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October 2019

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2
Oct
12:30 - 13:30
1 Lesson
Members Event
AGM Briefing Session
Briefing Session on Board Nomination (Session 2)
Language:
English
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2
Oct
18:00 - 21:00
8 Lessons
Qualification programme
Wealth Management
Trust Training Certificate (TTC) Part A - Unit 1 to 7
Language:
English
SFC:21.00 PWMA:21.00 LawSociety:15.00
All (Member & Non-Member):
HK$13000
Full
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2
Oct
18:00 - 21:00
1 Lesson
Qualification programme
(Specific) Financial Products & Associated Risk Management
Trust Training Certificate (TTC) - Unit 1: Introduction to Trusts
Language:
English
SFC:3.00 PWMA:3.00 LawSociety:2.50
Full
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2
Oct
18:30 - 20:30
1 Lesson
Updated
Public
(Specific) Financial Products & Associated Risk Management
Digital Assets - Beyond Bitcoin
Language:
Cantonese
SFC:2.00 PWMA:2.00
Updated Full
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3
Oct
18:00 - 21:00
1 Lesson
Qualification programme
(Specific) Financial Products & Associated Risk Management
Trust Training Certificate (TTC) - Unit 2: Types of Trusts and When Appropriate
Language:
English
SFC:3.00 PWMA:3.00 LawSociety:2.50
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3
Oct
18:30 - 21:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 10 – Wealth Planning
Language:
English
SFC:3.00 PWMA:3.00
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9
Oct
18:00 - 19:30
2 Lessons
Qualification programme
Wealth Management
Trust Training Certificate (TTC) - Unit 4: Other Estate Planning Vehicles
Language:
English
SFC:3.00 PWMA:3.00
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9
Oct
18:30 - 21:30
5 Lessons
Qualification programme
(Specific) Financial Products & Associated Risk Management
Asset Management Fundamentals Module 2: Financial Markets
Language:
Cantonese
SFC:15.00 PWMA:15.00
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10
Oct
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Fundamentals of Hong Kong Listed Equity Options
Language:
Cantonese
SFC:2.00 PWMA:2.00
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10
Oct
18:30 - 21:00
1 Lesson
Public
Foreign Exchange
Fundamentals of Foreign Exchange
Language:
Cantonese
SFC:2.50 PWMA:2.50
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14
Oct
12:00 - 14:30
1 Lesson
New
Seminar/Luncheon
MYGO Series
HKSI Institute Roundtable Luncheon Series: Luncheon with Chairman of IA
Language:
English
SFC:1.00 PWMA:1.00 IA:1.00
New Luncheon Full
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15
Oct
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.00 PWMA:5.00
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16
Oct
18:00 - 21:00
1 Lesson
Qualification programme
(General) Financial Products & Associated Risk Management
Trust Training Certificate (TTC) - Unit 3: Administration and Management of Trusts
Language:
English
SFC:3.00 PWMA:3.00 LawSociety:2.50
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17
Oct
12:20 - 13:20
1 Lesson
New
Public
Fixed Income and Debt
High Yield and Complex Bonds
Language:
English
SFC:1.00 PWMA:1.00
New Lunch & Learn
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18
Oct
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Investor Relations and Transparency Rules for Hong Kong Listed Companies 2019
Language:
Cantonese
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
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18
Oct
18:30 - 21:30
1 Lesson
New
Public
Financial Products & Associated Risk Management
2020 Investment Theme and Investment Risk
Language:
Cantonese
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
New
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21
Oct
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
Language:
English
SFC:5.00 PWMA:5.00 IA:5.00
All Member:
HK$1100
Staff of Corporate Member:
HK$1100
Non-Member:
HK$2200
Student Member (UHKSI):
HK$550
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APPLY ONLINE
21
Oct
18:30 - 20:30
2 Lessons
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 6 – Structured Products
Language:
English
SFC:4.00 PWMA:4.00
All Member:
HK$880
Staff of Corporate Member:
HK$880
Non-Member:
HK$1760
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APPLY ONLINE
22
Oct
18:30 - 21:30
5 Lessons
Qualification programme
Compliance, Legislative & Regulatory Standards
Asset Management Fundamentals Programme Module 1: Overview of Legal and Regulatory Framework for Securities & Futures Industry (15 hour class)
Language:
Cantonese
SFC:15.00 PWMA:15.00
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22
Oct
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
香港金融市場和黃金市場的組成
Language:
Cantonese
SFC:3.00 CGSE:3.00
All Member:
HK$660
Staff of Corporate Member:
HK$660
Non-Member:
HK$1320
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APPLY ONLINE
23
Oct
18:30 - 20:00
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Fundamentals of Leveraged and Inverse Products
Language:
Cantonese
SFC:1.50 PWMA:1.50
All Member:
HK$330
Staff of Corporate Member:
HK$330
Non-Member:
HK$660
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APPLY ONLINE
24
Oct
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
In-town Guest Series
The Low Interest Rate, Low Inflation Conundrum
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$250
Staff of Corporate Member:
HK$250
Non-Member:
HK$500
New Seminar
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APPLY ONLINE
24
Oct
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
English
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
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APPLY ONLINE
24
Oct
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金價格波動和投資工具分析
Language:
Cantonese
SFC:3.00 CGSE:3.00
All Member:
HK$660
Staff of Corporate Member:
HK$660
Non-Member:
HK$1320
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APPLY ONLINE
28
Oct
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Regulatory Update Series
Update on OTC Derivatives Reporting Requirements
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$250
Staff of Corporate Member:
HK$250
Non-Member:
HK$500
New Seminar
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APPLY ONLINE
28
Oct
18:30 - 20:30
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Fulfilling Suitability Obligations
Language:
Cantonese
SFC:4.00 PWMA:4.00
All Member:
HK$880
Staff of Corporate Member:
HK$880
Non-Member:
HK$1760
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APPLY ONLINE
28
Oct
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金業務運作和管理
Language:
Cantonese
SFC:3.00 CGSE:3.00
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29
Oct
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
Language:
Cantonese
SFC:5.00 PWMA:5.00
All Member:
HK$1350
Staff of Corporate Member:
HK$1350
Non-Member:
HK$2700
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APPLY ONLINE
30
Oct
18:00 - 21:00
1 Lesson
Qualification programme
Compliance, Legislative & Regulatory Standards
Trust Training Certificate (TTC) - Unit 6: Trusts and Compliance
Language:
English
SFC:3.00 PWMA:3.00 LawSociety:2.50
All (Member & Non-Member):
HK$2500
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APPLY ONLINE
30
Oct
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Blockchain Basics
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$440
Staff of Corporate Member:
HK$440
Non-Member:
HK$880
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APPLY ONLINE
31
Oct
18:30 - 21:00
1 Lesson
Dinner
Autumn Dinner
Autumn Dinner 2019
Language:
English
All Member:
HK$2080
Member's Table (12 pax):
HK$26800
Member's Table (6 pax):
HK$13800
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