Compliance, Legislative & Regulatory Standards

Investor Relations and Transparency Rules for Hong Kong Listed Companies 2019


This course introduces the importance of Investor Relations (IR) for Hong Kong listed companies and its role in maintaining strong and transparent relationships with investors. It also recaps the key transparency rules which the HK listed companies should be complied with.


1. Role of Investor Relations (IR) and its importance;
2. IR audiences and their needs;
3. Key priorities for IR;
4. Key transparency requirements under the SFO and Listing Rules of Hong Kong

Who should attend

Those who are IR practitioners or those corporate officers responsible for communications between corporate management and the investment community; investors and analysts; compliance practitioners.

Speaker/Course Instructor

Mr. Poon has been working in the financial and securities field for more than 26 years. He has extensive and substantial experience in listing regulatory, governance, and investment banking field. He had also lead-managed a number of sizable Main Board and Growth Enterprise Market of The Hong Kong Exchanges and Clearing Limited equity transactions. Mr. Poon holds a master degree in international accounting, a postgraduate certificate in laws, a bachelor degree in laws and a bachelor degree in business studies. He is a fellow member of CPA Australia, the Institute of Chartered Secretaries and Administrators, The Hong Kong Institute of Chartered Secretaries and Hong Kong Securities and Investment Institute. He is also a director of certain listed companies. He had been an independent non-executive director of the first listed H shares company.


Date & Time
Friday, 6 Dec 2019 (6:30PM - 9:30PM)
HKSI Institute Training Centre
SFC:3.00, PWMA:3.00