Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

May 2023

LE Paper

Candidate

Company

Paper 1

LI Lin

Global Ample Holdings Limited
 

LIU Yiran

JEBSEN CAPITAL INVESTMENT MANAGEMENT COMPANY LIMITED
 

LO Tsun Wing

-

 

SHI Wei

MISSION BAY MANAGEMENT CONSULTING COMPANY LIMITED

Paper 7

NG Chong Wing

-

April 2023

LE Paper

Candidate

Company

Paper 6

LI Po Yi

-

Paper 7

CAI Yilun

 
 

NG Ka Ho

BOCHK Asset Management Limited

 

SHARROCK Andrew William

Landmark Family Office Limited
Paper 8

CAI Zijie

-

 

NG Ka Ho

BOCHK Asset Management Limited

Paper 12

MOK Kai Tsun

-

March 2023

LE Paper

Candidate

Company

Paper 1

ZHU Kai
深圳市仓嘉经济信息咨询有限公司

Paper 2

CHUANG Alan Yik Fung
AP Capital Limited
  DUAN Shenghua
景文资产管理有限公司
Paper 3 DUAN Shenghua 景文资产管理有限公司

Paper 4

TSANG Hon Chiu
Dagong Global Credit Rating Co., Ltd
  ZHANG Qinniu
Dagong Global Credit Rating Co., Ltd.
Paper 12 KUSTURICA Fedza
-
February 2023

LE Paper

Candidate

Company

Paper 8

CHENG Sze Wan Hang Seng Bank Limited
Paper 12 MA Ming Hei Evergrande Securities (Hong Kong) Limited
January 2023

LE Paper

Candidate

Company

Paper 1
LAU Ka Pak Jeremy

HSBC Global Asset Management (Hong Kong) Limited

Paper 2
LAU Ming Ho
 Rockhampton Management Ltd
December 2022

LE Paper

Candidate

 Company

Paper 1

HUANG Zhendong
国泰君安证券股份有限公司
 
LIANG Li
上海宽远资产管理有限公司
 
REN Ying
长城证券股份有限公司
 
LO Kyle Sing-hang
 -
November 2022

LE Paper

Candidate

Company

 Paper 1

FUNG Sheung Yin

UBS AG

  XING Jianfei CITIC Futures International Company Limited
Paper 2 CHOY Tak Sum Harvest Global Investments Limited
Paper 7 WONG Nam Kit -
September 2022

LE Paper

Candidate

Company

Paper 2
LAU Tai Wai

Zenith Innovation Financial Group Ltd.

Paper 6
FAN Yang

SDG Asset Management (HK) Limited.

August 2022

 

LE Paper

Candidate

Company

Paper 1

WU Mingxuan

The Hongkong and Shanghai Banking Corporation Limited

Paper 2

FAN Yang

SDG Asset Management (HK) Limited

Paper 5

SHI Qian

CMB International Capital Limited

 

SUN Zhenyu

Credit Agricole Corporate and Investment Bank

Paper 8

LEUNG Tin Ho

-

 

MAK Chui Yan

The Hongkong and Shanghai Banking Corporation Limited

 

WANG Wei

Guotai Junan Securities (Hong Kong) Limited

 

WANG Zhifeng

Shenwan Hongyuan Securities (H.K.) Limited

 

ZHAO Jingqi

Bestone Capital Limited

July 2022

LE Paper

Candidate

Company

Paper 1

HE Jing

-

 

ZHANG Xianghua

JinGe Asset Management Co., Ltd.

Paper 2

CHEN Liang

Guotai Junan Securities (Hong Kong) Limited

 

MAZUR Tomasz Krzysztof

XY Capital

 

WANG Ning

-

Paper 12

LI Zheng

China Galaxy International Financial Holdings Limited

June 2022

LE Paper

Candidate

Company

Paper 4

HO Chi Chung

Lianhe Ratings Global Limited

Paper 7

PUTNAM David Paul

-

Paper 8

PUTNAM David Paul

-

Paper 9

YANG Junjie

Xinhu International

October 2021

LE Paper

Candidate

Company

Paper 1

WANG Yinwentao

-

Qualification