Office Closure for Christmas Holidays & Early Office Closure on New Year Eve

Our office will be closed for Christmas holidays from 24 December to 26 December 2018 and will be closed early for New Year Eve on 31 December 2018 (the office hour on that day will be 9:00am to 4:00pm).

Setting Standards

through examinations and qualifications

Raising Standards

through learning and professional development programmes

Promoting Standards

through membership community

Upcoming Activities

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17
Dec
12:00 - 14:00
New
Public
Asset Management
Asset Management Industry: The Year 2018 and beyond
SFC:2.0 PWMA:2.0
17
Dec
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class) 證券及期貨法規及監管架構概述 (5小時精讀班)
SFC:5.0 PWMA:5.0 IA/OCI:5.0
18
Dec
18:30 - 21:30
Public
Compliance, Legislative & Regulatory Standards
Lessons Learned on Recent SFC Enforcement Cases
SFC:3.0 PWMA:3.0
18
Dec
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
SFC:5.0 PWMA:5.0
15
Jan
18:00 - 21:00
Qualification programme
Wealth Management
Trust Training Certificate (TTC) Part A - Unit 1 to 7
SFC:21.0 PWMA:21.0

Latest News

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AGM
Results of AGM and appointment of Ms Katherine Ng as new Chairman
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Exam
The study manual for LE Paper 6 is updated for examinations from 3 February 2019 onwards.
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Exam
The study manuals for LE Paper 10 and CPWP Module 1 Examination are updated
Read More

Key Highlights

New Online Portal
Scholarship Awards
WAM Pilot Programme
SFC Regulatory Bulletin
New & Updated eCourses
LE Discount