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April 2019

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8
Apr
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
Language:
English
SFC:5.00 PWMA:5.00 IA/OCI:5.00
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10
Apr
18:30 - 21:30
1 Lesson
Members Event
Horse Racing Evening
Horse Racing Evening 2019
Language:
English
Members Only Networking Full
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10
Apr
18:30 - 21:30
5 Lessons
Qualification programme
(Specific) Financial Products & Associated Risk Management
Asset Management Fundamentals Module 2: Financial Markets
Language:
Cantonese
SFC:15.00 PWMA:15.00
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11
Apr
12:20 - 13:20
1 Lesson
New
Seminar
Fintech Series
Digital Disruption on Financial Services
Language:
English
SFC:1.00 PWMA:1.00
New Seminar
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12
Apr
18:30 - 20:00
1 Lesson
Members Event
Chairman's Cocktail
Chairman's Cocktails 2019
Language:
English
Members Only Full
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15
Apr
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
Cantonese
SFC:3.00 PWMA:3.00
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17
Apr
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Sponsor’s Due Diligence and Case Studies
Language:
Putonghua
SFC:3.00 PWMA:3.00
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24
Apr
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
香港金融市場和黃金市場的組成
Language:
Cantonese
SFC:3.00 CGSE:3.00
All Member:
HK$630
Staff of Corporate Member:
HK$630
Non-Member:
HK$1260
Student Member (UHKSI):
HK$315
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APPLY ONLINE
25
Apr
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.00 PWMA:5.00
All Member:
HK$1250
Staff of Corporate Member:
HK$1250
Non-Member:
HK$2500
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APPLY ONLINE
26
Apr
12:30 - 13:30
1 Lesson
Members Event
Meet Our Leaders
Realise Your Potential: Believe . Act . Advance
Language:
English
All Member:
HK$0
Staff of Corporate Member:
HK$0
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26
Apr
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金價格波動和投資工具分析
Language:
Cantonese
SFC:3.00 CGSE:3.00
All Member:
HK$630
Staff of Corporate Member:
HK$630
Non-Member:
HK$1260
Student Member (UHKSI):
HK$315
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APPLY ONLINE
29
Apr
18:30 - 21:30
1 Lesson
Public
Business Management
Future and Investment Opportunity in Hong Kong-Macao-Guangdong Greater Bay Area
Language:
Cantonese
SFC:3.00 PWMA:3.00
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
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APPLY ONLINE
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