Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

December 2021

LE Paper

Candidate

 Company

Paper 1

HU Yiping
国泰君安证券股份有限公司
 
LI Shu
远信(珠海)私募基金管理有限公司
 
RAO Wei
基石资产管理股份有限公司(CoStone Capital)
 
XIAO Xuan
星展证券(中国)有限公司
 
ZHOU Huan
国泰君安证券股份有限公司

Paper 7

POON Ka Wai Raymond
UBS AG

Paper 8

JIANG Wen
-
November 2021

LE Paper

Candidate

Company

 Paper 1

ZHOU Dexin

-

 Paper 3

CHENG Billy Chung Leung

Citadel Investment Group (HK) Ltd

 Paper 7

CHAN U Chon Tai Fung Bank Limited
  HO Kai Ting -
  JIANG Hao -
October 2021

LE Paper

Candidate

Company

Paper 1

WANG Yinwentao

-

September 2021

LE Paper

Candidate

Company

Paper 1

CHEN Hanzhu

-

Paper 2
SI Hoi Man

-

August 2021

 

LE Paper

Candidate

Company

Paper 1

CHOI Edward

-

 

KERK Wei Li

Credit Agricole Corporate and Investment Bank

Paper 2

CHIU Yik Tao Tobia

-

Paper 5

HO Kelvin Khai Man

Ample Capital Limited

Paper 7

NG Yiu Lun

-

 

AMANO Jun

-

Paper 12

CHAN Cliff Wai Kin

Dah Sing Bank Ltd

 

AMANO Jun

-

July 2021

LE Paper

Candidate

Company

Paper 2

FONG Mun Yee Belinda

-

Paper 7

EL-BAZ Ben Hazim

HashKey Digital Asset Group Limited

Paper 8

AU Ka Chun

HKET

 

LEE Fu Kuen

-

 

LEE Lok Yin Monique

Dah Sing Bank, Limited

 

LEUNG Nga Ham

Fairwin Broking Limited

Paper 12

CHAN Heung Wing Anthony

Hauzen LLP

 

ZOU Pengbo

-

Paper 16

LIU Liujun

Bank of America Merrill Lynch

June 2021

LE Paper

Candidate

Company

Paper 2

MARCA Alessandro

Eurizon Capital Asia Limited
Paper 5

NG Wing Hing

Chanceton Capital Partners Limited

 

TOLEDANO Roy

Evercore Asia Limited

May 2021

LE Paper

Candidate

Company

Paper 1

CHUI Shu Him

-

Paper 8

LEUNG Ka Man

-

April 2021

LE Paper

Candidate

Company

Paper 1

JIANG Jing

华泰联合证券有限责任公司

 

WANG Zhongxiao

DBS Securities (China) Co., Ltd.

Paper 2

WU Hongqi

CITIC PE

Paper 7

CHENG Xiaomin

-

 

FOK Ho Shing

-

 

HO Te-Ming

-

Paper 8

CHEN Tengrui

-

 

LEE Wing Yan

-

Paper 12

HO Te-Ming

-

March 2021

LE Paper

Candidate

Company

Paper 1

BATRA Inderdeep Singh
The Hongkong and Shanghai Banking Corporation Limited

Paper 8

FUNG Hao Chuen David
Keming Capital (HK) Limited
  WONG King Hei
China Construction Bank (Asia) Corporation Limited

Paper 12 

GU Lilin China Huarong International Holdings Limited

 

GSCHWEND Marco Quintar Capital Limited
February 2021

LE Paper

Candidate

Company

Paper 1

LIU Li China Life Franklin Asset Management Co., Limited

Paper 8

NG Ka Wing -
  XUE Yong -
Paper 9 CHEN Jizong Morgan Stanley Hong Kong Securities Limited
January 2021

LE Paper

Candidate

Company

Paper 1
LIANG Zhiyuan

J.P. Morgan Securities (Asia Pacific) Limited

The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.

Qualification