Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

January 2020

LE Paper

Candidate

Company

Paper 1

LI Songxue

CMB Wing Lung Bank Limited

Paper 2

LIU Yiying

-

 

ZHAO Jun

華泰資產管理(香港)有限公司

Paper 5

NAKAMURA Masashi

SMBC Nikko Securities (Hong Kong) Limited

Paper 8

CHEN Ching

-

 

HE Jiangwei

Hong Kong Exchanges and Clearing Limited

December 2019

LE Paper

Candidate

 Company

Paper 2

BHATTACHARYA Devraj
Flow Traders Hong Kong Limited
Paper 7
LI Yang
CITIC Futures International Company Limited
Paper 8
TANG Yang
Guoyuan International Holdings Limited
Paper 9
SHENG Lin
-
November 2019

LE Paper

Candidate

Company

 Paper 3

Henderson Mark Peter

MUFG Securities Asia Limited

 

KELLY Victoria Jeane

FIL Investment Management (HK) Ltd

 Paper 7

HE Jiangwei Hong Kong Exchanges and Clearing Limited

 

HUANG Tianbo Skyfame Realty (Holdings) Limited

 Paper 8

DAI Chengguo -
  KIM Heeju The Hongkong and Shanghai Banking Corporation Limited

 

LIU Ziran China Galaxy International Financial Holdings Limited

 

SHI Chenrong Founder Securities (Hong Kong) Limited

 Paper 12

CHENG Hon Ping Gordon LinkAIQ Ltd
  HUANG Xiaohu DACHENG FUND MANAGEMENT CO.LTD
October 2019

LE Paper

Candidate

Company

Paper 1

MADERNA Pankaj

BNP Paribas

Paper 7 LEE Kwai Man Silverhorn Investment Advisors Limited

Paper 8

HUI Wa The Bank of East Asia Ltd.
September 2019

LE Paper

Candidate

Company

Paper 1

SHENG Yuan

BOSC International Company Limited

Paper 7

SHUPLETSOV Alexander

PJSC SOVCOMBANK

Paper 8

LAI Chi Hang

Haitong International Securities Group Limited

 

LI Hon Pan

China Construction Bank (Asia) Corporation Limited

 

SO Ka Hei

-

 

TAN Jiehua

Haitong International Securities Company Limited

August 2019

LE Paper

Candidate

Company

Paper 1

CHEN Yuhu

Credit Suisse (Hong Kong) Limited

 

TO Tsz Hei Henry

PricewaterhouseCoopers

 Paper 7

LAI Chi Hang

Haitong International Securities Group Limited

July 2019

LE Paper

Candidate

Company

Paper 2

CHEN Jun

Square Capital Management Limited

 

KAMYAR Adam

Winton Group

Paper 5

HUI Ka Ka

Jun Hui International Finance Limited

Paper 7

KONG Wai Hong

Atom Capital (HK) Limited

Paper 9

XIE Yi

UBS AG

Paper 12

CHEUNG Ho Yin

Ample Capital Limited

 

LAM Kung Shing

-

Paper 15

LAM Long Hin Hiram

Dongxing Securities (Hong Kong) Company Limited

Paper 16

LEUNG Matthew Ting Pok

Halcyon Capital Limited

 

WU Yu-huan

Morgan Stanley, Hong Kong

June 2019

LE Paper

Candidate

Company

Paper 1

UEMURA Ryuta

-

Paper 2

CHAN Ping Lit Victor

-

 

CHENG Man Tat Tacky

-

Paper 3 

DAI Peng

-

Paper 7

KWOK Wai Ming

-
Paper 8

WONG Man Yee Vicky

-
 

XIE Yi

UBS AG
 

ZHANG Xinyi

Luk Fook Securities (HK) Limited
Paper 12

FUNG Siu Wing

-
 

KWAN Lok Man

Integrity Biz Limited
May 2019

LE Paper

Candidate

Company

Paper 6

Chang Vincent

-

 

Wong Shiu Hong Viren

Redient Capital HK Ltd.

Paper 7

Wang Jing

Tencent Financial Technology

Paper 8

Chan Man Yan

-

 

Han Long

Haitong International Securities Group Limited

 

Kwok Wai Ming

-

 

Leighton Robert Theodore

Standard Chartered Bank (Hong Kong) Limited

Paper 12

Zhou Yujun

-

April 2019

LE Paper

Candidate

Company

Paper 1

Marcelle Nicholas Paul

The Hongkong and Shanghai Banking Corporation Limited

Paper 2

Luo Xiaorui

-

 

Yau Pang Fei

-

Paper 3

Mak Cheuk Hong

Differ Financial and Securities Limited

Paper 6

Lam Wing Sze Winnie

-

 

Luo Yiwen

-

 

Naghdy Hajir

Stonepeak Infrastructure Partners

 

Ren Ying

China Great Wall Securities Co.,Ltd

 

Vo Mai Khanh

Axa Asia
 

Yau Pang Fei

-

Paper 8

Xu Naixun

Haitong International Holdings Limited

Paper 12

Chow Fat Ming Arthur

Black Crane Capital

Paper 16

Han Yinqing

J.P. Morgan Securities (Asia Pacific) Limited

March 2019

LE Paper

Candidate

Company

Paper 1

Wang Yueren
Derivatives China (Hong Kong) Limited

Paper 2

Lee Kang-hee
Korea Investment

 

Sheng Weiwen - 
  VO Mai Khanh Axa Asia

Paper 5 

Lee Juliano Challenge Capital Management Limited

Paper 6

Chen Shiwei -

 

Cheung Chun Tsung - 
Paper 7 Dong Jingyuan -
  Tsui Chun Yin - 

 

Xia Guoxin CAS Financial Holdings Limited

Paper 8

Chow Fat Ming Arthur Black Crane Capital
  Sheng Weiwen -
  Xiao Wen The Hongkong and Shanghai Banking Corporation Limited
Paper 12 Yang Bo Haitong International Securities Group Limited

Paper 16

Wong Chun Hei Somerley Capital Limited
February 2019

LE Paper

Candidate

Company

Paper 1

Kong Wai Hong -

Paper 5

Low John Meng Hooray Capital Limited

Paper 6

Chan Yin Hei Shanghai Commercial Bank Limited

 

Kwan Kin Kwok -

Paper 7

Chow Fat Ming Arthur Black Crane Capital

The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.

Qualification