Licensing Examination for Securities and Futures Intermediaries
Outstanding Achievers
The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month". Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Chang Yung Ching |
- |
|
|
Lo An Yee Ann |
- |
|
Paper 2 |
Chang Jae Won |
Wellington Management Hong Kong Limited |
|
Chang Steven |
State Street Bank & Trust Company | |
|
|
Wang Xuhua |
Zhejiang Zhongyang Investment Co., Ltd |
|
Paper 3 |
Chow Yiu Chung |
i-Golden Data Capital Limited |
|
Paper 5 |
Hock Wai Hou |
- |
|
Paper 7 |
Bradley Michael James |
- |
|
|
Xie Shangyu |
Right Time Asset Management Company Limited |
|
Paper 8 |
Chan Man Hung Ivan |
- |
|
|
Song Jia |
Bank of Communications Co., Ltd. |
|
|
Sun Yechuan |
Lion Capital Management Limited |
|
|
Yang Xi |
Beevest Securities Limited |
|
Paper 11 |
Ng Carole |
Shenwan Hongyuan Capital (H.K.) Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Liu Honghui |
-
|
|
Paper 2 |
Lee Man Ching |
Apastron Capital Limited
|
|
|
Yeung Yuk Yu | Tripod Management Limited |
|
Paper 3 |
Chan Chun Wai | Alternative Value Investments Limited |
|
|
Li Yuna | Smart Wise Financial Holding Limited |
|
|
Yuen Chi Kwok | Shining International Holdings Limited |
| Paper 5 | Lee Man Ching | Apastron Capital Limited |
| Paper 6 | Mak Ka Sing | China Transfer Capital Investment Limited |
|
|
Tsui Hon Kay | - |
|
Paper 8 |
Law Chin Ip | - |
|
Paper 16 |
Chen Zhenyu | Guosen Securities Co.,Ltd |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Luk Wai Yan | Bank of China (Hong Kong) Limited |
|
Paper 2 |
Ha Eric King Lun | - |
|
|
Kay Nigel Timothy | JCAP Assets Management Ltd |
|
|
Lee Soohee | SEI Investments (Asia) Limited |
|
|
Lu Ciqiang | National Australia Bank Limited |
|
|
Narasimhan Vineeth | Kristal Advisors (HK) Ltd |
|
|
Yu Pui Man Sharon | - |
|
Paper 5 |
Blades Michael Alan | - |
|
|
Shi Qi | China International Capital Corporation Hong Kong Securities Limited |
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Paper 6 |
Jain Abhishek Shantilal | - |
|
|
Li Da | InnoFusion Capital Management Limited |
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Paper 7 |
Chen Siming | The Hongkong and Shanghai Banking Corporation Limited |
|
|
Leung Wing Kan | - |
|
Paper 8 |
Zhang Yueru | - |
|
Paper 9 |
Qiu Zhiwei | Deutsche Bank Aktiengesellschaft |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Kwok Ka Ming |
- |
|
|
Lam Yin Ng |
Nivalis Partners Limited |
|
|
Singh Puneet |
Societe Generale |
|
|
Sohn Jung Min |
Moody's Investors Service |
|
|
Wu Wanfei |
- |
|
|
Zhou Zhicheng |
- |
|
Paper 2 |
Bourne Nicholas Dominic John |
TS Lombard |
|
|
Blades Michael Alan |
- |
|
|
Chen Jun |
Syntropy Asset Management Limited |
|
|
Eigenmann Reto Christian |
Houlihan Lokey |
|
|
Ferriere Pierre-Andre Jacques |
WaterValley Capital Management (HK) Limited |
|
|
Lo Wai Ho |
Haitong International Securities Company Limited |
|
|
Lo Wai Hon Joey |
- |
|
|
Ming Liang |
- |
|
|
Wu Chih Lien |
Athena Capital Research |
|
Paper 8 |
Lee Hap Yan Arthur |
- |
|
|
Wu Ka Ki |
- |
|
Paper 11 |
Ding Yunlin |
- |
|
Paper 16 |
Lu Yuli |
HSBC |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Bhaskar Mukund |
- |
|
Paper 2 |
Garg Chandrika |
ICICI Bank |
|
|
Yeh Michael |
- |
|
Paper 3 |
Goel Sudhir Nareshkumar |
JP Morgan Securities (Asia Pacific) Limited |
|
|
Hui Hoi Pan |
State Street Global Advisors Asia Limited |
