Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

April 2019

LE Paper

Candidate

Company

Paper 1

Marcelle Nicholas Paul

The Hongkong and Shanghai Banking Corporation Limited

Paper 2

Luo Xiaorui

-

 

Yau Pang Fei

-

Paper 3

Mak Cheuk Hong

Differ Financial and Securities Limited

Paper 6

Lam Wing Sze Winnie

-

 

Luo Yiwen

-

 

Naghdy Hajir

Stonepeak Infrastructure Partners

 

Ren Ying

China Great Wall Securities Co.,Ltd

 

Vo Mai Khanh

Axa Asia
 

Yau Pang Fei

-

Paper 8

Xu Naixun

Haitong International Holdings Limited

Paper 12

Chow Fat Ming Arthur

Black Crane Capital

Paper 16

Han Yinqing

J.P. Morgan Securities (Asia Pacific) Limited

March 2019

LE Paper

Candidate

Company

Paper 1

Wang Yueren
Derivatives China (Hong Kong) Limited

Paper 2

Lee Kang-hee
Korea Investment

 

Sheng Weiwen - 
  VO Mai Khanh Axa Asia

Paper 5 

Lee Juliano Challenge Capital Management Limited

Paper 6

Chen Shiwei -

 

Cheung Chun Tsung - 
Paper 7 Dong Jingyuan -
  Tsui Chun Yin - 

 

Xia Guoxin CAS Financial Holdings Limited

Paper 8

Chow Fat Ming Arthur Black Crane Capital
  Sheng Weiwen -
  Xiao Wen The Hongkong and Shanghai Banking Corporation Limited
Paper 12 Yang Bo Haitong International Securities Group Limited

Paper 16

Wong Chun Hei Somerley Capital Limited
February 2019

LE Paper

Candidate

Company

Paper 1

Kong Wai Hong -

Paper 5

Low John Meng Hooray Capital Limited

Paper 6

Chan Yin Hei Shanghai Commercial Bank Limited

 

Kwan Kin Kwok -

Paper 7

Chow Fat Ming Arthur Black Crane Capital
January 2019

LE Paper

Candidate

Company

Paper 1

Plesser Thomas

Morgan Stanley Asia Limited

 

Zhu Yurui

Societe Generale

Paper 2

Chiu Long Ying Edith

Hereditas Capital Management (Asia) Limited

 

Irwin John Laurence

Northern trust

Paper 3

Cheung Shu Yan

-

Paper 6

Chiu Long Ying Edith

Hereditas Capital Management (Asia) Limited

Paper 8

Ho Man Kit

-

 

Lam Siu Yim

-

 

Leung Kin Fai  

 

Liang Zhao

Bigdatarchitect Limited

Paper 12

Yu Anxian

Shenzhen Zhongan Equity Investment Fund Management Ltd

Paper 16

Qu Huaqiang  

- 

December 2018

LE Paper

Candidate

 Company

Paper 1

Ko Kwan Yin
Deutsche Bank Aktiengesellschaft
 
Liu Dahai
PICC Asset Management (Hong Kong) Company Limited
 
Song Chencheng
-
 
Sun Peipei
Haitong International Capital Limited

Paper 2

Gao Bing

Jingdong Securities Limited

 

Liu Sufeng

China Investment Securities International Brokerage Limited
 

Susel Zachary Swid

D. E. Shaw Group

Paper 4

Holzberger Stefan William

A.M. Best Rating Services

Paper 5 

Ko Tsz Biu

CVP Capital Limited

 

Wong Siu On

Orient Capital (Hong Kong) Limited

Paper 6

Du Hao CG Partners Asset Management Company Limited

 

Song Chencheng -

Paper 7 

Lau Chi Hang
-
Paper 8 Babidge Alexander Jack -
Paper 11 TAM Soi Man -
  Xie Chao -
Paper 12 Hung Kai Chi F.T.M.F Distribution Limited
 
Qu Xuanbai
-
Paper 16 Chen Chao China International Capital Corporation Hong Kong Securities Limited
November 2018

LE Paper

Candidate

Company

 Paper 1

BIN Guoqiang

Entropy Asset Management Limited

 

CHEN Xiaobo West 22nd Capital Advisers (Hong Kong) Limited

 

PO Wai Kit Dah Sing Bank

 Paper 6

XIE Jinhui Trinitus Asset Management
 Paper 7 WANG Xu Shenzhen Baoneng Investment Group Co., Ltd.

