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November 2026

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2
Nov
12:30 - 13:30
1 Lesson
Seminar/Luncheon
Fintech/Virtual Assets
[Webinar] VA Derivatives, Perpetual Contracts and Margin
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
New
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3
Nov
12:30 - 13:30
1 Lesson
Public
Fintech/Virtual Assets
[Webinar] Introduction to Tokenisation
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$240
Staff of Corporate Member:
HK$240
Student Member (UHKSI):
HK$110
Non-Member:
HK$480
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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3
Nov
17:00 - 18:00
1 Lesson
Public
Fintech/Virtual Assets
[Webinar] Understanding the Stablecoin Ecosystem
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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4
Nov
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Discharging the Responsibilities of Responsible Officers
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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4
Nov
18:00 - 20:30
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
Language:
English
SFC:5.00 PWMA:5.00
All Member:
HK$1200
Staff of Corporate Member:
HK$1200
Student Member (UHKSI):
HK$550
Non-Member:
HK$2400
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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6
Nov
12:30 - 13:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Regulatory Requirements when Selling Complex and Virtual-Assets ("VA") Related Products
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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6
Nov
18:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Understanding Senior Management’s Key Responsibilities
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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10
Nov
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] AML/CFT in the Cayman Islands Regime
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$480
Staff of Corporate Member:
HK$480
Student Member (UHKSI):
HK$220
Non-Member:
HK$960
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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10
Nov
18:30 - 21:30
1 Lesson
Dinner
Autumn Dinner
Autumn Dinner 2026
Language:
English
Full Members Only
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11
Nov
18:30 - 21:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[In-person] Duties and Liabilities of Responsible Officers
Language:
Trad. Chi / Cantonese
SFC:5.00 PWMA:5.00
All Member:
HK$1450
Staff of Corporate Member:
HK$1450
Non-Member:
HK$2900
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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16
Nov
12:30 - 13:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Essentials of Responsible Officers
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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17
Nov
12:00 - 14:00
1 Lesson
Public
(Specific) Risk Management & Control Strategy
[Webinar] The Landscape of Cyber Threats and Their Risk Mitigations
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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18
Nov
18:00 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Codes of Conduct Specialised on Treasury and FX
Language:
Trad. Chi / Cantonese
SFC:2.50 PWMA:2.50
All Member:
HK$600
Staff of Corporate Member:
HK$600
Student Member (UHKSI):
HK$275
Non-Member:
HK$1200
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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19
Nov
18:00 - 20:00
1 Lesson
Public
Business Conduct & Ethical Standards
[Webinar] From Dilemmas to Decisions – A Case Study Approach in Elevating Ethical Awareness in Private Wealth Management
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
20
Nov
12:00 - 13:30
1 Lesson
Public
Fintech/Virtual Assets
[Webinar] Best Practices for Wallet Solutions and Third-Party Providers in Virtual Assets
Language:
English
SFC:1.50 PWMA:1.50
All Member:
HK$435
Staff of Corporate Member:
HK$435
Non-Member:
HK$870
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
23
Nov
12:00 - 14:00
1 Lesson
Seminar/Luncheon
Others
[Webinar] "Ethics and Compliance – Keys to Professional Success" – ICAC Seminar for Financial Services Practitioners with Managerial Roles
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$170
Staff of Corporate Member:
HK$170
Non-Member:
HK$340
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
Re-run
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24
Nov
12:00 - 14:00
1 Lesson
Public
(Compliance) Risk Mngt & Control Strategy
[Webinar] Financial Crime Risk Management
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
25
Nov
12:00 - 13:30
1 Lesson
Public
Fintech/Virtual Assets
[Webinar] Real-Time Threat Monitoring and Cybersecurity for Virtual Asset Custody
Language:
English
SFC:1.50 PWMA:1.50
All Member:
HK$435
Staff of Corporate Member:
HK$435
Non-Member:
HK$870
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
26
Nov
12:00 - 13:00
1 Lesson
Seminar/Luncheon
MYGO
[In-person] Enforcement Trends 2026: Safeguarding Market Integrity in a Digital Era
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
New
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APPLY ONLINE
26
Nov
12:00 - 13:00
1 Lesson
Seminar/Luncheon
MYGO
[Webinar] Enforcement Trends 2026: Safeguarding Market Integrity in a Digital Era
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
New
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27
Nov
12:00 - 13:30
1 Lesson
Public
Fintech/Virtual Assets
[Webinar] Enhanced Custody Obligations for Virtual Asset Trading Platforms (VATPs)
Language:
English
SFC:1.50 PWMA:1.50
All Member:
HK$435
Staff of Corporate Member:
HK$435
Non-Member:
HK$870
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
30
Nov
12:00 - 14:00
1 Lesson
Seminar/Luncheon
Compliance
[Webinar] Regulatory Updates 2026: Key Developments and Priorities for Financial Institutions
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
New
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APPLY ONLINE
30
Nov
12:00 - 14:00
1 Lesson
Seminar/Luncheon
Compliance
[In-person] Regulatory Updates 2026: Key Developments and Priorities for Financial Institutions
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
New
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Development