Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

September 2019

LE Paper

Candidate

Company

Paper 1

SHENG Yuan

BOSC International Company Limited

Paper 7

SHUPLETSOV Alexander

PJSC SOVCOMBANK

Paper 8

LAI Chi Hang

Haitong International Securities Group Limited

 

LI Hon Pan

China Construction Bank (Asia) Corporation Limited

 

SO Ka Hei

-

 

TAN Jiehua

Haitong International Securities Company Limited

August 2019

LE Paper

Candidate

Company

Paper 1

CHEN Yuhu

Credit Suisse (Hong Kong) Limited

 

TO Tsz Hei Henry

PricewaterhouseCoopers

 Paper 7

LAI Chi Hang

Haitong International Securities Group Limited

July 2019

LE Paper

Candidate

Company

Paper 2

CHEN Jun

Square Capital Management Limited

 

KAMYAR Adam

Winton Group

Paper 5

HUI Ka Ka

Jun Hui International Finance Limited

Paper 7

KONG Wai Hong

Atom Capital (HK) Limited

Paper 9

XIE Yi

UBS AG

Paper 12

CHEUNG Ho Yin

Ample Capital Limited

 

LAM Kung Shing

-

Paper 15

LAM Long Hin Hiram

Dongxing Securities (Hong Kong) Company Limited

Paper 16

LEUNG Matthew Ting Pok

Halcyon Capital Limited

 

WU Yu-huan

Morgan Stanley, Hong Kong

June 2019

LE Paper

Candidate

Company

Paper 1

UEMURA Ryuta

-

Paper 2

CHAN Ping Lit Victor

-

 

CHENG Man Tat Tacky

-

Paper 3 

DAI Peng

-

Paper 7

KWOK Wai Ming

-
Paper 8

WONG Man Yee Vicky

-
 

XIE Yi

UBS AG
 

ZHANG Xinyi

Luk Fook Securities (HK) Limited
Paper 12

FUNG Siu Wing

-
 

KWAN Lok Man

Integrity Biz Limited
May 2019

LE Paper

Candidate

Company

Paper 6

Chang Vincent

-

 

Wong Shiu Hong Viren

Redient Capital HK Ltd.

Paper 7

Wang Jing

Tencent Financial Technology

Paper 8

Chan Man Yan

-

 

Han Long

Haitong International Securities Group Limited

 

Kwok Wai Ming

-

 

Leighton Robert Theodore

Standard Chartered Bank (Hong Kong) Limited

Paper 12

Zhou Yujun

-

April 2019

LE Paper

Candidate

Company

Paper 1

Marcelle Nicholas Paul

The Hongkong and Shanghai Banking Corporation Limited

Paper 2

Luo Xiaorui

-

 

Yau Pang Fei

-

Paper 3

Mak Cheuk Hong

Differ Financial and Securities Limited

Paper 6

Lam Wing Sze Winnie

-

 

Luo Yiwen

-

 

Naghdy Hajir

Stonepeak Infrastructure Partners

 

Ren Ying

China Great Wall Securities Co.,Ltd

 

Vo Mai Khanh

Axa Asia
 

Yau Pang Fei

-

Paper 8

Xu Naixun

Haitong International Holdings Limited

Paper 12

Chow Fat Ming Arthur

Black Crane Capital

Paper 16

Han Yinqing

J.P. Morgan Securities (Asia Pacific) Limited

March 2019

LE Paper

Candidate

Company

Paper 1

Wang Yueren
Derivatives China (Hong Kong) Limited

Paper 2

Lee Kang-hee
Korea Investment

 

Sheng Weiwen - 
  VO Mai Khanh Axa Asia

Paper 5 

Lee Juliano Challenge Capital Management Limited

Paper 6

Chen Shiwei -

 

Cheung Chun Tsung - 
Paper 7 Dong Jingyuan -
  Tsui Chun Yin - 

 

Xia Guoxin CAS Financial Holdings Limited

Paper 8

Chow Fat Ming Arthur Black Crane Capital
  Sheng Weiwen -
  Xiao Wen The Hongkong and Shanghai Banking Corporation Limited
Paper 12 Yang Bo Haitong International Securities Group Limited

