Compliance, Legislative & Regulatory Standards
Due Diligence in an Equity Offering Process
Overview
Due diligence is an important step in the equity offering process. It is the analysis of current financial position and future prospects of the company prior to its flotation.
Content
1. The Equity Offering Process
- summary of key events
- project organisation /internal tasks documentation /due diligence
- offering structure /marketing
- key success factors for an equity offering
- underwriting fees and expenses
- key timetable
- key qualifications for listing on the local exchange
- HK IPO case sharing
2.Due Diligence Process – regulatory requirements in Hong Kong
- what is due diligence
- types of due diligence
- parties involved
- preparation for the due diligence process
- expected results of a good due diligence
- real life case sharing
Who should attend
This course is primarily targeted to those practitioners who will be or are involved in the equity offering process or in the execution of due diligence.