevant Subject
  • Type 4 - Advising on securities
Recognised CPT/CPD/OPT Hours
SFC:1.00 PWMA:1.00
Level
Introductory
Price
Chinese Securities Association of Hong Kong (HKCSA):
HK$315
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$450
Trust Training Certificate (TTC) (version 2.0) - Unit 18: Trust for Security Arrangements, Commercial and Employee Benefit Needs
Relevant Subject
  • Type 6 - Advising on corporate finance
  • Type 9 - Asset management
Recognised CPT/CPD/OPT Hours
SFC:3.00 PWMA:3.00 LawSociety:3.00 HKTA:3.00
Level
Introductory
Price
All (Member & Non-Member):
HK$2500
Trust Training Certificate (TTC) (version 2.0) Part A Training, Revision Session and Examination [Package] (2025 1st Cohort)
Relevant Subject
Recognised CPT/CPD/OPT Hours
SFC:21.00 PWMA:21.00 LawSociety:21.00 HKTA:21.00
Level
Introductory
Price
All (Member & Non-Member):
HK$15000
Trust Training Certificate (TTC) (version 2.0) Part B Stream 1 Training, Revision Session and Examination [Package] (2025 1st Cohort)
Relevant Subject
Recognised CPT/CPD/OPT Hours
SFC:21.00 PWMA:21.00 LawSociety:21.00 HKTA:21.00
Level
Introductory
Price
All (Member & Non-Member):
HK$18000
Trust Training Certificate (TTC) (version 2.0) Part B Stream 2 Training, Revision Session and Examination [Package] (2025 1st Cohort)
Relevant Subject
Recognised CPT/CPD/OPT Hours
SFC:21.00 PWMA:21.00 LawSociety:21.00 HKTA:21.00
Level
Introductory
Price
All (Member & Non-Member):
HK$18000
私人财富管理业概述
Relevant Subject
  • Type 1 - Dealing in securities
  • Type 2 - Dealing in futures contracts
  • Type 3 - Leveraged foreign exchange trading
  • Type 4 - Advising on securities
  • Type 5 - Advising on futures contracts
  • Type 6 - Advising on corporate finance
  • Type 7 - Providing automated trading services
  • Type 8 - Securities margin financing
  • Type 9 - Asset management
  • Type 10 - Providing credit rating services
  • Type 13 - Providing depositary services for relevant CISs
Recognised CPT/CPD/OPT Hours
SFC:1.50 PWMA:1.50
Level
Introductory
Price
All Member:
HK$450
Staff of Corporate Member:
HK$450
Non-Member:
HK$900
Chinese Securities Association of Hong Kong (HKCSA):
HK$630
财富规划要点
Relevant Subject
  • Others
Recognised CPT/CPD/OPT Hours
SFC:2.00 PWMA:2.00
Level
Introductory
Price
All Member:
HK$600
Staff of Corporate Member:
HK$600
Non-Member:
HK$1200
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Development