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December 2020

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2
Dec
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Asset and Wealth Management Series
[Webinar] Regulatory Trend and Opportunities for Asset Management Industry
Language:
English
SFC:1.00 PWMA:1.00
New Seminar
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2
Dec
18:30 - 20:30
1 Lesson
Public
Fintech
[Webinar] Tokenization with Blockchain Technology – Capital Market 2.0
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
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3
Dec
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] AML/CFT in the Cayman Islands Regime
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
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4
Dec
18:30 - 20:30
1 Lesson
New
Qualification programme
Wealth Management
[Webinar] Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme: Topic 5 - Lending and Leverage
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$700
Staff of Corporate Member:
HK$700
Non-Member:
HK$1400
New
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7
Dec
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Fintech Series
[Webinar] An Overview of Security Token Offering for Securities Practitioners and Wealth Managers
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$270
Staff of Corporate Member:
HK$270
Non-Member:
HK$540
New Seminar
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APPLY ONLINE
7
Dec
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Insider Dealing and Other Market Misconduct Offences
Language:
Trad. Chi / Cantonese
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
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APPLY ONLINE
8
Dec
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Others
[Webinar] Secondary Listings on HKEX
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$270
Staff of Corporate Member:
HK$270
Non-Member:
HK$540
New Seminar
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APPLY ONLINE
8
Dec
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Duties and Liabilities of Responsible Officers
Language:
Trad. Chi / Cantonese
SFC:5.00 PWMA:5.00
All Member:
HK$1350
Staff of Corporate Member:
HK$1350
Non-Member:
HK$2700
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APPLY ONLINE
9
Dec
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Asset and Wealth Management Series
[Webinar] Riding on Wealth Management Connect (WMC) in Greater Bay Area (GBA)
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$220
Staff of Corporate Member:
HK$220
Non-Member:
HK$440
Seminar New
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APPLY ONLINE
9
Dec
18:30 - 21:30
1 Lesson
Public
Business Conduct & Ethical Standards
[Webinar]:SFC Important Codes and Guidelines on Business Conduct
Language:
English
SFC:3.00 PWMA:3.00
All Member:
HK$660
Staff of Corporate Member:
HK$660
Non-Member:
HK$1320
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APPLY ONLINE
10
Dec
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Asset and Wealth Management Series
[Webinar] An Overview of Security Token Offering for Asset Managers
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$270
Staff of Corporate Member:
HK$270
Non-Member:
HK$540
New Seminar
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APPLY ONLINE
10
Dec
17:30 - 19:00
1 Lesson
Members Event
Annual General Meeting
The 23rd Annual General Meeting
Language:
English
Fellow Member (FHKSI):
HK$0
Ordinary Member (MHKSI):
HK$0
Senior Fellow Member (SFHKSI):
HK$0
Full
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APPLY ONLINE
11
Dec
18:30 - 21:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Regulatory framework of Money Laundering/Terrorist Financing
Language:
Trad. Chi / Cantonese
SFC:2.50 PWMA:2.50
All Member:
HK$550
Staff of Corporate Member:
HK$550
Non-Member:
HK$1100
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APPLY ONLINE
15
Dec
11:30 - 12:30
1 Lesson
New
Seminar/Luncheon
MYGO Series
HKSI Institute Regulatory Webinar Series featuring Chief Executive of HKEX
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$300
Staff of Corporate Member:
HK$300
Non-Member:
HK$600
Chinese Securities Association of Hong Kong:
HK$480
Chinese Banking Association of Hong Kong:
HK$480
Hong Kong Trustees’ Association (HKTA):
HK$480
The Chamber of Hong Kong Listed Companies (CHKLC):
HK$480
Association of Certified Fraud Examiners (ACFE):
HK$480
New
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APPLY ONLINE
16
Dec
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Sponsor’s Due Diligence and Case Studies 2020
Language:
Trad. Chi / Cantonese
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
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APPLY ONLINE
17
Dec
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Disclosure of Interests – Practical Issues
Language:
English
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
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APPLY ONLINE
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