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Raising Standards

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Promoting Standards

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Upcoming Activities

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11
Nov
12:00 - 13:00
Seminar/Luncheon
MYGO
[Webinar] Regulatory Sharing: Hong Kong’s Next Chapter as a Hub for Sustainable and Digital Investment Products
SFC:1.00 PWMA:1.00
12
Nov
17:30 - 20:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00
13
Nov
12:30 - 13:30
Public
(Compliance) Risk Mngt & Control Strategy
[Webinar] Navigating Climate-related Risks Requirements for Fund Managers
SFC:1.00 PWMA:1.00
14
Nov
12:30 - 14:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Understanding Senior Management’s Key Responsibilities
SFC:1.50 PWMA:1.50
17
Nov
17:30 - 20:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Insider Dealing and Other Market Misconduct Offences
SFC:3.00 PWMA:3.00

Latest News

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Exam
The Study Guide for LE Paper 6 is updated for examinations from 12 January 2026 onwards
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Exam
The Study Guides for CPWP Module 1 are updated for examinations from 7 January 2026 onwards.
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Announcement
HKSI Institute’s Board Director nomination period: now till 12 November 2025, 6:00pm
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