Notice: Special Notes for Examination Candidates

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Upcoming Activities

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9
Oct
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00
11
Oct
12:30 - 14:00
Seminar/Luncheon
Environmental, Social & Governance
[Webinar] Driving Impact: The Rise of Social Impact Investing
SFC:1.50 PWMA:1.50
13
Oct
18:30 - 21:30
Public
Compliance, Legislative & Regulatory Standards
[In-person] Regulatory Insight – Power of Investigation and Prosecution of the SFC
SFC:3.00 PWMA:3.00
16
Oct
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Duties and Liabilities of Responsible Officers
SFC:5.00 PWMA:5.00
16
Oct
18:30 - 20:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Fulfilling Suitability Obligations
SFC:4.00 PWMA:4.00

Latest News

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Exam
The updated version of study manual for LE Paper 2 is now available and will be effective for examinations from 29 November 2023 onwards.
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Development
Enrol Now: Regulatory Series Featuring Mr Eddie Yue, CE of Hong Kong Monetary Authority, 24 October 2023
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Exam
The study manual for CGSE is updated for examinations from 1 November 2023 onwards.
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