Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

May 2018

LE Paper

Candidate

Company

Paper 1

Wan Chi Kwan

Commerzbank AG

Paper 2

Kawai Hidemoto

-

 

Liang Ruichao

Tanrich Asia-Pac Securities Limited

 

Wu Qiang

SSIF Capital Ltd

 

Yip Heung Tung

-

Paper 6

Berg Paul Nicholas Louis

-

 

Leung Ho Pong Ronald

-

Paper 7

Hu Hongming

-

 

Li Ming

-

Paper 8

Lau Kwok Hung

-

 

Li Heung

CLSA Limited

 

Li Ming

-

 

Li Xiangda

-

Paper 9

Chau Ka Chun Stephen

-

 

See Kit Long

-

 

Zhou Chao

Morgan Stanley Asia International Limited

Paper 11

Zou Mengtong

Southwest Securities (HK) Capital Limited

Paper 12

Li Xiangda

-

April 2018

LE Paper

Candidate

Company

Paper 1

Chang Yung Ching

-

 

Lo An Yee Ann

-

Paper 2

Chang Jae Won

Wellington Management Hong Kong Limited

 

Chang Steven

State Street Bank & Trust Company

 

Wang Xuhua

Zhejiang Zhongyang Investment Co., Ltd

Paper 3

Chow Yiu Chung

i-Golden Data Capital Limited

Paper 5

Hock Wai Hou

-

Paper 7

Bradley Michael James

-

 

Xie Shangyu

Right Time Asset Management Company Limited

Paper 8

Chan Man Hung Ivan

-

 

Song Jia

Bank of Communications Co., Ltd.

 

Sun Yechuan

Lion Capital Management Limited

 

Yang Xi

Beevest Securities Limited

Paper 11

Ng Carole

Shenwan Hongyuan Capital (H.K.) Limited

March 2018

LE Paper

Candidate

Company

Paper 1

Liu Honghui
-

Paper 2

Lee Man Ching
Apastron Capital Limited

 

Yeung Yuk Yu  Tripod Management Limited 

Paper 3 

Chan Chun Wai  Alternative Value Investments Limited

 

Li Yuna  Smart Wise Financial Holding Limited 

 

Yuen Chi Kwok  Shining International Holdings Limited 
Paper 5 Lee Man Ching Apastron Capital Limited
Paper 6 Mak Ka Sing  China Transfer Capital Investment Limited 

 

Tsui Hon Kay -

Paper 8

Law Chin Ip -

Paper 16

Chen Zhenyu  Guosen Securities Co.,Ltd
February 2018

LE Paper

Candidate

Company

Paper 1

Luk Wai Yan Bank of China (Hong Kong) Limited

Paper 2

Ha Eric King Lun -

 

Kay Nigel Timothy  JCAP Assets Management Ltd 

 

Lee Soohee  SEI Investments (Asia) Limited

 

Lu Ciqiang  National Australia Bank Limited 

 

Narasimhan Vineeth Kristal Advisors (HK) Ltd

 

Yu Pui Man Sharon  -

Paper 5

Blades Michael Alan -

 

Shi Qi  China International Capital Corporation Hong Kong Securities Limited 

Paper 6 

Jain Abhishek Shantilal -

 

Li Da  InnoFusion Capital Management Limited 

Paper 7

Chen Siming The Hongkong and Shanghai Banking Corporation Limited 

 

Leung Wing Kan  -

Paper 8

Zhang Yueru -

Paper 9 

Qiu Zhiwei  Deutsche Bank Aktiengesellschaft 
January 2018

LE Paper

Candidate

Company

Paper 1

Kwok Ka Ming

-

 

Lam Yin Ng

Nivalis Partners Limited

 

Singh Puneet

Societe Generale 

 

Sohn Jung Min 

Moody's Investors Service

 

Wu Wanfei 

-

 

Zhou Zhicheng

-

Paper 2

Bourne Nicholas Dominic John

TS Lombard

 

Blades Michael Alan  

 

Chen Jun 

Syntropy Asset Management Limited

 

Eigenmann Reto Christian 

Houlihan Lokey

 

Ferriere Pierre-Andre Jacques  

WaterValley Capital Management (HK) Limited 

 