 Paper 8

LU Lei Yuanyin International Ltd

 Paper 9

RAGUSA Francis Anthony CMSC Partners Limited
October 2018

LE Paper

Candidate

Company

Paper 1

Bhuwania Paridhi

Habib Bank Zurich (Hong Kong) Ltd

 

Chen Bomin

-

 

Hou Qiansheng

Mizuho Securities Asia Limited

 

Weng Jie

China Financial International Investments Ltd

Paper 2

Chan Kwok Chu Edward SBI China Capital Asset Management Limited

 

Chow Ho Tak Philip MAYFAIR & AYERS FINANCIAL GROUP LIMITED
  Yoo Hyek MAPS Capital Management Limited
Paper 5 Yu Meiqin Zhongtai International Capital Limited

Paper 6

Du Changqing -

 

Low Jen Hock M Securities Limited

 

Wang Xuan LaSalle Investment Management Securities

 

Yeo Siew Mee Conning Asia Pacific Limited
  Yoo Hyek MAPS Capital Management Limited

 Paper 8

Chu Pui Shan Agnes The Hongkong and Shanghai Banking Corporation Limited
  Du Liwan Haitong International Securities Company Limited
  Yeung Hoi Ying HSBC
Paper 9 Tso Yui Tak -
Paper 16 Go Ka Ho Jason BNP Paribas Securities (Asia) Limited
September 2018

LE Paper

Candidate

Company

Paper 1

Lee Hong Wee

Morton Financial Group

Paper 2

FAN Catherine

Intesa Sanpaolo Bank
 

Lie Na

Intesa Sanpaolo S.P.A.

Paper 6

Tsoi Sze Ming Kenneth

-

 

Wu Di

Sino-Ocean Capital Limited 

Paper 7

Bosma Wouter Hendrikus Nicolaas

SG Securities (HK) Limited

 

Du Liwan

Haitong International Securities Company Limited

 

HU Jiani

Noah Holdings (Hong Kong) Limited

 

Leigh Anthony Ronald

St. James's Place (Hong Kong) Limited

 

Sun Yanjun

China Merchants Life Insurance Co., Ltd.

Paper 8

Chan See Chun

Haitong International Securities Group Limited

 

Haberzettl Martin Seung Yann

Haitong International Securities Company Limited

 

Sun Yanjun

China Merchants Life Insurance Co., Ltd.

 

Wang Di

Haitong International Securities Company Limited

 

Wong Sing Tat

-

Paper 9

Chan See Chun

Haitong International Securities Group Limited

Paper 12

Chan Wai Ki KGI Asia Limited
  Wan Sin Long Haitong International Securities Group Limited
 

Yang Zhangyi

Hang Seng Management College

August 2018

LE Paper

Candidate

Company

Paper 1

Lok Ka Yu

HSBC

 

Yeung Hoi Ying

-

 

Wu Yixin

Righteous Capital Limited

 Paper 2

Chan Ching Wan

MGPA

 

Li Pui

Zhongrong PT Securities Limited

 

Hirschvogel Thomas Zunsang

-

 

Lim Soo Hai

Baring Asset Management (Asia) Ltd

Paper 5

Wong Hoi Wing

Maximum Success Capital Partners Limited

 Paper 7

Chan Crystal Fu

-

 

Cheng Ka Wai

-

 

Jin Min

Pixel Capital Limited

 

Qu Xuanbai

-

 

Sum Sung Fung

Quantbot Technologies (HK) Limited

 Paper 8

Bosma Wouter Hendrikus Nicolaas

SG Securities (HK) Limited

 

Chung Pui Yee

-

Paper 9

Bosma Wouter Hendrikus Nicolaas

SG Securities (HK) Limited

 