Paper 16

Wong Chun Hei Somerley Capital Limited
February 2019

LE Paper

Candidate

Company

Paper 1

Kong Wai Hong -

Paper 5

Low John Meng Hooray Capital Limited

Paper 6

Chan Yin Hei Shanghai Commercial Bank Limited

 

Kwan Kin Kwok -

Paper 7

Chow Fat Ming Arthur Black Crane Capital
January 2019

LE Paper

Candidate

Company

Paper 1

Plesser Thomas

Morgan Stanley Asia Limited

 

Zhu Yurui

Societe Generale

Paper 2

Chiu Long Ying Edith

Hereditas Capital Management (Asia) Limited

 

Irwin John Laurence

Northern trust

Paper 3

Cheung Shu Yan

-

Paper 6

Chiu Long Ying Edith

Hereditas Capital Management (Asia) Limited

Paper 8

Ho Man Kit

-

 

Lam Siu Yim

-

 

Leung Kin Fai  

 

Liang Zhao

Bigdatarchitect Limited

Paper 12

Yu Anxian

Shenzhen Zhongan Equity Investment Fund Management Ltd

Paper 16

Qu Huaqiang  

- 

December 2018

LE Paper

Candidate

 Company

Paper 1

Ko Kwan Yin
Deutsche Bank Aktiengesellschaft
 
Liu Dahai
PICC Asset Management (Hong Kong) Company Limited
 
Song Chencheng
-
 
Sun Peipei
Haitong International Capital Limited

Paper 2

Gao Bing

Jingdong Securities Limited

 

Liu Sufeng

China Investment Securities International Brokerage Limited
 

Susel Zachary Swid

D. E. Shaw Group

Paper 4

Holzberger Stefan William

A.M. Best Rating Services

Paper 5 

Ko Tsz Biu

CVP Capital Limited

 

Wong Siu On

Orient Capital (Hong Kong) Limited

Paper 6

Du Hao CG Partners Asset Management Company Limited

 

Song Chencheng -

Paper 7 

Lau Chi Hang
-
Paper 8 Babidge Alexander Jack -
Paper 11 TAM Soi Man -
  Xie Chao -
Paper 12 Hung Kai Chi F.T.M.F Distribution Limited
 
Qu Xuanbai
-
Paper 16 Chen Chao China International Capital Corporation Hong Kong Securities Limited
November 2018

LE Paper

Candidate

Company

 Paper 1

BIN Guoqiang

Entropy Asset Management Limited

 

CHEN Xiaobo West 22nd Capital Advisers (Hong Kong) Limited

 

PO Wai Kit Dah Sing Bank

 Paper 6

XIE Jinhui Trinitus Asset Management
 Paper 7 WANG Xu Shenzhen Baoneng Investment Group Co., Ltd.

 Paper 8

LU Lei Yuanyin International Ltd

 Paper 9

RAGUSA Francis Anthony CMSC Partners Limited
October 2018

LE Paper

Candidate

Company

Paper 1

Bhuwania Paridhi

Habib Bank Zurich (Hong Kong) Ltd

 

Chen Bomin

-

 

Hou Qiansheng

Mizuho Securities Asia Limited

 

Weng Jie

China Financial International Investments Ltd

Paper 2

Chan Kwok Chu Edward SBI China Capital Asset Management Limited

 

Chow Ho Tak Philip MAYFAIR & AYERS FINANCIAL GROUP LIMITED
  Yoo Hyek MAPS Capital Management Limited
Paper 5 Yu Meiqin Zhongtai International Capital Limited

Paper 6

Du Changqing -

 

Low Jen Hock M Securities Limited

 

Wang Xuan LaSalle Investment Management Securities

 

Yeo Siew Mee Conning Asia Pacific Limited
  Yoo Hyek MAPS Capital Management Limited

 Paper 8

Chu Pui Shan Agnes The Hongkong and Shanghai Banking Corporation Limited
  Du Liwan Haitong International Securities Company Limited
  Yeung Hoi Ying HSBC
Paper 9 Tso Yui Tak -
Paper 16 Go Ka Ho Jason BNP Paribas Securities (Asia) Limited

The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.

Qualification