Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

July 2021

LE Paper

Candidate

Company

Paper 2

FONG Mun Yee Belinda

-

Paper 7

EL-BAZ Ben Hazim

HashKey Digital Asset Group Limited

Paper 8

AU Ka Chun

HKET

 

LEE Fu Kuen

-

 

LEE Lok Yin Monique

Dah Sing Bank, Limited

 

LEUNG Nga Ham

Fairwin Broking Limited

Paper 12

CHAN Heung Wing Anthony

Hauzen LLP

 

ZOU Pengbo

-

Paper 16

LIU Liujun

Bank of America Merrill Lynch

June 2021

LE Paper

Candidate

Company

Paper 2

MARCA Alessandro

Eurizon Capital Asia Limited
Paper 5

NG Wing Hing

Chanceton Capital Partners Limited

 

TOLEDANO Roy

Evercore Asia Limited

May 2021

LE Paper

Candidate

Company

Paper 1

CHUI Shu Him

-

Paper 8

LEUNG Ka Man

-

April 2021

LE Paper

Candidate

Company

Paper 1

JIANG Jing

华泰联合证券有限责任公司

 

WANG Zhongxiao

DBS Securities (China) Co., Ltd.

Paper 2

WU Hongqi

CITIC PE

Paper 7

CHENG Xiaomin

-

 

FOK Ho Shing

-

 

HO Te-Ming

-

Paper 8

CHEN Tengrui

-

 

LEE Wing Yan

-

Paper 12

HO Te-Ming

-

March 2021

LE Paper

Candidate

Company

Paper 1

BATRA Inderdeep Singh
The Hongkong and Shanghai Banking Corporation Limited

Paper 8

FUNG Hao Chuen David
Keming Capital (HK) Limited
  WONG King Hei
China Construction Bank (Asia) Corporation Limited

Paper 12 

GU Lilin China Huarong International Holdings Limited

 

GSCHWEND Marco Quintar Capital Limited
February 2021

LE Paper

Candidate

Company

Paper 1

LIU Li China Life Franklin Asset Management Co., Limited

Paper 8

NG Ka Wing -
  XUE Yong -
Paper 9 CHEN Jizong Morgan Stanley Hong Kong Securities Limited
January 2021

LE Paper

Candidate

Company

Paper 1
LIANG Zhiyuan

J.P. Morgan Securities (Asia Pacific) Limited

December 2020

LE Paper

Candidate

 Company

Paper 2

YUEN Mei Lin
-

Paper 12

CHEN Yixin
Haitong International Securities Group Limited
November 2020

LE Paper

Candidate

Company

 Paper 1

HO Hon Wai

Australia and New Zealand Banking Group Limited

 Paper 2

CHAN Chun Kit

AIA International Limited

 Paper 3

DONG Wei

Doric Capital Corporation
 

XU Xingye

Shenwan Hongyuan Securities (H.K.) Limited

 Paper 6

CHAN Cheuk Yiu -
 Paper 8 SONG Luyao -
  SUN Haibin Everbright Sun Hung Kai

 Paper 9

WANG Zihan Haitong International Securities Group Limited
  ZHANG Haihan -

 Paper 12

LIU Chang
Haitong International Securities Group Limited
  WANG Zimo Haitong International Securities Group Limited
 Paper 15 WONG Nga Yan WAG Worldsec Corporate Finance Limited
October 2020

LE Paper

Candidate

Company

Paper 1

YEOH Keat Loon

J.P. Morgan Private Bank

Paper 3

YUEN Yui Chi Peter

Jump Trading Pacific

Paper 7 LIU Nian -

Paper 9

JIA Ziying Haitong International Securities Group Limited
  LIU Chang Haitong International Securities Group Limited

Paper 12

JIA Ziying Haitong International Securities Group Limited

Paper 16

TSANG Chi Kin Morgan Stanley, Hong Kong
  YANG Shuying -
September 2020

LE Paper

Candidate

Company

Paper 1

CHEUNG Fan

SF Express (Hong Kong) Limited

Paper 2

DONG Wei

Doric Capital Corporation

 

PATNAIK Shrikant

E15 Fund Advisors (HK) Limited

Paper 4

LAIGHT Trevor Raymond

HSBC Holdings plc

Paper 7

JIA Ziying

Haitong International Securities Group Limited

 

LEUNG Hoi Tung Daisy

The Bank of East Asia, Limited

Paper 8

JIA Ziying

Haitong International Securities Group Limited

 

LI Jiamao

Haitong International Securities Group Limited

Paper 15

WONG Shing Hang

-

August 2020

LE Paper

Candidate

Company

Paper 1

CHENG Anthony Kwok Bo

-

Paper 2

HINDE David John

BC Investment Group (HK) Limited

Paper 3

SHAHA Sourabh Sharashchandra

-

Paper 7

FUNG Ming Him

-

 

KHOO Yee Yen

Silk Road Construction Asset Management Limited

 

LIU Fung Hang

-

 

ZHOU Chuan

-

Paper 8

CHAN Tung Shing

HSBC Holdings plc

Paper 9

ZHANG Zhuohui

-

The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.

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