Licensing Examination for Securities and Futures Intermediaries
Sample Practice Tests
The HKSI Institute has developed the Sample Practice Test to assist candidates in preparing themselves for the LE.
| Paper | Format |
| Paper 1: Fundamentals of Securities and Futures Regulation | Paper-based |
| Paper 2: Regulation of Securities | Paper-based |
| Paper 6: Regulation of Asset Management | Paper-based |
| Paper 7: Financial Markets | Paper-based |
| Paper 8: Securities | Paper-based |
| Paper 9: Derivatives | Paper-based |
| Paper 12: Asset Management | Paper-based |
The HKSI Institute has not authorised any third-party to offer LE revision tools or study support resources. The HKSI Institute shall not be responsible for any loss or damage resulting from the use of resources provided by other third-party providers. Read more