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October 2018

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2
Oct
18:00 - 21:00
1 Lesson
New
Qualification programme
Compliance, Legislative & Regulatory Standards
Trust Training Certificate (TTC) - Unit 6: Trusts and Compliance
Language:
English
SFC:3.0 PWMA:3.0
New
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4
Oct
18:30 - 21:30
1 Lesson
Public
Financial Products & Associated Risk Management
Mastering Index Options
Language:
Cantonese
SFC:3.0 PWMA:3.0
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4
Oct
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Lessons Learned on Recent SFC Enforcement Cases
Language:
Cantonese
SFC:3.0 PWMA:3.0
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4
Oct
18:30 - 21:30
1 Lesson
New
Public
Compliance, Legislative & Regulatory Standards
Saying Sorry Without Legal Liability – Impacts for the Enactment of New Apology Ordinance (Cap. 631)
Language:
English
SFC:3.0 PWMA:3.0
New
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5
Oct
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
SFO Series - Disclosure of Interests
Language:
Cantonese
SFC:3.0 PWMA:3.0
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5
Oct
18:30 - 21:30
1 Lesson
Public
Business Management
Guangdong Hong Kong Macau Big Bay Area – Development and Investment Opportunities
Language:
Cantonese
SFC:3.0 PWMA:3.0 IA/OCI:3.0
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8
Oct
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Regulation of Securities Trading
Language:
Cantonese
SFC:5.0 PWMA:5.0
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8
Oct
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
Cantonese
SFC:3.0 PWMA:3.0
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8
Oct
18:30 - 21:30
1 Lesson
New
Public
(Specific) Financial Products & Associated Risk Management
Legal Issues of Bitcoin, Initial Coin Offerings (ICO) and Other "Cryptocurrencies"
Language:
English
SFC:3.0 PWMA:3.0
New
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9
Oct
18:00 - 21:00
1 Lesson
New
Qualification programme
Compliance, Legislative & Regulatory Standards
Trust Training Certificate (TTC) - Unit 7: Trusts Jurisdiction Comparison
Language:
English
SFC:3.0 PWMA:3.0
New
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10
Oct
18:30 - 21:30
1 Lesson
New
Public
Fixed Income and Debt
Fixed Income: Bonds
Language:
English
SFC:3.0 PWMA:3.0
New
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15
Oct
18:30 - 21:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
The Roadmap of Fintech and Big Data in the Next Five to Ten Years
Language:
English
SFC:3.0 PWMA:3.0
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15
Oct
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class) 證券及期貨法規及監管架構概述 (5小時精讀班)
Language:
Cantonese
SFC:5.0 PWMA:5.0 IA/OCI:5.0
All Member:
HK$1050
Staff of Corporate Member:
HK$1050
Non-Member:
HK$2100
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16
Oct
12:20 - 13:20
1 Lesson
New
Seminar
Others
Overview of Sponsor Obligations and Common Challenges in Meeting Expectations
Language:
English
SFC:1.0 PWMA:1.0
New Seminar
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18
Oct
18:30 - 21:00
2 Lessons
Public
(Specific) Risk Management & Control Strategy
Managing Risks with Financial Derivatives
Language:
Cantonese
SFC:5.0 PWMA:5.0
All Member:
HK$1250
Staff of Corporate Member:
HK$1250
Non-Member:
HK$2500
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18
Oct
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Crypto – Beyond Bitcoin
Language:
English
SFC:2.0 PWMA:2.0
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22
Oct
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.0 PWMA:5.0
All Member:
HK$1250
Staff of Corporate Member:
HK$1250
Non-Member:
HK$2500
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APPLY ONLINE
22
Oct
18:30 - 21:30
1 Lesson
New
Public
Financial Products & Associated Risk Management
投貸聯動業務的風險管理與防範、案例分析
Language:
Cantonese
SFC:3.0 PWMA:3.0
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
New
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APPLY ONLINE
23
Oct
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
香港金融市場和黃金市場的組成
Language:
Cantonese
SFC:3.0 CGSE:3.0
All Member:
HK$630
Staff of Corporate Member:
HK$630
Non-Member:
HK$1260
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APPLY ONLINE
24
Oct
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金價格波動和投資工具分析
Language:
Cantonese
SFC:3.0 CGSE:3.0
All Member:
HK$630
Staff of Corporate Member:
HK$630
Non-Member:
HK$1260
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APPLY ONLINE
24
Oct
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class) 證券及期貨法規及監管架構概述 (5小時精讀班)
Language:
English
SFC:5.0 PWMA:5.0 IA/OCI:5.0
All Member:
HK$1050
Staff of Corporate Member:
HK$1050
Non-Member:
HK$2100
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APPLY ONLINE
25
Oct
18:45 - 20:00
1 Lesson
Members Event
Mentoring Programme
Mentoring Programme - Briefing & Special Sharing Session
Language:
English
All (Member & Non-Member):
HK$0
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APPLY ONLINE
26
Oct
12:20 - 13:20
1 Lesson
New
Joint programme
Commodities, Derivatives and Structural Products
HKEX Derivatives Market Introduction
Language:
English
SFC:1.0 PWMA:1.0
All Member:
HK$100
Staff of Corporate Member:
HK$100
Non-Member:
HK$200
New
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APPLY ONLINE
26
Oct
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金業務運作和管理
Language:
Cantonese
SFC:3.0 CGSE:3.0
All Member:
HK$630
Staff of Corporate Member:
HK$630
Non-Member:
HK$1260
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APPLY ONLINE
29
Oct
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Blockchain Basics
Language:
Cantonese
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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APPLY ONLINE
29
Oct
18:30 - 20:30
1 Lesson
New
Public
Corporate Finance
跨境併購和策略投資的實務議題 - 以內地金融機構為例
Language:
Putonghua
SFC:2.0 PWMA:2.0
All Member:
HK$500
Staff of Corporate Member:
HK$500
Non-Member:
HK$1000
New
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APPLY ONLINE
30
Oct
12:20 - 13:20
1 Lesson
New
Seminar
In-town Guest Series
The Outlook for Asset Prices and the Business Cycle
Language:
English
SFC:1.0 PWMA:1.0
All Member:
HK$210
Staff of Corporate Member:
HK$210
Non-Member:
HK$420
New Seminar
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APPLY ONLINE
30
Oct
18:30 - 20:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 4 – Foreign Exchange
Language:
English
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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APPLY ONLINE
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