Licensing Examination for Securities and Futures Intermediaries

Sample Practice Tests

The HKSI Institute has developed the Sample Practice Test to assist candidates in preparing themselves for the LE.

Paper  Format
Paper 1: Fundamentals of Securities and Futures Regulation  Paper-based
Paper 2: Regulation of Securities  Paper-based
Paper 6: Regulation of Asset Management   Paper-based
Paper 7: Financial Markets  Paper-based
Paper 8: Securities  Paper-based
Paper 9: Derivatives   Paper-based
Paper 12: Asset Management  Paper-based

The HKSI Institute has not authorised any third-party to offer LE revision tools or study support resources. The HKSI Institute shall not be responsible for any loss or damage resulting from the use of resources provided by other third-party providers. Read more