Regulatory Update Series

[Webinar] Regulatory Updates 2021

New Seminar


The course will cover major regulatory trends in Hong Kong in 2021 and potentially in 2022.

The topic is important for senior management, legal and compliance and risk managers to plan ahead to avoid regulatory minefields and seize new business opportunities. Participants will gain an understanding of major legal and regulatory trends for the financial services industry.


- HKEX Enforcement Policy
- New Regime for Virtual Assets
- ESG requirements
- Enforcement trends and case studies
- Asset Management update
- GBA update

Who should attend

Senior Management, Heads of Legal/Compliance, Risk Officers, front line licensed representatives, Responsible Officers and Managers-in-charge.

Speaker/Course Instructor

Jill is the Partner of Howse Williams. Her areas of practice are financial services and corporate regulatory and compliance issues. She is regularly identified as a leading lawyer in legal directories.

She was previously Deputy General Counsel at the Hong Kong Monetary Authority and was in-house counsel at Credit Suisse. In addition, Jill has also worked in leading international law firms in Hong Kong.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon in its 5th edition), and she speaks regularly at client events and industry conferences. She served on the Disciplinary Panel of the Hong Kong Institute of Certified Public Accountants for several years and is currently the Chairman of the British Chamber of Commerce's Financial Markets Committee in Hong Kong. She is on the Editorial Board of LexisNexis's Practical Guidance series and issues the SFC Enforcement Tracker for the Practical Guide -Financial Services module.


Date & Time
Wednesday, 15 Dec 2021 (12:20PM - 1:20PM)
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
Type 9 - Asset management
New, Seminar
SFC:1.00, PWMA:1.00