簡介持續披露責任及短暫停牌
... 内幕消息 - 要求短暂停牌 - 撤销短暂停牌 - 联交所对交易活动的监控 - 回应联交所的查询 - 如何决定短暂停牌 - 个案研究 3. 特定停牌规定 in...
简介持续披露责任及短暂停牌
... 内幕消息 - 要求短暂停牌 - 撤销短暂停牌 - 联交所对交易活动的监控 - 回应联交所的查询 - 如何决定短暂停牌 - 个案研究 3. 特定停牌规定 in...
Securitization - Part 4 (2020)
... cash vs. synthetic cdos, static vs. managed cdos, cashflow vs. market value cdo...
Manager-in-Charge (MIC) vs Responsible Officer (RO)
manager-in-charge (mic) vs responsible officer (ro) public y 1003249 ra1,ra2,ra...
Fundamentals of Investment Funds
... (active vs passive), and other considerations (open-end vs closed-end); c. unde...
CFA Society Hong Kong's ESG Investing Symposium
... investors vs active engagement, and alpha generation vs social responsibilities...
Saying Sorry Without Legal Liability – Impacts for the Enactment of New Apology Ordinance (Cap. 631)
... apology vs. by conduct; - statement of facts; - admission of fault and liabilit...
Saying Sorry Without Legal Liability – Impacts for the Enactment of New Apology Ordinance (Cap. 631)
... apology vs. by conduct; - statement of facts; - admission of fault and liabilit...
Next Source of Growth for Investment Managers: Is Multi-Asset Strategy the answer?
... investing vs fund of funds - case studies next source of growth for investment ...
Exploring Structured Products
... protected vs. yield enhancement, various asset linked structured products). th...
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme: Topic 2 - Derivatives and Structured Products (eCourse)
... (exchange-traded vs. over-the-counter (“otc”)) and structured produ...
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme: Topic 3 - Investment Funds and Alternative Investments (eCourse)
... (active vs passive), and other considerations (open-end vs closed-end); c. unde...
Problem Credit Management - Part 3
... loss vs. expected loss approaches advanced problem credit management - part 3 ...
Corporate Banking - Part 1 (2022)
... banking vs. investment banking topic 3: customer segmentation topic 4: business...
Alternative Assets - Part 2 (2023)
... etfs vs. mutual funds topic 4: market development introductory alternative ass...
Derivatives Explained
... (exchange-traded vs. over-the-counter (“otc”)). this course is des...
Portfolio Management: How Roboadvisors Apply Modern Portfolio Theory
... strategic vs active asset allocation (passive vs active) 12. measuring risk adj...
Portfolio Management: How Roboadvisors Apply Modern Portfolio Theory
... strategic vs active asset allocation (passive vs active) 12. measuring risk adj...
[Webinar] Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme: Topic 2 - Derivatives and Structured Products
... (exchange-traded vs. over-the-counter (“otc”)) and structured produ...
[Webinar] Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme: Topic 3 - Investment Funds and Alternative Investments
... (active vs passive), and other considerations (open-end vs closed-end); c. unde...
[Webinar] Technology Risks of Hot Topics in Financial Sector
... (hkid vs passports) - ai vs human - parameters to look for a real document - de...
[Webinar] Introduction to Virtual Assets
... wallets vs cold wallets and custodian wallets vs non-custodial wallets; • ...
Portfolio Theory - Part 4
... passive vs. active approaches topic 1: passive portfolio management topic...
Equities - Part 9
... technical vs. fundamental trading topic 1: technical trading topic 2: tools of ...
The Surge of Digital Securities
... offerings vs digital securities offerings (dso) 2. existing problems for illiqu...
The Surge of Digital Securities
... offerings vs digital securities offerings (dso) 2. existing problems for illiqu...
[Webinar]: Investing in Singapore REITs
... property vs reits 4. overview of singapore reits listed in singapore stock exch...
Trust Training Certificate (TTC) - Unit 19: Collective Investment Schemes – Part 1 Private Arrangements (eCourse)
... hk vs cayman) (b) parties to each (c) trustee and directors’ duties thereto (d)...
[Webinar] Tokenization with Blockchain Technology – Capital Market 2.0
... cryptocurrency vs tokenized securities part 2: introduction to tokenization - w...
[Webinar] Tokenization with Blockchain Technology – Capital Market 2.0
... cryptocurrency vs tokenized securities part 2: introduction to tokenization - w...
[Webinar] Tokenization with Blockchain Technology – Capital Market 2.0
... cryptocurrency vs tokenized securities part 2: introduction to tokenization - w...
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme: Topic 6 – Wealth Planning (eCourse)
... legal vs beneficial ownerships - bank account management - trusts - insurance s...
