eSeminar - CPT Bearing

HKEX’s Regulatory Outlook and Priorities


This eSeminar is a recorded session of the "HKEX’s Regulatory Outlook and Priorities" webinar held on 21 June 2023.

It covers recent HKEX initiatives, with an emphasis on market development, market quality, and efficiency. You will also learn about HKEX's upcoming priorities, recent enforcement actions, and useful resources for the market.


By the end of the eSeminar, you will be able to:
- List the latest initiatives and key priorities of the HKEX
- State how the new listing reforms, corporate governance enhancements, and paperless listing regime positively impact market development, market quality and efficiency
- Recall HKEX enforcement actions and useful resources


1. What Has Been Achieved
2. Market Development
3. Market Quality
4. Efficiency
5. Looking Ahead
6. Disciplinary & Enforcement
7. Useful Resources

Who should attend

Listed company representatives, investors, and market practitioners.

Speaker/Course Instructor

Katherine NG
Ms. Katherine Ng is the Head of Listing at Hong Kong Exchanges and Clearing Limited (“HKEX”). She joined HKEX in 2013 as the Head of Policy of the Listing Division. Prior to joining HKEX, Ms. Ng served as Political Assistant to the Secretary for Financial Services and the Treasury of the Hong Kong Government, worked in an international investment bank and an international law firm in Hong Kong and London.

Ms. Ng holds a Master of Arts in Law from Trinity College, University of Cambridge and is a qualified lawyer in both Hong Kong and England & Wales.

Ms. Ng is currently an Advisor to Our Hong Kong Foundation, a Director of the World Wide Fund for Nature Hong Kong, a fellow of the Aspen Institute, a Member of the Hong Kong Academy of Finance and a senior fellow of Hong Kong Securities and Investment (“HKSI”) Institute. She was the Board Director of HKSI Institute from December 2014 to December 2022 and the Board Chairperson between December 2018 and December 2021.


Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
SFC:1.00, PWMA:1.00
All Member: HK$210
Staff of Corporate Member: HK$210
Non-Member: HK$420
Chinese Securities Association of Hong Kong (HKCSA): HK$295