Tan Lok Him

Haitong International Securities Company Limited

 

Zheng Qi

-

Paper 11

Haberzettl Martin Seung Yann

Haitong International Securities Group Limited

 

Tan Lok Him

Haitong International Securities Company Limited

 

Yeung Kwok Fai

-

Paper 12

Sum Sung Fung

Quantbot Technologies (HK) Limited

 

Zhang Yi

Orion Partners Advisors Limited

Paper 16

Man Chi Yu Alissa

-
July 2018

LE Paper

Candidate

Company

Paper 1

JIN Min

Pixel Capital Limited

 

YUAN Elaine

Citi Private Bank

 

ZHAO Yue

Janus Henderson Investors

Paper 2

TANG Shiu Hin Andy

-

 

VENGAYIL Rakesh

BNP Paribas Asset Management Asia Limited

Paper 6

BEDNARSKI Derek Joseph Lee

Solitude Limited

 

LIANG Xun

Grandly Financial Services Ltd

 

SHIU Hong Ki Chris

BosValen Asset Management Limited

Paper 7

HAU Man Po Mathew

CGS-CIMB

Paper 8

LAM Ho Lim

-

 

YEUNG Man Yee

-

Paper 11

JIN Min

Pixel Capital Limited

Paper 12

LU Shengjia

Guijiang Enterprises Limited

June 2018

LE Paper

Candidate

Company

Paper 1

JONES Barnaby Leonard

M&G Investments (Hong Kong) Limited

 

LU Huali

-

Paper 2

HAMAMOTO Yoshiro

Mizuho Securities Asia Limited

 

LEONG Eng Kiat

Oversea-Chinese Banking Corporation Limited

 

MILLIN Jonathan

Barings

 

TUNTHA-OBAS Jirat

-

 

WAN Chi Kwan

Commerzbank AG 

 

YEN Kuo-hsiang

Bank of Taiwan

 

YING Yewen Derek

Integrity Capital Management

Paper 3 

FUNG Ching Yin

-

 

LIANG Xun

Grandly Financial Services Ltd

 

TUNTHA-OBAS Jirat

-

 

YIP Heung Tung

-

Paper 5

YUEN Chi Kwok

Shining International Holdings Limited

Paper 6

CHONG Yee Wai

-

 

LING Man Pin

-

 

LO Chi Chiu

-

 

YU Pui Man Sharon

-

Paper 7

CHAN Tin Yau

Fubon Bank (Hong Kong) Limited
 

LU Yiyang

Modern Land (China) Co., Limited 
 

YEUNG Chi Wai Andy

Altruist Financial Group Limited
Paper 8

LEUNG Lap Kei

Chong Hing Bank
 

XIANG Lu

iBest Management Services Limited
Paper 11

MAN Chi Yu Alissa

-
Paper 12

MAK Chun Kit Jacky

-
 

WANG Dongming

Shougang (Hong Kong) Holding Ltd
Paper 16

CHUNG Hiu Lam

 TUS Corporate Finance Limited
May 2018

LE Paper

Candidate

Company

Paper 1

Wan Chi Kwan

Commerzbank AG

Paper 2

Kawai Hidemoto

-

 

Liang Ruichao

Tanrich Asia-Pac Securities Limited

 

Wu Qiang

SSIF Capital Ltd

 

Yip Heung Tung

-

Paper 6

Berg Paul Nicholas Louis

-

 

Leung Ho Pong Ronald

-

Paper 7

Hu Hongming

-

 

Li Ming

-

Paper 8

Lau Kwok Hung

-

 

Li Heung

CLSA Limited

 

Li Ming

-

 

Li Xiangda

-

 

TANG Hai Feng 

Bank of China (Hong Kong) Limited

Paper 9

Chau Ka Chun Stephen

-

 

See Kit Long

RHB Securities Hong Kong Limited

 

Zhou Chao

Morgan Stanley Asia International Limited

Paper 11

Zou Mengtong

Southwest Securities (HK) Capital Limited

Paper 12

Li Xiangda

-

The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.

Qualification