Licensing Examination for Securities and Futures Intermediaries
Outstanding Achievers
The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month". Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Bhuwania Paridhi |
Habib Bank Zurich (Hong Kong) Ltd |
|
|
Chen Bomin |
- |
|
Hou Qiansheng |
Mizuho Securities Asia Limited | |
|
|
Weng Jie |
China Financial International Investments Ltd |
|
Paper 2 |
Chan Kwok Chu Edward | SBI China Capital Asset Management Limited |
|
|
Chow Ho Tak Philip | MAYFAIR & AYERS FINANCIAL GROUP LIMITED |
| Yoo Hyek | MAPS Capital Management Limited | |
| Paper 5 | Yu Meiqin | Zhongtai International Capital Limited |
|
Paper 6 |
Du Changqing | - |
|
|
Low Jen Hock | M Securities Limited |
|
|
Wang Xuan | LaSalle Investment Management Securities |
|
|
Yeo Siew Mee | Conning Asia Pacific Limited |
| Yoo Hyek | MAPS Capital Management Limited | |
|
Paper 8 |
Chu Pui Shan Agnes | The Hongkong and Shanghai Banking Corporation Limited |
| Du Liwan | Haitong International Securities Company Limited | |
| Yeung Hoi Ying | HSBC | |
| Paper 9 | Tso Yui Tak | - |
| Paper 16 | Go Ka Ho Jason | BNP Paribas Securities (Asia) Limited |
|
LE Paper |
Candidate |
Company |
| Paper 1 |
Lee Hong Wee |
Morton Financial Group |
| Paper 2 |
FAN Catherine |
Intesa Sanpaolo Bank
|
|
Lie Na |
Intesa Sanpaolo S.P.A. |
|
|
Paper 6 |
Tsoi Sze Ming Kenneth |
- |
|
|
Wu Di |
Sino-Ocean Capital Limited |
|
Paper 7 |
Bosma Wouter Hendrikus Nicolaas |
SG Securities (HK) Limited |
|
Du Liwan |
Haitong International Securities Company Limited |
|
|
HU Jiani |
Noah Holdings (Hong Kong) Limited | |
|
|
Leigh Anthony Ronald |
St. James's Place (Hong Kong) Limited |
|
|
Sun Yanjun |
China Merchants Life Insurance Co., Ltd. |
|
Paper 8 |
Chan See Chun |
Haitong International Securities Group Limited |
|
|
Haberzettl Martin Seung Yann |
Haitong International Securities Company Limited |
|
|
Sun Yanjun |
China Merchants Life Insurance Co., Ltd. |
|
|
Wang Di |
Haitong International Securities Company Limited |
|
|
Wong Sing Tat |
- |
| Paper 9 |
Chan See Chun |
Haitong International Securities Group Limited |
|
Paper 12 |
Chan Wai Ki | KGI Asia Limited |
| Wan Sin Long | Haitong International Securities Group Limited | |
|
Yang Zhangyi |
Hang Seng Management College |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Lok Ka Yu |
HSBC |
|
|
Yeung Hoi Ying |
- |
|
|
Wu Yixin |
Righteous Capital Limited |
|
Paper 2 |
Chan Ching Wan |
MGPA
|
|
|
Li Pui |
Zhongrong PT Securities Limited |
|
|
Hirschvogel Thomas Zunsang |
- |
|
|
Lim Soo Hai |
Baring Asset Management (Asia) Ltd |
|
Paper 5 |
Wong Hoi Wing |
Maximum Success Capital Partners Limited |
|
Paper 7 |
Chan Crystal Fu |
- |
|
Cheng Ka Wai |
- |
|
|
|
Jin Min |
Pixel Capital Limited |
|
|
Qu Xuanbai |
- |
|
|
Sum Sung Fung |
Quantbot Technologies (HK) Limited |
|
Paper 8 |
Bosma Wouter Hendrikus Nicolaas |
SG Securities (HK) Limited |
|
|
Chung Pui Yee |
- |
|
Paper 9 |
Bosma Wouter Hendrikus Nicolaas |
SG Securities (HK) Limited |
|
Tan Lok Him |
Haitong International Securities Company Limited |
|
|
Zheng Qi |
- |
|
| Paper 11 |
Haberzettl Martin Seung Yann |
Haitong International Securities Group Limited |
|
Tan Lok Him |
Haitong International Securities Company Limited |
|
|
Yeung Kwok Fai |
- |
|
|
Paper 12 |
Sum Sung Fung |
Quantbot Technologies (HK) Limited |
|
Zhang Yi |
Orion Partners Advisors Limited |
|
| Paper 16 |
Man Chi Yu Alissa |
- |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
JIN Min |
Pixel Capital Limited |
|
|
YUAN Elaine |
Citi Private Bank |
|
|
ZHAO Yue |
Janus Henderson Investors |
|
Paper 2 |
