Setting Standards

through examinations and qualifications

Raising Standards

through learning and professional development programmes

Promoting Standards

through membership community

Upcoming Activities

View all activities
22
Oct
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
SFC:5.0 PWMA:5.0
22
Oct
18:30 - 21:30
New
Public
Financial Products & Associated Risk Management
投貸聯動業務的風險管理與防範、案例分析
SFC:3.0 PWMA:3.0
23
Oct
18:30 - 21:30
Qualification programme
Preparatory Courses
香港金融市場和黃金市場的組成
SFC:3.0 CGSE:3.0
24
Oct
18:30 - 21:30
Qualification programme
Preparatory Courses
黃金價格波動和投資工具分析
SFC:3.0 CGSE:3.0
24
Oct
18:30 - 21:00
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class) 證券及期貨法規及監管架構概述 (5小時精讀班)
SFC:5.0 PWMA:5.0 IA/OCI:5.0

Latest News

View all news
Exam
Trust Training Certificate (TTC) Examination is now open for enrolment
Read More
Exam
PRC Securities Regulations Examination is now open for enrolment
Read More
Exam
The study manuals for LE Paper 10 and CPWP Module 1 Examination are updated
Read More

Key Highlights

New Online Portal
Scholarship Awards
WAM Pilot Programme
SFC Regulatory Bulletin
New & Updated eCourses
LE Discount