Trust Training Certificate (TTC) - Unit 19: Collective Investment Schemes – Part 1 Private Arrangements (4th Cohort)
... hk vs cayman) (b) parties to each (c) trustee and directors’ duties there...
Essentials of Wealth Planning
... legal vs beneficial ownerships - bank account management - trusts - insurance s...
[Webinar] Beyond Bitcoin and Blockchain: Revolution of ‘FIN-TECH’ to ‘TECH-FIN’
... spot vs. the etf btc futures trade. - why problems with futures basis, roll and...
Corporate Banking - Part 1 (2021)
... banking vs. investment banking topic 3: customer segmentation topic 4: business...
Trust Training Certificate (TTC) - Unit 19: Collective Investment Schemes – Part 1 Private Arrangements (5th Cohort)
... hk vs cayman) (b) parties to each (c) trustee and directors’ duties there...
[Webinar] Climate Risk Management for Financial Institutions
... physical vs transition risks - cascading mechanisms and transmissions to financ...
Trust Training Certificate (TTC) - Unit 19: Collective Investment Schemes – Part 1 Private Arrangements (6th Cohort)
... hk vs cayman) (b) parties to each (c) trustee and directors’ duties thereto (d)...
[Webinar] Introduction to Hedge Fund
... fund vs mutual fund • hedge fund market trends • clients who may be i...
Trust Training Certificate (TTC) - Unit 19: Collective Investment Schemes – Part 1 Private Arrangements (7th Cohort)
... hk vs cayman) (b) parties to each (c) trustee and directors’ duties thereto (d)...
[Webinar] Introduction to Hedge Fund
... fund vs mutual fund • hedge fund market trends • clients who may be i...
[Webinar] Integrating Climate Risk in Enterprise Risk Management Framework
... risk vs traditional categories of risks 2. climate risk drivers and transmissio...
[Webinar] Introduction to Hedge Fund
... fund vs mutual fund • hedge fund market trends • clients who may be i...
[Webinar] Redefining the Future of Finance: How Blockchain Empowers AML Compliance for Traditional Finance?
... web3 vs. traditional finance – navigating the challenges ahead 3. from ky...
Trust Training Certificate (TTC) - Unit 19: Collective Investment Schemes – Part 1 Private Arrangements (8th Cohort)
... hk vs cayman) (b) parties to each (c) trustee and directors’ duties there...
[Webinar] From Dilemmas to Decisions – A Case Study Approach in Elevating Ethical Awareness in Private Wealth Management
... ethics vs. compliance – what is the difference • avoid falling into ...
[Webinar] Understanding Virtual Assets and VATPs
... finance vs decentralized finance (defi) and the risks of defi 7. technology und...
[Webinar] Understanding Virtual Assets and VATPs
... finance vs decentralized finance (defi) and the risks of defi 7. technology und...
[Webinar] From Dilemmas to Decisions – A Case Study Approach in Elevating Ethical Awareness in Private Wealth Management
... ethics vs. compliance – what is the difference • avoid falling into ...
[Webinar] Understanding Virtual Assets and VATPs
... finance vs decentralized finance (defi) and the risks of defi 7. technology und...
[Webinar] Understanding Virtual Assets and VATPs
... finance vs decentralized finance (defi) and the risks of defi 7. technology und...
[Webinar] Introduction to Hedge Fund
... fund vs mutual fund • hedge fund market trends • clients who may be i...
[Webinar] From Dilemmas to Decisions – A Case Study Approach in Elevating Ethical Awareness in Private Wealth Management
... ethics vs. compliance – what is the difference • avoid falling into ...
[Webinar] VA Custody for Asset Management
... finance vs va • role and obligations of va custodial services providers &b...
[Webinar] Understanding Virtual Assets and VATPs
... finance vs decentralized finance (defi) and the risks of defi 7. technology und...
[Webinar] Virtual Asset Custody for Asset Management
... finance vs va • role and obligations of va custodial services providers &b...
Virtual Asset Custody for Asset Management
... finance vs va 4. key technologies and infrastructure (e.g. wallet, multi-signat...
[Webinar] Understanding Virtual Assets and VATPs
... finance vs decentralized finance (defi) and the risks of defi 7. technology und...
Certification Programme for Virtual Asset Professionals (CVAP) Fundamental Modules
... (custodial vs. non-custodial). - compare centralised and decentralised finance,...
[Webinar] Understanding Virtual Assets and VATPs
... finance vs decentralized finance (defi) and the risks of defi 7. technology und...
Credit Risk - Part 1
... banking vs. trading book risk introductory credit risk - part 1 credit risk - ...
Introduction to Derivatives - Part 1 (2018)
... forwards vs. futures topic 3: forward & future prices topic 4: contracts fo...
Prosecution Cases and Latest Update on Anti-Money Laundering
... evasion vs. tax avoidance - securities and insurance fraud - financial statemen...