TANG Shiu Hin Andy |
- |
|
|
VENGAYIL Rakesh |
BNP Paribas Asset Management Asia Limited |
|
Paper 6 |
BEDNARSKI Derek Joseph Lee |
Solitude Limited |
|
|
LIANG Xun |
Grandly Financial Services Ltd |
|
|
SHIU Hong Ki Chris |
BosValen Asset Management Limited |
|
Paper 7 |
HAU Man Po Mathew |
CGS-CIMB |
|
Paper 8 |
LAM Ho Lim |
- |
|
|
YEUNG Man Yee |
- |
|
Paper 11 |
JIN Min |
Pixel Capital Limited |
|
Paper 12 |
LU Shengjia |
Guijiang Enterprises Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
JONES Barnaby Leonard |
M&G Investments (Hong Kong) Limited
|
|
|
LU Huali |
- |
|
Paper 2 |
HAMAMOTO Yoshiro |
Mizuho Securities Asia Limited |
|
|
LEONG Eng Kiat |
Oversea-Chinese Banking Corporation Limited |
|
|
MILLIN Jonathan |
Barings |
|
|
TUNTHA-OBAS Jirat |
- |
|
|
WAN Chi Kwan |
Commerzbank AG |
|
|
YEN Kuo-hsiang |
Bank of Taiwan |
|
|
YING Yewen Derek |
Integrity Capital Management
|
|
Paper 3 |
FUNG Ching Yin |
- |
|
|
LIANG Xun |
Grandly Financial Services Ltd |
|
|
TUNTHA-OBAS Jirat |
- |
|
|
YIP Heung Tung |
- |
|
Paper 5 |
YUEN Chi Kwok |
Shining International Holdings Limited
|
|
Paper 6 |
CHONG Yee Wai |
- |
|
|
LING Man Pin |
- |
|
LO Chi Chiu |
- |
|
|
|
YU Pui Man Sharon |
- |
| Paper 7 |
CHAN Tin Yau |
Fubon Bank (Hong Kong) Limited |
|
LU Yiyang |
Modern Land (China) Co., Limited | |
|
YEUNG Chi Wai Andy |
Altruist Financial Group Limited | |
| Paper 8 |
LEUNG Lap Kei |
Chong Hing Bank |
|
XIANG Lu |
iBest Management Services Limited | |
| Paper 11 |
MAN Chi Yu Alissa |
- |
| Paper 12 |
MAK Chun Kit Jacky |
- |
|
WANG Dongming |
Shougang (Hong Kong) Holding Ltd | |
| Paper 16 |
CHUNG Hiu Lam |
TUS Corporate Finance Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Wan Chi Kwan |
Commerzbank AG |
| Paper 2 |
Kawai Hidemoto |
- |
|
Liang Ruichao |
Tanrich Asia-Pac Securities Limited |
|
|
|
Wu Qiang |
SSIF Capital Ltd |
|
|
Yip Heung Tung |
- |
|
Paper 6 |
Berg Paul Nicholas Louis |
- |
|
|
Leung Ho Pong Ronald |
- |
|
Paper 7 |
Hu Hongming |
- |
|
|
Li Ming |
- |
|
Paper 8 |
Lau Kwok Hung |
- |
|
|
Li Heung |
CLSA Limited |
|
|
Li Ming |
- |
|
|
Li Xiangda |
- |
|
TANG Hai Feng |
Bank of China (Hong Kong) Limited | |
|
Paper 9 |
Chau Ka Chun Stephen |
- |
|
|
See Kit Long |
RHB Securities Hong Kong Limited |
|
|
Zhou Chao |
Morgan Stanley Asia International Limited |
|
Paper 11 |
Zou Mengtong |
Southwest Securities (HK) Capital Limited |
|
Paper 12 |
Li Xiangda |
- |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Chang Yung Ching |
- |
|
|
Lo An Yee Ann |
- |
|
Paper 2 |
Chang Jae Won |
Wellington Management Hong Kong Limited |
|
Chang Steven |
State Street Bank & Trust Company | |
|
|
Wang Xuhua |
Zhejiang Zhongyang Investment Co., Ltd |
|
Paper 3 |
Chow Yiu Chung |
i-Golden Data Capital Limited |
|
Paper 5 |
Hock Wai Hou |
- |
|
Paper 7 |
Bradley Michael James |
- |
|
|
Xie Shangyu |
Right Time Asset Management Company Limited |
|
Paper 8 |
Chan Man Hung Ivan |
- |
|
|
Song Jia |
Bank of Communications Co., Ltd. |
|
|
Sun Yechuan |
Lion Capital Management Limited |
|
|
Yang Xi |
Beevest Securities Limited |
|
Paper 11 |
Ng Carole |
Shenwan Hongyuan Capital (H.K.) Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Liu Honghui |
-
|
|
Paper 2 |
Lee Man Ching |
Apastron Capital Limited
|
|
|
Yeung Yuk Yu | Tripod Management Limited |
|
Paper 3 |
Chan Chun Wai | Alternative Value Investments Limited |
|
|
Li Yuna | Smart Wise Financial Holding Limited |
|
|
Yuen Chi Kwok | Shining International Holdings Limited |
| Paper 5 | Lee Man Ching | Apastron Capital Limited |
| Paper 6 | Mak Ka Sing | China Transfer Capital Investment Limited |
|
|
Tsui Hon Kay | - |
