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October 2025

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3
Oct
12:30 - 13:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Regulatory Requirements when Selling Complex and Virtual-Assets (“VA”) Related Products
Language:
English
SFC:1.00 PWMA:1.00
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9
Oct
12:30 - 13:30
1 Lesson
Public
Asset Management
[Webinar] Introduction to Hedge Fund
Language:
English
SFC:1.00 PWMA:1.00
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9
Oct
19:00 - 21:00
1 Lesson
Members Event
Networking Event
Young Professionals’ Networking Event
Language:
Simp. Chi / Putonghua,Trad. Chi / Cantonese,English
Full YPC Networking
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10
Oct
18:00 - 20:00
1 Lesson
Public
(Compliance) Risk Mngt & Control Strategy
[Webinar] Operational Resilience in Financial Institutions: Lessons, Regulations, and Best Practices in Hong Kong
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
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14
Oct
17:30 - 20:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Duties and Liabilities of Responsible Officers
Language:
English
SFC:5.00 PWMA:5.00
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15
Oct
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Fintech/Virtual Assets
[Webinar] The Future of Finance: How Fintech and Wealthtech are Reshaping Wealth Management
Language:
English
SFC:1.00 PWMA:1.00
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17
Oct
18:00 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Codes of Conduct Specialised on Treasury and FX
Language:
Trad. Chi / Cantonese
SFC:2.50 PWMA:2.50
All Member:
HK$600
Staff of Corporate Member:
HK$600
Student Member (UHKSI):
HK$275
Chinese Securities Association of Hong Kong (HKCSA):
HK$840
Non-Member:
HK$1200
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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20
Oct
18:00 - 20:00
1 Lesson
Public
Fintech/Virtual Assets
[Webinar] Understanding Virtual Assets and VATPs
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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21
Oct
17:00 - 20:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Insider Dealing and Other Market Misconduct Offences
Language:
Trad. Chi / Cantonese
SFC:3.00 PWMA:3.00
All Member:
HK$870
Staff of Corporate Member:
HK$870
Chinese Securities Association of Hong Kong (HKCSA):
HK$1220
Non-Member:
HK$1740
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
24
Oct
12:00 - 14:00
1 Lesson
Seminar/Luncheon
Others
[Webinar] "Ethics and Compliance – Keys to Professional Success" – ICAC Seminar for Financial Services Practitioners with Managerial Roles
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$170
Staff of Corporate Member:
HK$170
Chinese Securities Association of Hong Kong (HKCSA):
HK$240
Non-Member:
HK$340
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
Re-run
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27
Oct
17:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[In-person] Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
English
SFC:3.00 PWMA:3.00
All Member:
HK$870
Staff of Corporate Member:
HK$870
Chinese Securities Association of Hong Kong (HKCSA):
HK$1220
Non-Member:
HK$1740
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
28
Oct
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Fintech/Virtual Assets
[Webinar] Introduction to Virtual Asset Portfolio Management
Language:
Simp. Chi / Putonghua
SFC:1.00 PWMA:1.00
All Member:
HK$240
Staff of Corporate Member:
HK$240
Student Member (UHKSI):
HK$110
Chinese Securities Association of Hong Kong (HKCSA):
HK$335
Non-Member:
HK$480
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
30
Oct
17:30 - 20:30
1 Lesson
Public
Business Conduct & Ethical Standards
[Webinar] SFC Important Codes and Guidelines on Business Conduct
Language:
English
SFC:3.00 PWMA:3.00
All Member:
HK$720
Staff of Corporate Member:
HK$720
Student Member (UHKSI):
HK$330
Chinese Securities Association of Hong Kong (HKCSA):
HK$1010
Non-Member:
HK$1440
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
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