Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

September 2022

LE Paper

Candidate

Company

Paper 2
LAU Tai Wai

Zenith Innovation Financial Group Ltd.

Paper 6
FAN Yang

SDG Asset Management (HK) Limited.

August 2022

 

LE Paper

Candidate

Company

Paper 1

WU Mingxuan

The Hongkong and Shanghai Banking Corporation Limited

Paper 2

FAN Yang

SDG Asset Management (HK) Limited

Paper 5

SHI Qian

CMB International Capital Limited

 

SUN Zhenyu

Credit Agricole Corporate and Investment Bank

Paper 8

LEUNG Tin Ho

-

 

MAK Chui Yan

The Hongkong and Shanghai Banking Corporation Limited

 

WANG Wei

Guotai Junan Securities (Hong Kong) Limited

 

WANG Zhifeng

Shenwan Hongyuan Securities (H.K.) Limited

 

ZHAO Jingqi

Bestone Capital Limited

July 2022

LE Paper

Candidate

Company

Paper 1

HE Jing

-

 

ZHANG Xianghua

JinGe Asset Management Co., Ltd.

Paper 2

CHEN Liang

Guotai Junan Securities (Hong Kong) Limited

 

MAZUR Tomasz Krzysztof

XY Capital

 

WANG Ning

-

Paper 12

LI Zheng

China Galaxy International Financial Holdings Limited

June 2022

LE Paper

Candidate

Company

Paper 4

HO Chi Chung

Lianhe Ratings Global Limited

Paper 7

PUTNAM David Paul

-

Paper 8

PUTNAM David Paul

-

Paper 9

YANG Junjie

Xinhu International

May 2022

LE Paper

Candidate

Company

Paper 1

CHAN Shuet Ying

-

 

FAN Hua

China International Capital Corporation Hong Kong Securities Limited

 

HU Beibei

Industrial Bank Co., Ltd. Hong Kong

Paper 8

KIMURA Aya

Administration Services Limited

Paper 17

LEE Lok Hin Clement

Altus Capital Limited

 

XU Xinhang

The Hongkong and Shanghai Banking Corporation Limited

April 2022

LE Paper

Candidate

Company

Paper 12

TAI Pok Ioi

Social Security Fund

March 2022

LE Paper

Candidate

Company

Paper 2

LUO Jigang
中金资本运营有限公司

 

WENG Jie
PICC Capital Equity Investment Co. Ltd
January 2022

LE Paper

Candidate

Company

Paper 8
ZHAO Yuedian

-

December 2021

LE Paper

Candidate

 Company

Paper 1

HU Yiping
国泰君安证券股份有限公司
 
LI Shu
远信(珠海)私募基金管理有限公司
 
RAO Wei
基石资产管理股份有限公司(CoStone Capital)
 
XIAO Xuan
星展证券(中国)有限公司
 
ZHOU Huan
国泰君安证券股份有限公司

Paper 7

POON Ka Wai Raymond
UBS AG

Paper 8

JIANG Wen
-
November 2021

LE Paper

Candidate

Company

 Paper 1

ZHOU Dexin

-

 Paper 3

CHENG Billy Chung Leung

Citadel Investment Group (HK) Ltd

 Paper 7

CHAN U Chon Tai Fung Bank Limited
  HO Kai Ting -
  JIANG Hao -
October 2021

LE Paper

Candidate

Company

Paper 1

WANG Yinwentao

-

February 2021

LE Paper

Candidate

Company

Paper 1

LIU Li China Life Franklin Asset Management Co., Limited

Paper 8

NG Ka Wing -
  XUE Yong -
Paper 9 CHEN Jizong Morgan Stanley Hong Kong Securities Limited
Qualification