[In-person] HKEX’s Regulatory Outlook and Priorities

概要

Ms Katherine Ng, our past Board Chairperson, who is the Head of Listing at Hong Kong Exchanges and Clearing Limited (“HKEX”) will share with us the HKEX’s key listing and regulatory initiatives in 2023 and will also highlight other upcoming policy priorities.

 

內容

To enable the participants to gain a better understanding of the Exchange’s regulatory focus and various policy initiatives, the seminar will cover the following areas:

• Overview of Exchange’s initiatives in the past 2 years
• Discussion of key initiatives under the following categories:
- Market development
- Market quality
- Efficiency
• Highlight upcoming priorities
• Interactive discussion on selected initiatives (e.g. new Specialist Technology Regime; ESG regulation)

The seminar will be in a format of presentation and facilitated discussion.

對象

Listed company representatives, investors and market practitioners

導師/講者

伍潔鏇
Ms. Katherine Ng is the Head of Listing at Hong Kong Exchanges and Clearing Limited (“HKEX”). She joined HKEX in 2013 as the Head of Policy of the Listing Division. Prior to joining HKEX, Ms. Ng served as Political Assistant to the Secretary for Financial Services and the Treasury of the Hong Kong Government, worked in an international investment bank and an international law firm in Hong Kong and London.

Ms. Ng holds a Master of Arts in Law from Trinity College, University of Cambridge and is a qualified lawyer in both Hong Kong and England & Wales.

Ms. Ng is currently an Advisor to Our Hong Kong Foundation, a Director of the World Wide Fund for Nature Hong Kong, a fellow of the Aspen Institute, a Member of the Hong Kong Academy of Finance and a senior fellow of Hong Kong Securities and Investment (“HKSI”) Institute. She was the Board Director of HKSI Institute from December 2014 to December 2022 and the Board Chairperson between December 2018 and December 2021.

詳情

活動編號
TSBMY23000402
日期及時間
2023年6月21日, 星期三 (12:00下午 - 1:00下午)
地點
香港鰂魚涌英皇道979號太古坊康橋大廈17樓香港證券及投資學會
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
語言
英文
課程時數
SFC:1.00, PWMA:1.00