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October 2024

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3
Oct
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Compliance
[Webinar] Crypto Fraud and Money Laundering: Tracing and Recovery
Language:
English
SFC:1.00 PWMA:1.00
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7
Oct
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.00 PWMA:5.00
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9
Oct
16:30 - 17:30
1 Lesson
Seminar/Luncheon
Asset and Wealth Management
[Webinar] An In-depth Exploration of the SPI Circular
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Chinese Securities Association of Hong Kong (HKCSA):
HK$405
Non-Member:
HK$580
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15
Oct
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Compliance
[Webinar] Financial Resources Management Best Practices & Effective Application
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Chinese Securities Association of Hong Kong (HKCSA):
HK$405
Non-Member:
HK$580
New
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15
Oct
18:30 - 21:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] AML/CFT in the Cayman Islands Regime
Language:
Trad. Chi / Cantonese
SFC:2.50 PWMA:2.50
All Member:
HK$600
Staff of Corporate Member:
HK$600
Student Member (UHKSI):
HK$275
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
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16
Oct
12:30 - 13:30
1 Lesson
Seminar/Luncheon
MYGO
[Webinar] Boosting Investors’ Confidence in the Listed Entities Audit Market in Hong Kong
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Chinese Securities Association of Hong Kong (HKCSA):
HK$405
Non-Member:
HK$580
New
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16
Oct
16:30 - 18:00
1 Lesson
Members Event
Joint Events
[Student Members-only Free Webinar] Breaking into Buyside/Hedge Fund Equity Research
Language:
English
Student Member (UHKSI):
HK$0
Members Only Free
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22
Oct
17:00 - 19:30
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
Language:
English
SFC:5.00 PWMA:5.00
All Member:
HK$1200
Staff of Corporate Member:
HK$1200
Student Member (UHKSI):
HK$550
Chinese Securities Association of Hong Kong (HKCSA):
HK$1680
Non-Member:
HK$2400
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24
Oct
12:00 - 14:00
1 Lesson
Seminar/Luncheon
MYGO
[Luncheon] Regulatory Series - Shaping the Future of Hong Kong's Financial Market Together
Language:
English
SFC:1.00 PWMA:1.00 HKTA:1.00
All Member:
HK$1380
Staff of Corporate Member:
HK$1380
Non-Member:
HK$1580
New
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24
Oct
13:00 - 14:00
1 Lesson
Seminar/Luncheon
MYGO
[Webinar] Regulatory Series - Shaping the Future of Hong Kong's Financial Market Together
Language:
English
SFC:1.00 PWMA:1.00 HKTA:1.00
All Member:
HK$350
Staff of Corporate Member:
HK$350
Chinese Securities Association of Hong Kong (HKCSA):
HK$490
Hong Kong Trustees’ Association (HKTA):
HK$560
Hong Kong Investment Funds Association (HKIFA):
HK$560
Hong Kong Trustees’ Association (HKTA):
HK$560
Non-Member:
HK$700
New
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25
Oct
12:00 - 14:00
1 Lesson
Public
Fintech
[Webinar] Understanding Virtual Assets and VATPs
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
Non-Member:
HK$1160
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28
Oct
12:00 - 13:00
1 Lesson
Seminar/Luncheon
Macro & Micro Economic Analysis
[In-person] “Why Monetary Analysis Triumphed over the Consensus during the Covid Crisis, and What is Next”
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$320
Staff of Corporate Member:
HK$320
Student Member (UHKSI):
HK$150
Chinese Securities Association of Hong Kong (HKCSA):
HK$450
Non-Member:
HK$640
New
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29
Oct
17:30 - 20:00
1 Lesson
Public
(Compliance) Risk Mngt & Control Strategy
[In-person] Enterprise Risk Management (ERM) Fundamentals: Strategies for Managing and Evaluating Risks
Language:
English
SFC:2.50 PWMA:2.50
All Member:
HK$600
Staff of Corporate Member:
HK$600
Student Member (UHKSI):
HK$275
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
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APPLY ONLINE
30
Oct
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Discharging the Responsibilities of Responsible Officers
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
Non-Member:
HK$1160
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Development