Setting Standards

through examinations and qualifications

Raising Standards

through learning and professional development programmes

Promoting Standards

through membership community

Upcoming Activities

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19
Nov
18:30 - 21:30
Public
Macro & Micro Economic Analysis
國內外市場趨勢分析
SFC:3.0 PWMA:3.0
19
Nov
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class) 證券及期貨法規及監管架構概述 (5小時精讀班)
SFC:5.0 PWMA:5.0 IA/OCI:5.0
19
Nov
18:30 - 21:30
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 14 – Customer Relationship Management
SFC:3.0 PWMA:3.0
20
Nov
12:20 - 13:20
New
Seminar
Others
Green Bonds and Loans – An Introduction for Investors
SFC:1.0 PWMA:1.0
22
Nov
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Asset Management Fundamentals Module 3: Regulation of Asset Management (5-hour intensive class)
SFC:5.0 PWMA:5.0

Latest News

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Exam
The examination fees of the LE will be adjusted. New fees apply to examinations held from 1 January 2019 onwards.
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Exam
The study manuals for LE Paper 10 and CPWP Module 1 Examination are updated
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Development
Introduction to the Manager-In-Charge (MIC) Regime eCourse (Chinese version) is launched
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Key Highlights

New Online Portal
Scholarship Awards
WAM Pilot Programme
SFC Regulatory Bulletin
New & Updated eCourses
LE Discount