eSeminar - CPT Bearing

Managing Cyber Risk under SFC Regulatory Expectations

概要

This eSeminar is a recorded session of the 'Managing Cyber Risk under SFC Regulatory Expectations' webinar held on 28 August 2026.

During this session, Mr Dominic Wai, Partner of ONC Lawyers, examine the SFC's latest guidance, the legal and regulatory consequences of cyber incidents, and the implications of AI-enabled threats for compliance and risk management.

宗旨

After completing this course, you will be able to:
1. Interpret key SFC regulatory expectations relating to cybersecurity governance, incident readiness and accountability.

2. Distinguish the roles and responsibilities of senior management and boards in overseeing cyber risk.

3. Apply key considerations from a practical governance checklist to support cyber resilience within an SFC-regulated firm.

內容

1. SFC’s latest circular and regulatory expectations
2. Legal and regulatory consequences of cyber incidents
3. Senior management and board accountability
4. AI enabled threats as a legal/compliance issue
5. Incident handling, reporting and cross regulator engagement
6. Practical governance checklist

對象

This webinar primarily targets senior management including directors, MICs, ROs, IT/cybersecurity specialists, legal/compliance professionals and risk management practitioners.

導師/講者

衛绍宗
Before joining the legal profession, Dominic has worked in the banking sector and as well as in the Independent Commission Against Corruption (ICAC). Dominic’s practice focuses on advising clients on matters relating to anti-corruption, white-collar crime, law enforcement, regulatory and compliance matters in Hong Kong, including advice on anti-money laundering. He also handles cases involving corporate litigation, shareholders’ disputes and insolvency matters, defamation cases, domestic and international arbitration cases, cybersecurity, data security and privacy law issues, competition law matters, e-Discovery and forensic investigation issues as well as property litigation.

詳情

活動編號
TEEEC26011101
地點
網上平台
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
標籤
新
語言
英文
級別
課程時數
SFC:1.00, PWMA:1.00
費用
所有會員: HK$230
機構會員員工: HK$230
非會員: HK$460
榮譽資深會員(FHKSI(Hon)): HK$0