Important Notice: Examination Arrangement and Counter Service

(Updated: 7 April 2020) In view of the recent development of COVID-19 and the Government’s social distancing measures, our examination sessions from 30 March 2020 to 18 April 2020 have been CANCELLED. Examination enrolment services are also SUSPENDED during this period. Meanwhile, we continue to provide limited counter services from 12:30pm to 2:30pm, Monday to Friday, until further notice.
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Reinforcing Standards

through examinations and qualifications

Raising Standards

through learning and professional development programmes

Promoting Standards

through membership community

Upcoming Activities

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20
Apr
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
SFC:5.00 PWMA:5.00
22
Apr
18:30 - 20:30
Public
Compliance, Legislative & Regulatory Standards
AML/CFT in the Cayman Islands Regime
SFC:2.00 PWMA:2.00
5
May
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
SFC:5.00 PWMA:5.00 IA:5.00
19
May
18:30 - 20:30
New
Public
Compliance, Legislative & Regulatory Standards
Understanding FATCA and CRS Requirements
SFC:2.00 PWMA:2.00
22
Jun
18:30 - 21:30
Qualification programme
(Specific) Financial Products & Associated Risk Management
Asset Management Fundamentals Module 2: Financial Markets 資產管理基礎課程 單元二：金融市場
SFC:15.00 PWMA:15.00

Latest News

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Webinar
Private Equity Investing in Asia (Live Webinar: 23 April 2020, 12:30pm-1:30pm)
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Exam
The updated version of study manual for LE Paper 1 is now available and will be effective for examinations from 2 June 2020 onwards.
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Exam
The study manual for LE Paper 3 is updated for examinations from 27 April 2020 onwards.
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Key Highlights

Online Portal
Scholarship Awards
WAM Pilot Programme
SFC Regulatory Bulletin