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August 2018

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3
Aug
12:20 - 13:20
1 Lesson
New HKEx Speaker
Joint programme
Commodities, Derivatives and Structural Products
HKEX Series: Introduction of HKEX’s Stock Futures and Index Futures
Language:
English
SFC:1.0 PWMA:1.0
New HKEx Speaker
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6
Aug
09:30 - 11:30
1 Lesson
Joint programme
Financial Products & Associated Risk Management
CCASS Course 1 – Understanding of Securities Clearing and Settlement
Language:
Cantonese
SFC:2.0
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6
Aug
14:00 - 16:00
1 Lesson
Joint programme
Financial Products & Associated Risk Management
DCASS Course 1 – Understanding of Derivatives Clearing
Language:
Cantonese
SFC:2.0
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6
Aug
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
防洗錢、最新監管要求及行為規範
Language:
Cantonese
SFC:3.0 PWMA:3.0
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6
Aug
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Regulation of Securities Trading
Language:
Cantonese
SFC:5.0 PWMA:5.0
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7
Aug
09:30 - 12:30
1 Lesson
Joint programme
Financial Products & Associated Risk Management
CCASS Course 2 – Clearing and Settlement (Part I)
Language:
Cantonese
SFC:3.0
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7
Aug
14:30 - 17:30
1 Lesson
Joint programme
Financial Products & Associated Risk Management
CCASS Course 3 – Clearing and Settlement (Part II)
Language:
Cantonese
SFC:3.0
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8
Aug
09:30 - 12:30
1 Lesson
Joint programme
Financial Products & Associated Risk Management
CCASS Course 4 – Depository and Nominee System (DNS)
Language:
Cantonese
SFC:3.0
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8
Aug
14:30 - 17:30
1 Lesson
Joint programme
Financial Products & Associated Risk Management
CCASS Course 5 – Fails and Risk Management
Language:
Cantonese
SFC:3.0
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8
Aug
18:30 - 21:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Market Manipulation & Related Disciplinary Issues
Language:
Cantonese
SFC:2.5 PWMA:2.5 GARP:2.5
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9
Aug
09:30 - 11:30
1 Lesson
Joint programme
Financial Products & Associated Risk Management
DCASS Course 2 – DCASS Terminal Training
Language:
Cantonese
SFC:2.0
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9
Aug
14:30 - 16:30
1 Lesson
Joint programme
Financial Products & Associated Risk Management
DCASS Course 3 – CCMS Training
Language:
Cantonese
SFC:2.0
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13
Aug
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.0 PWMA:5.0
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13
Aug
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class) 證券及期貨法規及監管架構概述 (5小時精讀班)
Language:
Cantonese
SFC:5.0 PWMA:5.0 IA/OCI:5.0
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14
Aug
18:30 - 20:00
1 Lesson
Members Event
Networking Event
August Tuesday Drinks @ American Club
Language:
Putonghua,Cantonese,English
All Member:
HK$200
Non-Member:
HK$400
Member & Friend (2 persons):
HK$480
Staff of Corporate Member:
HK$200
Full
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15
Aug
18:30 - 21:30
1 Lesson
Public
Wealth Management
高淨值人士-關於跨境交易的注意事項
Language:
Cantonese
SFC:3.0 PWMA:3.0 IA/OCI:3.0
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17
Aug
18:30 - 20:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 4 – Foreign Exchange
Language:
English
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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20
Aug
18:00 - 21:00
1 Lesson
New
Qualification programme
(Specific) Financial Products & Associated Risk Management
Introduction to Trusts
Language:
English
SFC:3.0 PWMA:3.0
All (Member & Non-Member):
HK$1500
New
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20
Aug
18:30 - 21:30
5 Lessons
Qualification programme
(Specific) Financial Products & Associated Risk Management
Asset Management Fundamentals Module 2: Financial Markets
Language:
Cantonese
SFC:15.0 PWMA:15.0
All Member:
HK$3150
Staff of Corporate Member:
HK$3150
Non-Member:
HK$6300
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22
Aug
18:30 - 20:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 8 – Unit Trusts and Investment Funds
Language:
English
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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22
Aug
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Crypto – Beyond Bitcoin
Language:
English
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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24
Aug
18:30 - 20:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 2 – Fixed Income Investments
Language:
English
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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APPLY ONLINE
27
Aug
18:00 - 21:00
1 Lesson
New
Qualification programme
(Specific) Financial Products & Associated Risk Management
Types of Trusts and When Appropriate
Language:
English
SFC:3.0 PWMA:3.0
All (Member & Non-Member):
HK$1500
New
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29
Aug
18:30 - 20:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 1 – Overview of PWM Industry, Products and Services
Language:
English
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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29
Aug
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Blockchain Basics
Language:
Cantonese
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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APPLY ONLINE
31
Aug
18:30 - 20:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 9 – Lending and Leverage
Language:
English
SFC:2.0 PWMA:2.0
All Member:
HK$420
Staff of Corporate Member:
HK$420
Non-Member:
HK$840
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APPLY ONLINE
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