|
Paper 8 |
Law Chin Ip | - |
|
Paper 16 |
Chen Zhenyu | Guosen Securities Co.,Ltd |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Luk Wai Yan | Bank of China (Hong Kong) Limited |
|
Paper 2 |
Ha Eric King Lun | - |
|
|
Kay Nigel Timothy | JCAP Assets Management Ltd |
|
|
Lee Soohee | SEI Investments (Asia) Limited |
|
|
Lu Ciqiang | National Australia Bank Limited |
|
|
Narasimhan Vineeth | Kristal Advisors (HK) Ltd |
|
|
Yu Pui Man Sharon | - |
|
Paper 5 |
Blades Michael Alan | - |
|
|
Shi Qi | China International Capital Corporation Hong Kong Securities Limited |
|
Paper 6 |
Jain Abhishek Shantilal | - |
|
|
Li Da | InnoFusion Capital Management Limited |
|
Paper 7 |
Chen Siming | The Hongkong and Shanghai Banking Corporation Limited |
|
|
Leung Wing Kan | - |
|
Paper 8 |
Zhang Yueru | - |
|
Paper 9 |
Qiu Zhiwei | Deutsche Bank Aktiengesellschaft |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Kwok Ka Ming |
- |
|
|
Lam Yin Ng |
Nivalis Partners Limited |
|
|
Singh Puneet |
Societe Generale |
|
|
Sohn Jung Min |
Moody's Investors Service |
|
|
Wu Wanfei |
- |
|
|
Zhou Zhicheng |
- |
|
Paper 2 |
Bourne Nicholas Dominic John |
TS Lombard |
|
|
Blades Michael Alan |
- |
|
|
Chen Jun |
Syntropy Asset Management Limited |
|
|
Eigenmann Reto Christian |
Houlihan Lokey |
|
|
Ferriere Pierre-Andre Jacques |
WaterValley Capital Management (HK) Limited |
|
|
Lo Wai Ho |
Haitong International Securities Company Limited |
|
|
Lo Wai Hon Joey |
- |
|
|
Ming Liang |
- |
|
|
Wu Chih Lien |
Athena Capital Research |
|
Paper 8 |
Lee Hap Yan Arthur |
- |
|
|
Wu Ka Ki |
- |
|
Paper 11 |
Ding Yunlin |
- |
|
Paper 16 |
Lu Yuli |
HSBC |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Bhaskar Mukund |
- |
|
Paper 2 |
Garg Chandrika |
ICICI Bank |
|
|
Yeh Michael |
- |
|
Paper 3 |
Goel Sudhir Nareshkumar |
JP Morgan Securities (Asia Pacific) Limited |
|
|
Hui Hoi Pan |
State Street Global Advisors Asia Limited |
|
|
Ku Wai To Daniel | Optiver Trading Hong Kong Limited |
|
|
Patel Ashish Gordhandas Vachhani | Edelweiss Securities (Hong Kong) Private Limited |
|
Paper 4 |
Li Yan | - |
| Paper 5 | Sethi Sandeep | Deutsche Bank Aktiengesellschaft |
| Paper 6 | Davies Simon Huw | Infinity Wealth Management Limited |
| Paper 7 | Haugarth Ryan Alan | HSBC |
| Mo Ka Cheung | China Life Insurance (Overseas) Company Limited | |
| Paper 8 | Chang Haizhong | - |
| Hui Wai Keung | - | |
| Lam Miu Kit | ||
| Lau Tsz Wa | Convoy | |
| Paper 12 | Chan Wai Ming | - |
| Ding Yunlin | - | |
| Lo Kwok Chun | - | |
| Lu Lei | VMS Investment Group Limited | |
| Paper 16 | Bian Tingyun | China Everbright Capital Limited |
| Ng Choo Sian | Frontpage Capital Limited |
|
LE Paper |
Candidate |
Company |
|
Paper 1 |
Lai Yu Jou |
- |
|
|
Lee Kin Man | CLSA |
|
|
Yeh Michael | - |
|
Paper 2 |
Chen Chun Chin | Taiwan Cooperative Bank, Hong Kong Branch |
| Ding Yunlin | - | |
|
|
Dong Jing | - |
|
|
Law Siu Wah Eddie | Zheng He Capital Management Limited |
|
|
Lee Ka Yee | - |
|
|
Leung Tsz Wing | HX Innovation Capital Management Co. Limited |
|
|
Leung Wai Nam | - |
|
|
Mak Chun Fai Frankie | DBS Vickers Securities (Hong Kong) Limited |
|
Paper 5 |
Broere John Gunars | Royal Bank of Canada |
|
Paper 6 |
Yuen Chi Kwok | Shining International Holdings Limited |
| Yeh Michael | - | |
|
Paper 7 |
Li Gao | - |
| Liang Frank Guo Yun | - | |
| Lin Yun | - | |
| Paper 8 | Ding Yunlin | - |
| Li Yan | COSCO Shipping | |
| Liang Frank Guo Yun | - | |
| Ma Clarence Chun Kit | Willis Towers Watson Limited | |
|
|
Yeung Kwok Fai | Freeman Securities Limited |
The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.