|
|
Ku Wai To Daniel | Optiver Trading Hong Kong Limited |
|
|
Patel Ashish Gordhandas Vachhani | Edelweiss Securities (Hong Kong) Private Limited |
|
Paper 4 |
Li Yan | - |
| Paper 5 | Sethi Sandeep | Deutsche Bank Aktiengesellschaft |
| Paper 6 | Davies Simon Huw | Infinity Wealth Management Limited |
| Paper 7 | Haugarth Ryan Alan | HSBC |
| Mo Ka Cheung | China Life Insurance (Overseas) Company Limited | |
| Paper 8 | Chang Haizhong | - |
| Hui Wai Keung | - | |
| Lam Miu Kit | ||
| Lau Tsz Wa | Convoy | |
| Paper 12 | Chan Wai Ming | - |
| Ding Yunlin | - | |
| Lo Kwok Chun | - | |
| Lu Lei | VMS Investment Group Limited | |
| Paper 16 | Bian Tingyun | China Everbright Capital Limited |
| Ng Choo Sian | Frontpage Capital Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Lai Yu Jou |
- |
|
|
Lee Kin Man | CLSA |
|
|
Yeh Michael | - |
|
Paper 2 |
Chen Chun Chin | Taiwan Cooperative Bank, Hong Kong Branch |
| Ding Yunlin | - | |
|
|
Dong Jing | - |
|
|
Law Siu Wah Eddie | Zheng He Capital Management Limited |
|
|
Lee Ka Yee | - |
|
|
Leung Tsz Wing | HX Innovation Capital Management Co. Limited |
|
|
Leung Wai Nam | - |
|
|
Mak Chun Fai Frankie | DBS Vickers Securities (Hong Kong) Limited |
|
Paper 5 |
Broere John Gunars | Royal Bank of Canada |
|
Paper 6 |
Yuen Chi Kwok | Shining International Holdings Limited |
| Yeh Michael | - | |
|
Paper 7 |
Li Gao | - |
| Liang Frank Guo Yun | - | |
| Lin Yun | - | |
| Paper 8 | Ding Yunlin | - |
| Li Yan | COSCO Shipping | |
| Liang Frank Guo Yun | - | |
| Ma Clarence Chun Kit | Willis Towers Watson Limited | |
|
|
Yeung Kwok Fai | Freeman Securities Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Lu Lei |
VMS Investment Group Limited |
|
|
Wang Hui |
China First Capital Group Limited |
|
|
Wang Jiali |
Nomura International (Hong Kong) Limited |
|
Paper 2 |
Fong Man Kin | - |
|
|
Leung Lok Kin | - |
| Poon Kin Yee | Baoqiao Partners Capital Limited | |
|
|
Sethi Sandeep | Deutsche Bank Aktiengesellschaft |
|
|
Xi Xiaojie | - |
|
Paper 6 |
Cheung So Wa | Bosheng Capital Management (HK) Limited |
|
|
Li Charmaine Shiu Man | - |
| Liu Dongyue | Mingly Corporation | |
|
Paper 7 |
Cheng Chun Long | - |
| Hivarekar Abhijeet | - | |
| Leung Bo Yee | - | |
| Sun Jing Hua | - | |
| Paper 8 | Lin Yu-chi | FinMark Inc. |
|
Paper 12 |
Zou Chuan |
- |
|
Paper 16 |
Lau Aidan Chak Yin |
HSBC |
|
LE Paper |
Candidate |
Company |
| Paper 2 |
Cheung Ka Kit |
GSA Capital Partners (Hong Kong) Limited |
|
Ho Wai Man Raymond |
Chelsea Securities Limited |
|
|
|
Huang Yun |
Huaan Asset Management (Hong Kong) Limited |
|
Paper 3 |
Chung Tin Yan |
Legend Strategy International Holding Group Co. Ltd |
|
Paper 6 |
Lu Yan |
CSOP Asset Management Limited |
|
Jin Ziyin |
Library Group |
|
|
Paper 7 |
Wang Di |
Haitong International Securities Company Limited |
|
Paper 8 |
Lam Yi Lok |
Haitong International Securities Company Limited |
|
Paper 9 |
Wang Di |
Haitong International Securities Company Limited |
|
|
Wong Shun King |
- |
|
Paper 11 |
Li Charmaine Shiu Man |
- |
|
|
Wang Di |
Haitong International Securities Company Limited |
|
Paper 12 |
Li Charmaine Shiu Man |
- |
|
Li Sai Ming |
- |
|
|
|
Sandhu Palbinder | Conning Asia Pacific Limited |
|
Xie Lu |
Vicktor Capital (Asia) Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 2 |
Blenkiron Philip Edward |
Deutsche Bank Ltd |
|
|
Chow Fat Ming Arthur |
