Setting Standards

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Raising Standards

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Promoting Standards

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Upcoming Activities

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27
Sep
18:00 - 21:00
New
Qualification programme
Wealth Management
Trust Training Certificate (TTC) - Unit 5:Trusts Compared with Other Estate Planning Vehicles
SFC:3.0 PWMA:3.0
2
Oct
18:00 - 21:00
New
Qualification programme
Compliance, Legislative & Regulatory Standards
Trust Training Certificate (TTC) - Unit 6:Trusts and Compliance
SFC:3.0 PWMA:3.0
4
Oct
18:30 - 21:30
Public
Financial Products & Associated Risk Management
Mastering Index Options
SFC:3.0 PWMA:3.0
4
Oct
18:30 - 21:30
Public
Compliance, Legislative & Regulatory Standards
Lessons Learned on Recent SFC Enforcement Cases
SFC:3.0 PWMA:3.0
4
Oct
18:30 - 21:30
New
Public
Compliance, Legislative & Regulatory Standards
Saying Sorry Without Legal Liability – Impacts for the Enactment of New Apology Ordinance (Cap. 631)
SFC:3.0 PWMA:3.0

Latest News

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Exam
PRC Securities Regulations Examination is now open for enrolment
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Exam
The study manuals for LE Paper 10 and CPWP Module 1 Examination are updated
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Development
Introduction to the Manager-In-Charge (MIC) Regime eCourse (Chinese version) is launched
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Key Highlights

New Online Portal
Scholarship Awards
WAM Pilot Programme
SFC Regulatory Bulletin
New & Updated eCourses
LE Discount