Setting Standards

through examinations and qualifications

Raising Standards

through learning and professional development programmes

Promoting Standards

through membership community

Upcoming Activities

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21
Feb
12:20 - 13:20
Seminar
Regulatory Update Series
WAM Regulatory Update 2019 - Lessons Learnt from Disciplinary Actions in 2018 Relevant to WAM Practitioners
SFC:1.00 PWMA:1.00
21
Feb
18:30 - 20:30
New
Public
(Specific) Financial Products & Associated Risk Management
The Surge of Digital Securities
SFC:2.00 PWMA:2.00
28
Feb
18:00 - 21:00
Qualification programme
Wealth Management
Trust Training Certificate (TTC) - Unit 5: Trusts Compared with Other Estate Planning Vehicles
SFC:3.00 PWMA:3.00
28
Feb
18:30 - 21:30
Public
Compliance, Legislative & Regulatory Standards
防洗錢、最新監管要求及行為規範
SFC:3.00 PWMA:3.00
4
Mar
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00 IA/OCI:5.00

Latest News

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Exam
The third-edition study manual for LE Paper 1 is now available for examinations from 4 April 2019 onwards.
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Exam
The study manual for LE Paper 2 is updated for examinations from 30 March 2019 onwards.
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Exam
The study manuals for LE Papers 8, 9 and 12 are updated for examinations from 1 March 2019.
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Key Highlights

Online Portal
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