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February 2019

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11
Feb
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.00 PWMA:5.00
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12
Feb
18:00 - 21:00
1 Lesson
Qualification programme
Wealth Management
Trust Training Certificate (TTC) - Unit 4: Other Estate Planning Vehicles
Language:
English
SFC:3.0 PWMA:3.0
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18
Feb
12:30 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Sponsor's Due Diligence
Language:
Putonghua
SFC:1.50 PWMA:1.50
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19
Feb
18:30 - 20:00
6 Lessons
New
Joint programme
Asset Management
Green Finance for Wealth and Asset Management (“WAM”) Professionals
Language:
Cantonese,English
SFC:16.50 PWMA:16.50
New
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20
Feb
12:30 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Case Studies for Sponsor's Due Diligence
Language:
Putonghua
SFC:1.50 PWMA:1.50
All Member:
HK$375
Staff of Corporate Member:
HK$375
Non-Member:
HK$750
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21
Feb
12:20 - 13:20
1 Lesson
Seminar
Regulatory Update Series
WAM Regulatory Update 2019 - Lessons Learnt from Disciplinary Actions in 2018 Relevant to WAM Practitioners
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$210
Staff of Corporate Member:
HK$210
Non-Member:
HK$420
Seminar
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21
Feb
18:30 - 20:30
1 Lesson
New
Public
(Specific) Financial Products & Associated Risk Management
The Surge of Digital Securities
Language:
Cantonese
SFC:2.00 PWMA:2.00
All Member:
HK$500
Staff of Corporate Member:
HK$500
Non-Member:
HK$1000
New
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26
Feb
18:30 - 20:00
1 Lesson
Members Event
Networking Event
February Tuesday Drinks @ Grappa's
Language:
Putonghua,Cantonese,English
All (Member & Non-Member):
HK$0
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26
Feb
18:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
HK IPO: New Listing Requirements
Language:
Putonghua
SFC:2.00 PWMA:2.00
All Member:
HK$500
Staff of Corporate Member:
HK$500
Non-Member:
HK$1000
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APPLY ONLINE
28
Feb
18:00 - 21:00
1 Lesson
Qualification programme
Wealth Management
Trust Training Certificate (TTC) - Unit 5: Trusts Compared with Other Estate Planning Vehicles
Language:
English
SFC:3.00 PWMA:3.00
All (Member & Non-Member):
HK$1500
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APPLY ONLINE
28
Feb
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
防洗錢、最新監管要求及行為規範
Language:
Cantonese
SFC:3.00 PWMA:3.00
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
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APPLY ONLINE
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