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Upcoming Activities

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27
Jul
12:30 - 13:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Recap on Client Asset Protection and Third-Party Deposits and Payments
SFC:1.00 PWMA:1.00
27
Jul
17:30 - 20:30
Public
Business Conduct & Ethical Standards
[Webinar] SFC Important Codes and Guidelines on Business Conduct
SFC:3.00 PWMA:3.00
28
Jul
12:00 - 14:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing
SFC:2.00 PWMA:2.00
4
Aug
12:00 - 14:00
Public
(Compliance) Risk Mngt & Control Strategy
[Webinar] Financial Crime Risk Management
SFC:2.00 PWMA:2.00
5
Aug
18:00 - 19:00
Seminar/Luncheon
Compliance
[In-person] Handling SFC Inspections – Getting Through the Opening Meeting
SFC:1.00 PWMA:1.00

Latest News

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Development & Exam
SET Certification Programme Eligible for Up to 80% Fee Reimbursement
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Exam
The Study Guide for LE Papers 7 and 9 are updated for examinations from 6 July 2026 onwards
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Exam
The Study Guide for LE Paper 1 is updated for examinations from 30 June 2026 onwards
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