[In-person] HKEX’s Regulatory Outlook and Priorities


Ms Katherine Ng, our past Board Chairperson, who is the Head of Listing at Hong Kong Exchanges and Clearing Limited (“HKEX”) will share with us the HKEX’s key listing and regulatory initiatives in 2023 and will also highlight other upcoming policy priorities.



To enable the participants to gain a better understanding of the Exchange’s regulatory focus and various policy initiatives, the seminar will cover the following areas:

• Overview of Exchange’s initiatives in the past 2 years
• Discussion of key initiatives under the following categories:
- Market development
- Market quality
- Efficiency
• Highlight upcoming priorities
• Interactive discussion on selected initiatives (e.g. new Specialist Technology Regime; ESG regulation)

The seminar will be in a format of presentation and facilitated discussion.

Who should attend

Listed company representatives, investors and market practitioners

Speaker/Course Instructor

Katherine NG
Ms. Katherine Ng is the Head of Listing at Hong Kong Exchanges and Clearing Limited (“HKEX”). She joined HKEX in 2013 as the Head of Policy of the Listing Division. Prior to joining HKEX, Ms. Ng served as Political Assistant to the Secretary for Financial Services and the Treasury of the Hong Kong Government, worked in an international investment bank and an international law firm in Hong Kong and London.

Ms. Ng holds a Master of Arts in Law from Trinity College, University of Cambridge and is a qualified lawyer in both Hong Kong and England & Wales.

Ms. Ng is currently an Advisor to Our Hong Kong Foundation, a Director of the World Wide Fund for Nature Hong Kong, a fellow of the Aspen Institute, a Member of the Hong Kong Academy of Finance and a senior fellow of Hong Kong Securities and Investment (“HKSI”) Institute. She was the Board Director of HKSI Institute from December 2014 to December 2022 and the Board Chairperson between December 2018 and December 2021.


Date & Time
Wednesday, 21 Jun 2023 (12:00PM - 1:00PM)
HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
SFC:1.00, PWMA:1.00