Trust Training Certificate (TTC) - Unit 19: Collective Investment Schemes – Part 1 Private Arrangements
... hk vs cayman) - parties to each - trustee and directors’ duties thereto -...
Improving Capital Markets through Blockchain Technology
... infrastructures vs. digital asset financial market infrastructures 4. overview ...
[Webinar] Trust Training Certificate (TTC) - Unit 19: Collective Investment Schemes – Part 1 Private Arrangements
... hk vs cayman) - parties to each - trustee and directors’ duties thereto -...
[Webinar] Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets
... licensed vs unlicensed counterparties 8. asset tokenisation (including tokenise...
[Webinar] The Hedge Fund Masterclass (2nd Cohort)
... fund vs mutual fund - hedge fund market trends modules 2-3: hedge fund strategi...
Introduction to Derivatives - Part 1 (2021)
... forwards vs. futures topic 3: forward & future prices topic 4: contracts fo...
Fixed Income - Part 1 (2021)
... making vs. order-driven markets topic 4: primary dealers topic 5: price & y...
[Webinar] Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets
... licensed vs unlicensed counterparties 8. asset tokenisation (including tokenise...
Beyond Bitcoin and Blockchain: Revolution of ‘FIN-TECH’ to ‘TECH-FIN’
... spot vs. the etf btc futures trade. - why problems with futures basis, roll and...
[Webinar] The Hedge Fund Masterclass (3rd Cohort)
... fund vs mutual fund - hedge fund market trends modules 2-3: hedge fund strategi...
[Webinar] Green and Sustainable Finance: Overview of the core requirements and 10 smart tips you should know
... instrument vs general corporate purpose instrument - different themes under the...
Henley Family Office Program Module 4 - Structuring and Set-up - Designing the Family Office
... fatca vs crs: the difference is crucial (v) advising the wealthy client (vi) ex...
[Classroom] The Hedge Fund Masterclass (3rd Cohort)
... fund vs mutual fund - hedge fund market trends modules 2-3: hedge fund strategi...
[Webinar] Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets
... licensed vs unlicensed counterparties 8. asset tokenisation (including tokenise...
[Classroom] The Hedge Fund Masterclass (4th Cohort)
... fund vs mutual fund - hedge fund market trends modules 2-3: hedge fund strategi...
[Webinar] Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets
... licensed vs unlicensed counterparties 8. asset tokenisation (including tokenise...
[Webinar] Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets
... licensed vs unlicensed counterparties 8. asset tokenisation (including tokenise...
[In-person] The Hedge Fund Masterclass (4th Cohort)
... fund vs mutual fund - hedge fund market trends modules 2-3: hedge fund strategi...
[Members-Only Free Webinar] Rapid Growth of Asia Wealthtechs
... wealthtech vs robo-advisor? how does wealthtech differentiate from traditional ...
Introduction to Virtual Asset Portfolio Management
... different vs other assets (major participants in va markets) how web3.0 to...
[Webinar] The Latest Trends in Sustainable Investing
... risk vs return expectations 6. new investment structures in sustainable investi...
[Classroom] The Hedge Fund Masterclass (1st Cohort)
... fund vs mutual fund modules 2-3: hedge fund strategies: - convergence - securit...
[In-person] The Hedge Fund Masterclass (5th Cohort)
... fund vs mutual fund - hedge fund market trends modules 2-3: hedge fund strategi...
[Webinar] Carbon Markets: A Solution to Achieving Net Zero?
... markets vs voluntary carbon markets. a tool that could work well in asia? - the...
[In-person] The Hedge Fund Masterclass (5th Cohort)
... fund vs mutual fund - hedge fund market trends modules 2-3: hedge fund strategi...
[Webinar] Introduction to Virtual Asset Portfolio Management
... different vs other assets (major participants in va markets) 2. how web3 tokeno...
QA Session-Inflation in the advanced economies
... chart vs business cycle, are we in phase 5* from cash to bond? a: the us econom...
Selling and Suitability Process - Practical Guide for Private Banking
... 分享"风险披露"vs"免除合约上的法律责任"相关的诉讼案件 advanced selling and suitabi...
Selling and Suitability Process - Practical Guide for Private Banking
... 分享"风险披露"vs"免除合约上的法律责任"相关的诉讼案件 advanced selling and suitabi...
[Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random w...
[WRISE Exclusive Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random w...
[Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random w...
[Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random w...
[Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random w...
[Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random walk hypoth...
[Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random walk hypoth...
[Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random w...
[Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random w...
[OnePlatform Exclusive Webinar] Course for Insurance Brokers on Grandfathered ILAS Policies
... market vs. random walk: (i) efficient market hypothesis (ii) random w...
[Webinar] Breaking Down ESG Disclosure Requirements in Mainland China
... exchanges vs. hkex - mandatory esg reporting, focus areas, guidelines an...