Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

October 2020

LE Paper

Candidate

Company

Paper 1

YEOH Keat Loon

J.P. Morgan Private Bank

Paper 3

YUEN Yui Chi Peter

Jump Trading Pacific

Paper 7 LIU Nian -

Paper 9

JIA Ziying Haitong International Securities Group Limited
  LIU Chang Haitong International Securities Group Limited

Paper 12

JIA Ziying Haitong International Securities Group Limited

Paper 16

TSANG Chi Kin Morgan Stanley, Hong Kong
  YANG Shuying -
September 2020

LE Paper

Candidate

Company

Paper 1

CHEUNG Fan

SF Express (Hong Kong) Limited

Paper 2

DONG Wei

Doric Capital Corporation

 

PATNAIK Shrikant

E15 Fund Advisors (HK) Limited

Paper 4

LAIGHT Trevor Raymond

HSBC Holdings plc

Paper 7

JIA Ziying

Haitong International Securities Group Limited

 

LEUNG Hoi Tung Daisy

The Bank of East Asia, Limited

Paper 8

JIA Ziying

Haitong International Securities Group Limited

 

LI Jiamao

Haitong International Securities Group Limited

Paper 15

WONG Shing Hang

-

August 2020

LE Paper

Candidate

Company

Paper 1

CHENG Anthony Kwok Bo

-

Paper 2

HINDE David John

BC Investment Group (HK) Limited

Paper 3

SHAHA Sourabh Sharashchandra

-

Paper 7

FUNG Ming Him

-

 

KHOO Yee Yen

Silk Road Construction Asset Management Limited

 

LIU Fung Hang

-

 

ZHOU Chuan

-

Paper 8

CHAN Tung Shing

HSBC Holdings plc

Paper 9

ZHANG Zhuohui

-

July 2020

LE Paper

Candidate

Company

Paper 1

Tyagi Ankit

ICICI Bank Limited

Paper 2

WANG Xin Long

AVIC CAPITAL INTERNATIONAL HOLDING CO.,LTD.

Paper 3

LEUNG Chak Hei

-

Paper 7

LIU Tao

-

 

WONG Kin Man

Capula Investment Management Asia Limited

Paper 8

POON Ching Ho

Perform Financial Planning Services Limited

Paper 12

HASBERRY Joseph John

Skybound Capital (HK) Limited

 

WANG Yuqi

-

 

ZHEN Zeyu

-

June 2020

LE Paper

Candidate

Company

Paper 1

TSE Cheuk Him

Standard Chartered Bank (Hong Kong) Limited
 

YUEN Wai Hing

-

Paper 2

CHAU Kong San

-

 

LIU Hanhua

Guolian Securities (H.K.) Co., Limited

 

SHIN Yookeun

Kexim Asia Limited

Paper 3 

LEE Kwai Chong

Citibank (Hong Kong) Limited

Paper 6

KIM Minseok

Samsung Asset Management (Hong Kong) Limited
Paper 8

ZHANG Zhenlin

Bank of Communications (Hong Kong) Limited
Paper 12

KWAN Chun Fai

Haitong International Asset Management Limited
May 2020

LE Paper

Candidate

Company

Paper 1

YE Guangji

Zhong Shan Asset Management Limited

Paper 8

HUANG Yi-nung

Shangu Asset Management (Asia) Limited

April 2019

LE Paper

Candidate

Company

Paper 1

Marcelle Nicholas Paul

The Hongkong and Shanghai Banking Corporation Limited

Paper 2

Luo Xiaorui

-

 

Yau Pang Fei

-

Paper 3

Mak Cheuk Hong

Differ Financial and Securities Limited

Paper 6

Lam Wing Sze Winnie

-

 

Luo Yiwen

-

 

Naghdy Hajir

Stonepeak Infrastructure Partners

 

Ren Ying

China Great Wall Securities Co.,Ltd

 

Vo Mai Khanh

Axa Asia
 

Yau Pang Fei

-

Paper 8

Xu Naixun

Haitong International Holdings Limited

Paper 12

Chow Fat Ming Arthur

Black Crane Capital

Paper 16

Han Yinqing

J.P. Morgan Securities (Asia Pacific) Limited

March 2020

LE Paper

Candidate

Company

Paper 2

SUEN Lok Hang Gregory
APG Investments Asia Limited

Paper 5 

WANG Jinsong DSG Financial Advisory (HK) Co. Limited

Paper 15

KO Aaron Tze Hin -
February 2020

LE Paper

Candidate

Company

Paper 7

ZHOU Dan -

Paper 16

LAI Yu-kuang Shanxi Securities International Limited
January 2020

LE Paper

Candidate

Company

Paper 1

LI Songxue

CMB Wing Lung Bank Limited

Paper 2

LIU Yiying

-

 

ZHAO Jun

華泰資產管理(香港)有限公司

Paper 5

NAKAMURA Masashi

SMBC Nikko Securities (Hong Kong) Limited

Paper 8

CHEN Ching

-

 

HE Jiangwei

Hong Kong Exchanges and Clearing Limited

December 2019

LE Paper

Candidate

 Company

Paper 2

BHATTACHARYA Devraj
Flow Traders Hong Kong Limited
Paper 7
LI Yang
CITIC Futures International Company Limited
Paper 8
TANG Yang
Guoyuan International Holdings Limited
Paper 9
SHENG Lin
-
November 2019

LE Paper

Candidate

Company

 Paper 3

Henderson Mark Peter

MUFG Securities Asia Limited

 

KELLY Victoria Jeane

FIL Investment Management (HK) Ltd

 Paper 7

HE Jiangwei Hong Kong Exchanges and Clearing Limited

 

HUANG Tianbo Skyfame Realty (Holdings) Limited

 Paper 8

DAI Chengguo -
  KIM Heeju The Hongkong and Shanghai Banking Corporation Limited

 

LIU Ziran China Galaxy International Financial Holdings Limited

 

SHI Chenrong Founder Securities (Hong Kong) Limited

 Paper 12

CHENG Hon Ping Gordon LinkAIQ Ltd
  HUANG Xiaohu DACHENG FUND MANAGEMENT CO.LTD

The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.

Qualification