Reinforcing Standards

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Raising Standards

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Promoting Standards

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Upcoming Activities

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19
Jan
12:20 - 13:20
Seminar/Luncheon
Asset and Wealth Management
[Webinar] Current Trend in the Hong Kong Family Office Business
SFC:1.00 PWMA:1.00
19
Jan
17:30 - 20:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00
20
Jan
12:30 - 13:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Recap on Client Assets Protection and Third-Party Deposits and Payments
SFC:1.00 PWMA:1.00
22
Jan
12:30 - 13:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Essentials of Responsible Officers
SFC:1.00 PWMA:1.00
23
Jan
14:00 - 17:30
Members Event
Joint Events
“深港联通·赋能远航”——服务中资企业“走出去”主题研讨会

Latest News

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Exam
Enrol Now: PRC Securities Regulations Examination
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Exam
The Study Guide for LE Paper 5, 7 and 8 are updated for examinations from 1 March 2026 onwards
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Exam
CPWP Module 1: Expanded Examination Options
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