Update on SFC’s Initiatives for HK’s Asset and Wealth Management Sector

Enrol now for the talk by Ms Christina Choi, Executive Director of the Securities and Futures Commission (SFC), on 20 September 2024.
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Notice: Office Hours for the Mid-Autumn Festival

Our Hong Kong office will close at 4:00pm on 17 September 2024 and will be closed on 18 September. The Shenzhen office will be closed on 16 and 17 September.

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Raising Standards

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Upcoming Activities

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20
Sep
12:00 - 13:00
Seminar/Luncheon
MYGO
[Webinar] Update on SFC’s Initiatives for HK’s Asset and Wealth Management Sector
SFC:1.00 PWMA:1.00
20
Sep
12:00 - 13:00
Seminar/Luncheon
MYGO
[In-person] Update on SFC’s Initiatives for HK’s Asset and Wealth Management Sector
SFC:1.00 PWMA:1.00
13
Sep
12:20 - 13:20
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Recap on Client Assets Protection and Third-party Deposits and Payments
SFC:1.00 PWMA:1.00
13
Sep
18:30 - 21:30
Public
Business Conduct & Ethical Standards
[Webinar] SFC Important Codes and Guidelines on Business Conduct
SFC:3.00 PWMA:3.00
23
Sep
12:00 - 14:00
Public
(Specific) Risk Management & Control Strategy
[Webinar] The Landscape of Cyber Threats and Their Risk Mitigations
SFC:2.00 PWMA:2.00

Latest News

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Exam
Enrol Now: LE in Mainland China
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Exam
Launch of New Licensing Examination Papers For SFC Type 13 Regulated Activity (RA 13)
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Exam
The Study Guide for LE Paper 12 is updated for examinations from 1 November 2024 onwards
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