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Upcoming Activities

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17
Jun
18:30 - 20:30
Public
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 4 – Foreign Exchange
SFC:2.00 PWMA:2.00
17
Jun
18:30 - 21:30
New
Public
Compliance, Legislative & Regulatory Standards
Insider Dealing and Other Market Misconduct Offences
SFC:3.00 PWMA:3.00
17
Jun
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00 IA/OCI:5.00
20
Jun
18:30 - 21:00
New
Public
Compliance, Legislative & Regulatory Standards
Selected Guidance Letters on IPO Related Matters
SFC:2.50 PWMA:2.50
20
Jun
18:30 - 21:00
New
Public
Foreign Exchange
Fundamentals of Foreign Exchange
SFC:2.50 PWMA:2.50

Latest News

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Exam
The study manual for LE Paper 9 is updated for examinations from 1 August 2019 onwards.
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Exam
The examination fees of the LE will be adjusted. New fees apply to examinations held from 1 July 2019 onwards.
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AGM
Results of AGM and appointment of Ms Katherine Ng as new Chairman
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