Compliance

[Webinar] Hong Kong Listco: Tackling the Share Suspension Crisis - Your Essential Firewall Against Financial Risks

Overview

The sharp increase in share suspensions in recent years underscores the urgent need to address regulators' new emphasis on "Commercial Rationale." Don't wait for regulatory action to impact your company.

Our webinar provides the essential strategies for proactively demonstrating a sound Commercial Rationale, ensuring compliance, and gaining a competitive advantage. Master this crucial area to mitigate risk, protect your company’s reputation, and secure its long-term stability.

Please read the User Guide before enrolling in the Course, especially if you are new to our system.

Content

The webinar will delve into strategies for sustainable business growth.

1. Transparency - A well-defined Business Concept and market analysis enhance the company’s Strategic Filter's credibility, ensuring relevance and building stakeholder trust.

2. Regulatory Alignment - Key factors aligning strategies with financial metrics showcase industry expertise and risk management to enhance compliance through Strategic Filter.

3. Economic Justification - Strategic Filter encompasses core competencies and opportunities, aiding auditors in validating the commercial rationale for investments and loans.

4. Risk Mitigation - A robust go-to-market strategy enhances resilience, offering auditors valuable market insights and solid financial justification to support the Business Concept.

Who should attend

The webinar targets senior management, MICs, ROs, directors, legal/ compliance managers, risk managers, audit/accounting professionals and practitioners from the listed companies who are interested in this topic.

Speaker/Course Instructor

Stephen LUI
Dr Stephen Lui is a prominent business consultant with 30 years of CEO experience at MNCs like ICI, GSK, and Lee Kum Kee. He has commissioned >10 manufacturing facilities across Greater China and the US, leveraging this expertise to help companies accelerate growth and enhance equity values.

Dr Lui holds a BSc, PhD, and MBA from the UK, and previously served as Vice Chairman of the HK Britcham.

Details

Code
TSBCO25002401
Date & Time
Wednesday, 19 Mar 2025 (12:30PM - 2:00PM)
Venue
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
More
Language
Trad. Chi / Cantonese
Hours
SFC:1.50, PWMA:1.50