Lo Wai Ho 

Haitong International Securities Company Limited 

 

Lo Wai Hon Joey

-

 

Ming Liang 

-

 

Wu Chih Lien 

Athena Capital Research 

 Paper 8

Lee Hap Yan Arthur 

-

 

Wu Ka Ki

-

Paper 11

Ding Yunlin

-

Paper 16 

Lu Yuli

HSBC

December 2017

LE Paper

Candidate

 Company

Paper 1

Bhaskar Mukund

-

Paper 2

Garg Chandrika

ICICI Bank

 

Yeh Michael

-

Paper 3 

Goel Sudhir Nareshkumar

JP Morgan Securities (Asia Pacific) Limited

 

Hui Hoi Pan 

State Street Global Advisors Asia Limited

 

Ku Wai To Daniel  Optiver Trading Hong Kong Limited

 

Patel Ashish Gordhandas Vachhani  Edelweiss Securities (Hong Kong) Private Limited

Paper 4 

Li Yan -
Paper 5 Sethi Sandeep Deutsche Bank Aktiengesellschaft
Paper 6 Davies Simon Huw Infinity Wealth Management Limited
Paper 7 Haugarth Ryan Alan HSBC
  Mo Ka Cheung China Life Insurance (Overseas) Company Limited
Paper 8 Chang Haizhong -
  Hui Wai Keung -
  Lam Miu Kit  
  Lau Tsz Wa Convoy
Paper 12 Chan Wai Ming -
  Ding Yunlin -
  Lo Kwok Chun -
  Lu Lei VMS Investment Group Limited
Paper 16  Bian Tingyun China Everbright Capital Limited
  Ng Choo Sian Frontpage Capital Limited
November 2017

LE Paper

Candidate

Company

Paper 1

Lai Yu Jou

-

 

Lee Kin Man CLSA

 

Yeh Michael -

 Paper 2

Chen Chun Chin Taiwan Cooperative Bank, Hong Kong Branch
  Ding Yunlin -

 

Dong Jing -

 

Law Siu Wah Eddie Zheng He Capital Management Limited

 

Lee Ka Yee

 

Leung Tsz Wing HX Innovation Capital Management Co. Limited

 

Leung Wai Nam -

 

Mak Chun Fai Frankie  DBS Vickers Securities (Hong Kong) Limited

Paper 5

Broere John Gunars Royal Bank of Canada

Paper 6

Yuen Chi Kwok Shining International Holdings Limited
  Yeh Michael -

Paper 7

Li Gao -
  Liang Frank Guo Yun  -
  Lin Yun  -
Paper 8 Ding Yunlin -
  Li Yan COSCO Shipping
  Liang Frank Guo Yun -
  Ma Clarence Chun Kit  Willis Towers Watson Limited

 

Yeung Kwok Fai Freeman Securities Limited 
October 2017

LE Paper

Candidate

Company

Paper 1

Lu Lei

VMS Investment Group Limited

 

Wang Hui

China First Capital Group Limited

 

Wang Jiali

Nomura International (Hong Kong) Limited

 Paper 2

Fong Man Kin -

 

Leung Lok Kin -
  Poon Kin Yee Baoqiao Partners Capital Limited

 

Sethi Sandeep Deutsche Bank Aktiengesellschaft

 

Xi Xiaojie -

 Paper 6

Cheung So Wa Bosheng Capital Management (HK) Limited

 

Li Charmaine Shiu Man -
  Liu Dongyue Mingly Corporation

 Paper 7

Cheng Chun Long -
  Hivarekar Abhijeet -
  Leung Bo Yee -
  Sun Jing Hua -
Paper 8 Lin Yu-chi FinMark Inc.

