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April 2018

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Reconised CPT/CPD/OPT Hours
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11
Apr
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金價格波動和投資工具分析
Language:
Cantonese
SFC:3.0 CGSE:3.0
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16
Apr
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
香港金融市場和黃金市場的組成
Language:
Cantonese
SFC:3.0 CGSE:3.0
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16
Apr
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class) 證券及期貨法規及監管架構概述 (5小時精讀班)
Language:
Cantonese
SFC:5.0 PWMA:5.0 IA/OCI:5.0
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20
Apr
18:30 - 21:30
1 Lesson
Qualification programme
Preparatory Courses
黃金業務運作和管理
Language:
Cantonese
SFC:3.0 CGSE:3.0
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23
Apr
18:30 - 21:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
The Roadmap of Fintech and Big Data in the Next Five to Ten Years
Language:
English
SFC:3.0 PWMA:3.0
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
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23
Apr
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Lessons Learned on Recent SFC Enforcement Cases
Language:
English
SFC:3.0 PWMA:3.0
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
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APPLY ONLINE
25
Apr
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Due Diligence in an Equity Offering Process
Language:
Cantonese
SFC:3.0 PWMA:3.0
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
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APPLY ONLINE
27
Apr
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Selling and Suitability Process - Practical Guide for Private Banking
Language:
English
SFC:3.0 PWMA:3.0
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
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APPLY ONLINE
27
Apr
18:30 - 20:30
1 Lesson
Public
Business Management
Guangdong Hong Kong Macau Big Bay Area – Development and Investment Opportunities
Language:
Cantonese
SFC:2.0 PWMA:2.0 IA/OCI:2.0
All Member:
HK$500
Staff of Corporate Member:
HK$500
Non-Member:
HK$1000
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APPLY ONLINE
27
Apr
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
English
SFC:3.0 PWMA:3.0
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
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APPLY ONLINE
30
Apr
18:30 - 21:30
1 Lesson
New
Public
Wealth Management
高淨值人士-關於跨境交易的注意事項
Language:
Cantonese
SFC:3.0 PWMA:3.0 IA/OCI:3.0
All Member:
HK$750
Staff of Corporate Member:
HK$750
Non-Member:
HK$1500
New
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