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September 2018

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3
Sep
18:30 - 21:30
5 Lessons
Qualification programme
Compliance, Legislative & Regulatory Standards
Asset Management Fundamentals Programme Module 1: Overview of Legal and Regulatory Framework for Securities & Futures Industry (15 hour class)
Language:
Cantonese
SFC:15.0 PWMA:15.0
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3
Sep
18:30 - 21:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Insider Dealing
Language:
Cantonese
SFC:2.5 PWMA:2.5
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4
Sep
18:00 - 21:00
1 Lesson
New
Qualification programme
(General) Financial Products & Associated Risk Management
Trust Training Certificate (TTC) - Unit 3: Administration and Management of Trusts
Language:
English
SFC:3.0 PWMA:3.0
New
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5
Sep
18:30 - 21:30
1 Lesson
Public
Wealth Management
High Net Worth Individuals – Do’s & Don’ts regarding cross-border transactions
Language:
English
SFC:3.0 PWMA:3.0 IA/OCI:3.0
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6
Sep
18:30 - 21:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 14 – Customer Relationship Management
Language:
English
SFC:3.0 PWMA:3.0
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7
Sep
07:30 - 19:30
1 Lesson
Visit
Mainland China
Go Tech Go Shenzhen
Language:
Putonghua,Cantonese
SFC:4.5
Full
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10
Sep
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
English
SFC:3.0 PWMA:3.0
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10
Sep
18:30 - 20:30
1 Lesson
New
Public
Investment and Portfolio Analysis
Portfolio Management: How Roboadvisors Apply Modern Portfolio Theory
Language:
English
SFC:2.0 PWMA:2.0
New
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11
Sep
18:30 - 21:00
4 Lessons
Qualification programme
Asset Management
Asset Management Fundamentals Module 4: Asset Management
Language:
English
SFC:10.0 PWMA:10.0
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11
Sep
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.0 PWMA:5.0
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11
Sep
18:30 - 20:00
1 Lesson
Members Event
Networking Event
September Tuesday Drinks @ Grappa's
Language:
Putonghua,Cantonese,English
All (Member & Non-Member):
HK$0
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12
Sep
18:30 - 20:30
2 Lessons
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 7 – Alternative Investments
Language:
English
SFC:4.0 PWMA:4.0
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12
Sep
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Selling and Suitability Process - Practical Guide for Private Banking
Language:
Cantonese
SFC:3.0 PWMA:3.0
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14
Sep
12:20 - 13:20
1 Lesson
New HKEx Speaker
Joint programme
Equity
HKEX Cash Equity Introduction
Language:
English
SFC:1.0 PWMA:1.0
New HKEx Speaker
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14
Sep
18:30 - 20:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 3 – Equity Securities
Language:
English
SFC:2.0 PWMA:2.0
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14
Sep
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Crypto – Beyond Bitcoin
Language:
Cantonese
SFC:2.0 PWMA:2.0
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17
Sep
18:30 - 20:30
2 Lessons
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 11 – Portfolio Management – Theories and Practices
Language:
English
SFC:4.0 PWMA:4.0
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17
Sep
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class) 證券及期貨法規及監管架構概述 (5小時精讀班)
Language:
English
SFC:5.0 PWMA:5.0 IA/OCI:5.0
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18
Sep
15:00 - 17:00
1 Lesson
Members Event
Young Professionals Club
Meet Our Leaders - Mrs Christine Ip
Language:
English
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18
Sep
18:00 - 21:00
1 Lesson
New
Qualification programme
Wealth Management
Trust Training Certificate (TTC) - Unit 4:Other Estate Planning Vehicles
Language:
English
SFC:3.0 PWMA:3.0
New
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19
Sep
18:30 - 21:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 13 – Mainland China and Asia-Pacific Financial and PWM Markets
Language:
English
SFC:3.0 PWMA:3.0
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20
Sep
12:20 - 13:20
1 Lesson
New
Seminar
Others
Overview of Hong Kong's Tax Exemption Regimes for Funds and Common Tax Issues
Language:
English
SFC:1.0 PWMA:1.0
New Seminar Full
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20
Sep
18:30 - 21:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
Lessons Learned on Recent SFC Enforcement Cases
Language:
English
SFC:3.0 PWMA:3.0
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20
Sep
18:30 - 20:30
1 Lesson
Public
(Specific) Financial Products & Associated Risk Management
Blockchain Basics
Language:
English
SFC:2.0 PWMA:2.0
Full
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21
Sep
18:30 - 21:30
1 Lesson
Qualification programme
Wealth Management
Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 12 – Behavioural Finance
Language:
English
SFC:3.0 PWMA:3.0
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27
Sep
18:00 - 21:00
1 Lesson
New
Qualification programme
Wealth Management
Trust Training Certificate (TTC) - Unit 5:Trusts Compared with Other Estate Planning Vehicles
Language:
English
SFC:3.0 PWMA:3.0
All (Member & Non-Member):
HK$1500
New
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