eSeminar - CPT Bearing

Managing Cyber Risk under SFC Regulatory Expectations

Overview

This eSeminar is a recorded session of the 'Managing Cyber Risk under SFC Regulatory Expectations' webinar held on 28 August 2026.

During this session, Mr Dominic Wai, Partner of ONC Lawyers, examine the SFC's latest guidance, the legal and regulatory consequences of cyber incidents, and the implications of AI-enabled threats for compliance and risk management.

Objective

After completing this course, you will be able to:
1. Interpret key SFC regulatory expectations relating to cybersecurity governance, incident readiness and accountability.

2. Distinguish the roles and responsibilities of senior management and boards in overseeing cyber risk.

3. Apply key considerations from a practical governance checklist to support cyber resilience within an SFC-regulated firm.

Content

1. SFC’s latest circular and regulatory expectations
2. Legal and regulatory consequences of cyber incidents
3. Senior management and board accountability
4. AI enabled threats as a legal/compliance issue
5. Incident handling, reporting and cross regulator engagement
6. Practical governance checklist

Who should attend

This webinar primarily targets senior management including directors, MICs, ROs, IT/cybersecurity specialists, legal/compliance professionals and risk management practitioners.

Speaker/Course Instructor

Dominic WAI
Before joining the legal profession, Dominic has worked in the banking sector and as well as in the Independent Commission Against Corruption (ICAC). Dominic’s practice focuses on advising clients on matters relating to anti-corruption, white-collar crime, law enforcement, regulatory and compliance matters in Hong Kong, including advice on anti-money laundering. He also handles cases involving corporate litigation, shareholders’ disputes and insolvency matters, defamation cases, domestic and international arbitration cases, cybersecurity, data security and privacy law issues, competition law matters, e-Discovery and forensic investigation issues as well as property litigation.

Details

Code
TEEEC26011101
Venue
ePlatform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
More
Tags
New
Language
English
Level
Hours
SFC:1.00, PWMA:1.00
Fees
All Member: HK$230
Staff of Corporate Member: HK$230
Non-Member: HK$460
Honorary Fellow Member: HK$0