Licensing Examination for Securities and Futures Intermediaries

Sample Practice Tests

The HKSI Institute has developed the Sample Practice Test to assist candidates in preparing themselves for the LE.

Paper  Format
Paper 1: Fundamentals of Securities and Futures Regulation  Paper-based
Paper 2: Regulation of Securities  Paper-based
Paper 7: Financial Markets  Paper-based
Paper 8: Securities  Paper-based
Qualification