Notice: Office Hours for Mid-Autumn Festival

Our office will close at 4:00pm on Tuesday, 21 September 2021 for the Mid-Autumn Festival. The office hours on that day will be from 9:00am to 4:00pm, and counter service hours will remain from 10:00am to 4:00pm.

Notice: Adjusted Counter Service Hours Amid COVID-19

(Updated: 3 May 2021) With effect from 3 May 2021, our counter service hours has been adjusted to 10:00am-4:00pm, Monday to Friday.
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Notice: Preventive Measures for COVID-19

To safeguard the hygiene, health and safety of our visitors and staff, preventive measures are put in place.
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Reinforcing Standards

through examinations and qualifications

Raising Standards

through learning and professional development programmes

Promoting Standards

through membership community

Upcoming Activities

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28
Sep
11:30 - 12:30
New
Seminar/Luncheon
Economic & Market Outlook Series
[Webinar] Strategic Direction of Financial Services Development and the Financial Services Development Council
SFC:1.00 PWMA:1.00 HKTA:1.00
20
Sep
18:30 - 21:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Update on Insider Dealing 2021
SFC:3.00 PWMA:3.00
27
Sep
18:30 - 20:30
New
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Keeping Pace with the Regulatory Regime for Insurance Intermediaries
SFC:2.00 PWMA:2.00
28
Sep
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] SFO Refresher Course - IPO Sponsors in Hong Kong
SFC:5.00 PWMA:5.00
29
Sep
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Selected Guidance Letters on IPO Related Matters
SFC:2.50 PWMA:2.50

Latest News

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Exam
Enrol Now: LE in Mainland China
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Exam
Enrol Now: PRC Securities Regulations Examination
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Exam
Revised GSQE will be launched in September 2021
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Key Highlights

HK Consumption Voucher Scheme
New AML eCourse
New Board Director
WAM Pilot Programme
50% Discount on LE
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