Reinforcing Standards

through examinations and qualifications

Raising Standards

through learning and professional development programmes

Promoting Standards

through membership community

Upcoming Activities

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22
Sep
17:30 - 20:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00
23
Sep
12:30 - 14:00
Seminar/Luncheon
Environmental, Social & Governance
[Webinar] Revolutionising the Triple Bottom Line: Transform ESG Compliance into a Strategic Blueprint for Sustainability
SFC:1.50 PWMA:1.50
26
Sep
12:00 - 14:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Discharging the Responsibilities of Responsible Officers
SFC:2.00 PWMA:2.00
26
Sep
17:30 - 18:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Recap on Client Assets Protection and Third-Party Deposits and Payments
SFC:1.00 PWMA:1.00
3
Oct
12:30 - 13:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Regulatory Requirements when Selling Complex and Virtual-Assets (“VA”) Related Products
SFC:1.00 PWMA:1.00

Latest News

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Exam
Enrol Now: LE in Macao will be held on 20-21 November
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Exam
Enrol Now: PRC Securities Regulations Examination
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Exam
Expanded Examination Services with More Flexibilities
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Key Highlights

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