Business Conduct & Ethical Standards

Business Conduct and Ethics - Part 2 (2023)

*這是Business Conduct and Ethics - Part 2 (TERBE21000601)的更新版本。

概要

Ethics has come to dominate the recent global regulatory agenda after many financial scandals have come to light. Various regulatory initiatives have been introduced with a focus on ethics, culture, and conduct in financial services.

This eCourse looks at the importance of ethics in financial services and how firms are going about integrating it within their business plans for the betterment of society.

宗旨

On completion of this tutorial, you will be able to:

- Recognise the inter-relationship between ethics, culture, and conduct
- Describe why this is such an important area of focus
- Identify what firms are doing to try to improve culture and conduct within their organizations
- Recognize how these measures go beyond the regulators’ focus on the importance of “culture” and “tone at the top”

內容

Ethics, Culture, & Conduct (2023)
​Topic 1 Ethics Overview
Topic 2: Conduct Risk
Topic 3: Ethical Outcomes
Topic 4: Measuring Effectiveness

詳情

活動編號
TERBE23002001
地點
網上平台
相關主題
誠信操守/合規
語言
英文
級別
Introductory
課程時數
SFC:1.00, PWMA:1.00
費用
非會員: HK$450
機構會員員工: HK$300
所有會員: HK$300