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September 2020

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3
Sep
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Lessons Learned on Recent SFC Enforcement Cases
Language:
English
SFC:3.00 PWMA:3.00
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7
Sep
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] AML/CFT in the Cayman Islands Regime
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
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8
Sep
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Regulatory Update Series
[Webinar] What You Need to Know About U.S. Sanctions
Language:
English
SFC:1.00 PWMA:1.00
New Seminar
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9
Sep
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Understanding and Preventing Trading Malpractices
Language:
English
SFC:2.00 PWMA:2.00
Lunch & Learn
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14
Sep
18:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Account Opening Documentation and Procedures
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
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15
Sep
18:30 - 21:00
4 Lessons
Qualification programme
Asset Management
[Webinar] Asset Management Fundamentals Module 4: Asset Management
Language:
Trad. Chi / Cantonese
SFC:10.00 PWMA:10.00
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16
Sep
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Regulatory Update Series
[网上研讨会] 中国居民全球税时刻已经来临
Language:
Simp. Chi / Putonghua
SFC:1.00 PWMA:1.00
New Seminar
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22
Sep
12:20 - 13:20
1 Lesson
New
Seminar/Luncheon
Asset and Wealth Management Series
[Webinar] Selling ESG Products to Private Bank Clients
Language:
English
SFC:1.00 PWMA:1.00
New Seminar
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22
Sep
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.00 PWMA:5.00
All Member:
HK$1350
Staff of Corporate Member:
HK$1350
Non-Member:
HK$2700
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29
Sep
18:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of the Regulatory Framework Under Insurance Ordinance
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00 IA:2.00
All Member:
HK$440
Staff of Corporate Member:
HK$440
Non-Member:
HK$880
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APPLY ONLINE
30
Sep
14:00 - 15:00
1 Lesson
Members Event
Joint Events
[HKSI Institute and Cyberport Webinar] Scaling for Success Series - Journey from Start-up to Scale-up
Language:
Trad. Chi / Cantonese
All Member:
HK$0
Staff of Corporate Member:
HK$0
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APPLY ONLINE
30
Sep
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[網上研討會] 防洗錢、最新監管要求及行為規範
Language:
Trad. Chi / Cantonese
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
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APPLY ONLINE
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