Compliance

[In-person] Regulatory Updates 2026: Key Developments and Priorities for Financial Institutions

概要

Hong Kong’s financial regulatory landscape continues to evolve amid technological innovation, emerging risks and heightened supervisory expectations. This seminar will examine key legal and regulatory developments affecting financial institutions and licensed intermediaries, focusing on recent regulatory initiatives, enforcement trends and emerging priorities, and their practical implications for governance, risk management and compliance.

The event will be in hybrid format, for webinar, please click here to register!

內容

• Key regulatory developments in Hong Kong
• Updates and priorities of the SFC, HKMA, IA and HKEX
• Virtual assets, tokenisation and other digital-asset developments
• Financial crime, AML and cybersecurity developments
• Governance and operational resilience expectations
• Recent enforcement trends and key compliance lessons
• Emerging regulatory priorities for 2027

對象

Senior management, responsible officers, licensed representatives, and legal, compliance, risk management and internal audit professionals.

導師/講者

黃紫玲
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.

Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is regularly identified as a leading lawyer in legal directories.

詳情

活動編號
TSBCO26003601
日期及時間
2026年11月30日, 星期一 (12:00下午 - 2:00下午)
地點
香港鰂魚涌英皇道979號太古坊康橋大廈17樓香港證券及投資學會
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
標籤
新
語言
英文
課程時數
SFC:2.00, PWMA:2.00
費用
所有會員: HK$580
機構會員員工: HK$580
非會員: HK$1160
香港證券及投資學會員工: HK$0
榮譽資深會員(FHKSI(Hon)): HK$0