Compliance
[Webinar] Regulatory Updates 2024
This webinar has been rescheduled from 11 December 2024 due to speaker's availability.
Overview
The webinar will cover major regulatory trends in Hong Kong in 2024-2025 that may help senior management and risk/ compliance managers to plan ahead for avoiding regulatory minefields and seizing new business opportunities.
By the end of the seminar, participants will gain an understanding of major legal and regulatory trends for the financial services industry.
Content
This joint webinar with Private Wealth Management Association (PWMA) will focus on:
- Hot topics for financial institutions
- New regimes for Virtual Assets : VA exchanges, Stablecoins, OTC Trading
• Updates on laws tackling financial crime (including cybercrime and AML)
• SFC, HKMA, HKEX & IA initiatives
• Enforcement trends and case studies
Who should attend
The webinar is targeted at Senior Management, Heads of Legal/ Compliance, Risk Managers, Managers-in-charge and Responsible Officers.
Speaker/Course Instructor
Jill WONG
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.
Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.
Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is regularly identified as a leading lawyer in legal directories.
Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.
Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is regularly identified as a leading lawyer in legal directories.
Details
Code
TSBCO24002101
Date & Time
Tuesday, 7 Jan 2025 (12:00PM - 2:00PM)
Venue
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
More
Language
English
Hours
SFC:2.00, PWMA:2.00