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Upcoming Activities

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26
Aug
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00 IA:5.00
2
Sep
18:30 - 21:00
Qualification programme
Asset Management
Asset Management Fundamentals Module 4: Asset Management
SFC:10.00 PWMA:10.00
4
Sep
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
SFC:5.00 PWMA:5.00
16
Sep
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00 IA:5.00
19
Sep
18:30 - 20:30
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 9 – Lending and Leverage
SFC:2.00 PWMA:2.00

Latest News

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Exam
The study manual for LE Paper 15 and Paper 16 is updated for examinations from 4 September 2019 onwards.
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AGM
Results of AGM and appointment of Ms Katherine Ng as new Chairman
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Development
Introduction to the Manager-In-Charge (MIC) Regime eCourse (Chinese version) is launched
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