Paper 12 

Zou Chuan

-

Paper 16

Lau Aidan Chak Yin

HSBC

September 2017

LE Paper

Candidate

Company

Paper 2

Cheung Ka Kit

GSA Capital Partners (Hong Kong) Limited

 

Ho Wai Man Raymond

Chelsea Securities Limited

 

Huang Yun

Huaan Asset Management (Hong Kong) Limited

Paper 3

Chung Tin Yan

Legend Strategy International Holding Group Co. Ltd

Paper 6

Lu Yan

CSOP Asset Management Limited

 

Jin Ziyin

Library Group

Paper 7

Wang Di

Haitong International Securities Company Limited

Paper 8

Lam Yi Lok

Haitong International Securities Company Limited

Paper 9

Wang Di

Haitong International Securities Company Limited

 

Wong Shun King

-

Paper 11

Li Charmaine Shiu Man

-

 

Wang Di

Haitong International Securities Company Limited

Paper 12

Li Charmaine Shiu Man

-

 

Li Sai Ming

-

 

Sandhu Palbinder  Conning Asia Pacific Limited
 

Xie Lu

Vicktor Capital (Asia) Limited

August 2017

LE Paper

Candidate

Company

Paper 2

Blenkiron Philip Edward

Deutsche Bank Ltd

 

Chow Fat Ming Arthur

Black Crane Capital

 

Hu Xiaozhong

Fairwin Broking Ltd

 

Lin Jeffrey

West 22nd Capital Advisers

 

Wu Qiong

BOCI

 Paper 6

Lau Kwan Ho

-

 

Silvers Brock Louis

-

 Paper 7

Hu Jiajun

China Minsheng Banking Corp. Ltd (HK) Branch

 

Min Brett Jae

Pamirs Capital (HK) Limited

 

Wong Hon Kwan

-

 Paper 8

Chan Wing Lam

RaffAello Securities (HK) Limited

 

Lei Wai Po

-

 

Lin Yaxuan

-

 

Poon Li Sim Linny

-

Paper 16

Wang Yung-kuang

-

July 2017

LE Paper

Candidate

Company

Paper 1

Chan Ka Lam

-

 

Leong Lao Wai

能敬資本管理有限公司

 

Li Xiaoxi

-

 

Liu Dawei

工銀國際控股有限公司

 

Siu Wing Leong

Standard Chartered Bank

Paper 2

Cheung Robert Lock Yen

Redwood Peak Ltd

 

Li Yan

Cosco Shipping

 

van Abbema Dirk Olivier

Flow Traders Asia

 

Yip Ying Kei

-

Paper 3

Jao Fang-Ming

益群證劵有限公司

 

Learey Dominic

GFI (HK) Securities LLC

 

Lee Wai Chung

-

 

Wong Kwok San

Haitong International Securities Group

 

Zhang Yongchao

直達國際金融服務有限公司

Paper 5

Thakur Avinash

Barclays Capital Asia Ltd

 

Xu Ce

Deutsche Bank AG

Paper 6

Cheung Robert Lock Yen

Redwood Peak Ltd

Paper 7

Chan Wing Lam

RaffAello Securities (HK) Limited

 

Chau Sum Sum

Crédit Agricole CIB

 

Cui Shumo

Arowana Asset Management Limited

 

Huang Yeong-Haan

-

 

Lee Hong Wing

-

Paper 11

Mak Siu Chung

Haitong International Securities Group Limited

June 2017

LE Paper

Candidate

Company

Paper 1

Thorpe Chi Yan Ting Joyce

Great Wall Pan Asia Asset Management Limited

Paper 2

Cheung Yee Yan Elaine

Citigroup First Investment Management Ltd

 

Law Ka Fun

-

Paper 3

Chan Miu Lung

Acenda Cachet CPA Limited

 

Chen Yu

SSIF Asset Management Limited

Paper 4

Gao Junjie

-

Paper 5

Shum Kam Chi Eric

-

Paper 6

Cheng Jonathan Chung Shing

Taconic Capital Advisors

 

Chow Fat Ming Arthur

Black Crane Capital

 

Yu Kwun Po Anson

Yue Tung Global Asset Management

 

Zuo Shaojie

China Everbright Limited

Paper 7

Li Yi

Yuexiu Reit Asset Management Limited

 

Wong Ka Ming

-

Paper 8

Hsieh Pin Yu

Taiwan Cooperative Bank Hong Kong Branch

 

Wong Ka Ming

-

 

Xu Yinqing

Yunfeng Financial Group

Paper 9

Leung Wing Chiu Herbert

-

Paper 12

Chan Chit Ho

Manulife Asset Management (HK) Ltd

 

Mak Tsan Kwai

-

 

Ngan Ka Sing

Chao Shang Securities Limited

The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.

Qualification