Business Conduct & Ethical Standards

Business Conduct and Ethics - Part 2 (2023)

*This is an updated version of Business Conduct and Ethics - Part 2 (TERBE21000601).

Overview

Ethics has come to dominate the recent global regulatory agenda after many financial scandals have come to light. Various regulatory initiatives have been introduced with a focus on ethics, culture, and conduct in financial services.

This eCourse looks at the importance of ethics in financial services and how firms are going about integrating it within their business plans for the betterment of society.

Objective

On completion of this tutorial, you will be able to:

- Recognise the inter-relationship between ethics, culture, and conduct
- Describe why this is such an important area of focus
- Identify what firms are doing to try to improve culture and conduct within their organizations
- Recognize how these measures go beyond the regulators’ focus on the importance of “culture” and “tone at the top”

Content

Ethics, Culture, & Conduct (2023)
Topic 1 Ethics Overview
Topic 2: Conduct Risk
Topic 3: Ethical Outcomes
Topic 4: Measuring Effectiveness

Details

Code
TERBE23002001
Venue
ePlatform
Relevant Subject
Ethics/Compliance
Language
English
Level
Introductory
Hours
SFC:1.00, PWMA:1.00
Fees
All Member: HK$285
Staff of Corporate Member: HK$285
Non-Member: HK$420