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August 2019

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1
Aug
06:00 - 22:30
1 Lesson
Visit
Mainland China
Mainland Mission: Go Tech Go Hangzhou
Language:
Putonghua,Cantonese
SFC:7.50
Full
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1
Aug
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金業務運作和管理
Language:
Cantonese
SFC:3.00 CGSE:3.00
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2
Aug
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Crypto – Beyond Bitcoin
Language:
Cantonese
SFC:2.00 PWMA:2.00
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5
Aug
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
IPO Offering Structures and Application Procedures
Language:
English
SFC:3.00 PWMA:3.00
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5
Aug
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
Cantonese
SFC:3.00 PWMA:3.00
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6
Aug
12:20 - 13:20
1 Lesson
New
Public
Fintech
Evolution of AI in Banking Fraud
Language:
English
SFC:1.00 PWMA:1.00
New Seminar
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7
Aug
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金價格波動和投資工具分析
Language:
Cantonese
SFC:3.00 CGSE:3.00
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7
Aug
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Blockchain Basics
Language:
English
SFC:2.00 PWMA:2.00
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12
Aug
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Lessons Learned on Recent SFC Enforcement Cases
Language:
English
SFC:3.00 PWMA:3.00
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12
Aug
18:30 - 21:30
1 Lesson
New
Public
Compliance, Legislative & Regulatory Standards
Fulfilling Suitability Obligations
Language:
Cantonese
SFC:3.00 PWMA:3.00
New Full
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14
Aug
12:30 - 14:00
1 Lesson
New
Public
Business Conduct & Ethical Standards
Integrity@Work
Language:
English
SFC:1.50 PWMA:1.50
New Lunch & Learn Full
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15
Aug
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Crypto – Beyond Bitcoin
Language:
English
SFC:2.00 PWMA:2.00
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20
Aug
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.00 PWMA:5.00
All Member:
HK$1350
Staff of Corporate Member:
HK$1350
Non-Member:
HK$2700
Full
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20
Aug
18:30 - 20:30
1 Lesson
Members Event
Networking Event
Tuesday Drinks @ American Club
Language:
Putonghua,Cantonese,English
All Member:
HK$300
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22
Aug
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Blockchain Basics
Language:
Cantonese
SFC:2.00 PWMA:2.00
All Member:
HK$440
Staff of Corporate Member:
HK$440
Non-Member:
HK$880
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APPLY ONLINE
26
Aug
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
Language:
English
SFC:5.00 PWMA:5.00 IA:5.00
All Member:
HK$1100
Staff of Corporate Member:
HK$1100
Non-Member:
HK$2200
Student Member (UHKSI):
HK$550
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APPLY ONLINE
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