Black Crane Capital |
|
|
Hu Xiaozhong |
Fairwin Broking Ltd |
|
|
Lin Jeffrey |
West 22nd Capital Advisers |
|
|
Wu Qiong |
BOCI |
|
Paper 6 |
Lau Kwan Ho |
- |
|
|
Silvers Brock Louis |
- |
|
Paper 7 |
Hu Jiajun |
China Minsheng Banking Corp. Ltd (HK) Branch |
|
Min Brett Jae |
Pamirs Capital (HK) Limited |
|
|
|
Wong Hon Kwan |
- |
|
Paper 8 |
Chan Wing Lam |
RaffAello Securities (HK) Limited |
|
|
Lei Wai Po |
- |
|
|
Lin Yaxuan |
- |
|
|
Poon Li Sim Linny |
- |
|
Paper 16 |
Wang Yung-kuang |
- |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Chan Ka Lam |
- |
|
Leong Lao Wai |
能敬資本管理有限公司 |
|
|
Li Xiaoxi |
- |
|
|
Liu Dawei |
工銀國際控股有限公司 |
|
|
Siu Wing Leong |
Standard Chartered Bank |
|
|
Paper 2 |
Cheung Robert Lock Yen |
Redwood Peak Ltd |
|
|
Li Yan |
Cosco Shipping |
|
|
van Abbema Dirk Olivier |
Flow Traders Asia |
|
|
Yip Ying Kei |
- |
|
Paper 3 |
Jao Fang-Ming |
益群證劵有限公司 |
|
|
Learey Dominic |
GFI (HK) Securities LLC |
|
|
Lee Wai Chung |
- |
|
|
Wong Kwok San |
Haitong International Securities Group |
|
|
Zhang Yongchao |
直達國際金融服務有限公司 |
|
Paper 5 |
Thakur Avinash |
Barclays Capital Asia Ltd |
|
|
Xu Ce |
Deutsche Bank AG |
|
Paper 6 |
Cheung Robert Lock Yen |
Redwood Peak Ltd |
|
Paper 7 |
Chan Wing Lam |
RaffAello Securities (HK) Limited |
|
|
Chau Sum Sum |
Crédit Agricole CIB |
|
|
Cui Shumo |
Arowana Asset Management Limited |
|
|
Huang Yeong-Haan |
- |
|
|
Lee Hong Wing |
- |
|
Paper 11 |
Mak Siu Chung |
Haitong International Securities Group Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Thorpe Chi Yan Ting Joyce |
Great Wall Pan Asia Asset Management Limited |
|
Paper 2 |
Cheung Yee Yan Elaine |
Citigroup First Investment Management Ltd |
|
|
Law Ka Fun |
- |
|
Paper 3 |
Chan Miu Lung |
Acenda Cachet CPA Limited |
|
|
Chen Yu |
SSIF Asset Management Limited |
|
Paper 4 |
Gao Junjie |
- |
|
Paper 5 |
Shum Kam Chi Eric |
- |
|
Paper 6 |
Cheng Jonathan Chung Shing |
Taconic Capital Advisors |
|
|
Chow Fat Ming Arthur |
Black Crane Capital |
|
|
Yu Kwun Po Anson |
Yue Tung Global Asset Management |
|
|
Zuo Shaojie |
China Everbright Limited |
|
Paper 7 |
Li Yi |
Yuexiu Reit Asset Management Limited |
|
|
Wong Ka Ming |
- |
|
Paper 8 |
Hsieh Pin Yu |
Taiwan Cooperative Bank Hong Kong Branch |
|
|
Wong Ka Ming |
- |
|
|
Xu Yinqing |
Yunfeng Financial Group |
|
Paper 9 |
Leung Wing Chiu Herbert |
- |
|
Paper 12 |
Chan Chit Ho |
Manulife Asset Management (HK) Ltd |
|
|
Mak Tsan Kwai |
- |
|
|
Ngan Ka Sing |
Chao Shang Securities Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Chong Po Chun |
BOC (Hong Kong) Ltd |
|
McClatchey Mark |
IFM Investors |
|
|
Yang Ming |
Shenwan Hongyuan Securities (HK) Ltd |
|
|
Paper 2 |
Chan Yuk Chor |
- |
|
|
Huang Wen-Chuan |
Chang Hwa Bank |
|
|
Lau Mak Chi |
China Securities International |
|
|
Law Chi Pang |
Smart Grandly Asset Management Ltd |
|
Paper 3 |
Lau Mak Chi |
China Securities International |
|
|
Servais Gautier J. D. |
- |
|
Paper 6 |
Gao Fang |
上海愛建集團股份有限公司 |
|
|
Ge Wanli |
上海愛建集團股份有限公司 |
|
|
Wu Xianhua |
上海愛建集團股份有限公司 |
|
|
Yao Chung Jyh |
- |
|
Paper 7 |
Chan Chi Hung |
- |
|
|
Mak Tsan Kwai |
- |
|
|
Qian Hailong |
- |
|
Paper 8 |
Li Ka Wai Kelvin |
- |
|
|
Zhou Shufan |
- |
|
Paper 12 |
Hung Ho Lam |
China Tian Yuan Manganese Finance |
|
|
Tan Lyuqi |
- |
|
Paper 15 |
Ip Wang Hoi |
TUS Corporate Finance Limited |
The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.