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September 2022

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2
Sep
12:00 - 14:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Fulfilling Suitability Obligations
Language:
Trad. Chi / Cantonese
SFC:4.00 PWMA:4.00
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6
Sep
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
Language:
Trad. Chi / Cantonese
SFC:5.00 PWMA:5.00
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7
Sep
11:45 - 14:00
1 Lesson
Seminar/Luncheon
MYGO Series
[Luncheon] Regulatory Series - HKEX: Building the Marketplace of the Future
Language:
English
SFC:1.00 PWMA:1.00
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7
Sep
13:00 - 14:00
1 Lesson
Seminar/Luncheon
MYGO Series
[Webinar] Regulatory Series - HKEX: Building the Marketplace of the Future
Language:
English
SFC:1.00 PWMA:1.00
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13
Sep
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Environmental, Social & Governance
[Webinar] Creating Business Value with ESG
Language:
English
SFC:1.00 PWMA:1.00
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15
Sep
12:00 - 14:00
1 Lesson
Public
Fintech
[Webinar] FinTech Revolution – How Can a Financial Services Institution Adopt It?
Language:
English
SFC:2.00 PWMA:2.00
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19
Sep
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] SFO Refresher Course - IPO Sponsors in Hong Kong
Language:
English
SFC:5.00 PWMA:5.00
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20
Sep
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Regulation of Securities Trading
Language:
Trad. Chi / Cantonese
SFC:5.00 PWMA:5.00
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20
Sep
18:30 - 20:00
1 Lesson
Members Event
Young Professionals Club
Get-Together-Session for YPC Members
Language:
English
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26
Sep
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
[Webinar] Fundamentals of Leveraged and Inverse Products
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
All Member:
HK$440
Staff of Corporate Member:
HK$440
Non-Member:
HK$880
Student Member (UHKSI):
HK$220
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29
Sep
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Updated Requirement on AML and Code of Conduct
Language:
English
SFC:3.00 PWMA:3.00
All Member:
HK$810
Staff of Corporate Member:
HK$810
Non-Member:
HK$1620
Student Member (UHKSI):
HK$405
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