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February 2020

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7
Feb
09:00 - 14:30
1 Lesson
Conference
Business Ethics Forum
10th Business Ethics Forum
Language:
English
SFC:4.00 PWMA:4.00 IA:1.00
All Member:
HK$1800
Non-Member:
HK$2800
Student Member (UHKSI):
HK$200
Member's Table (12 pax):
HK$26800
Non-member's Table (12 pax):
HK$38800
Staff of Corporate Member:
HK$1800
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13
Feb
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
English
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
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APPLY ONLINE
18
Feb
12:20 - 13:20
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Update on Securities Margin Financing
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$270
Staff of Corporate Member:
HK$270
Non-Member:
HK$540
Lunch & Learn
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19
Feb
18:30 - 21:00
1 Lesson
Public
Business Conduct & Ethical Standards
SFC Important Codes and Guidelines on Business Conduct
Language:
English
SFC:2.50 PWMA:2.50
All Member:
HK$550
Staff of Corporate Member:
HK$550
Non-Member:
HK$1100
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19
Feb
18:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Account Opening Documentation and Procedures
Language:
Cantonese
SFC:2.00 PWMA:2.00
All Member:
HK$440
Staff of Corporate Member:
HK$440
Non-Member:
HK$880
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APPLY ONLINE
20
Feb
18:30 - 20:30
1 Lesson
Members Event
Chairman's Cocktail
Chairman's Cocktails 2020
Language:
English
All Member:
HK$0
Staff of Corporate Member:
HK$0
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APPLY ONLINE
24
Feb
18:30 - 21:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Regulatory framework of Money Laundering
Language:
Cantonese
SFC:2.50 PWMA:2.50
All Member:
HK$550
Staff of Corporate Member:
HK$550
Non-Member:
HK$1100
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APPLY ONLINE
24
Feb
18:30 - 20:30
1 Lesson
Public
Fixed Income and Debt
High Yield and Complex Bonds
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$440
Staff of Corporate Member:
HK$440
Non-Member:
HK$880
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APPLY ONLINE
25
Feb
18:30 - 21:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Updated Requirement on AML and Code of Conduct
Language:
English
SFC:2.50 PWMA:2.50
All Member:
HK$675
Staff of Corporate Member:
HK$675
Non-Member:
HK$1350
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APPLY ONLINE
25
Feb
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Blockchain Basics
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$440
Staff of Corporate Member:
HK$440
Non-Member:
HK$880
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APPLY ONLINE
26
Feb
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Others
Benchmark Transition – Preparing for the End of LIBOR
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$270
Staff of Corporate Member:
HK$270
Non-Member:
HK$540
New Seminar
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Development