Compliance

[In-person] Regulatory Updates 2026: Key Developments and Priorities for Financial Institutions

Overview

Hong Kong’s financial regulatory landscape continues to evolve amid technological innovation, emerging risks and heightened supervisory expectations. This seminar will examine key legal and regulatory developments affecting financial institutions and licensed intermediaries, focusing on recent regulatory initiatives, enforcement trends and emerging priorities, and their practical implications for governance, risk management and compliance.

The event will be in hybrid format, for webinar, please click here to register!

Content

• Key regulatory developments in Hong Kong
• Updates and priorities of the SFC, HKMA, IA and HKEX
• Virtual assets, tokenisation and other digital-asset developments
• Financial crime, AML and cybersecurity developments
• Governance and operational resilience expectations
• Recent enforcement trends and key compliance lessons
• Emerging regulatory priorities for 2027

Who should attend

Senior management, responsible officers, licensed representatives, and legal, compliance, risk management and internal audit professionals.

Speaker/Course Instructor

Jill WONG
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.

Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is regularly identified as a leading lawyer in legal directories.

Details

Code
TSBCO26003601
Date & Time
Monday, 30 Nov 2026 (12:00PM - 2:00PM)
Venue
HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
More
Tags
New
Language
English
Hours
SFC:2.00, PWMA:2.00
Fees
All Member: HK$580
Staff of Corporate Member: HK$580
Non-Member: HK$1160
HKSI Institute Staff: HK$0
Honorary Fellow Member: HK$0