Compliance

[Webinar] Regulatory Updates 2022

Overview

The webinar will cover major regulatory trends in Hong Kong in 2023 that may help senior management and risk/ compliance managers to plan ahead for avoiding regulatory minefields and seizing new business opportunities.

Objective

Participants will gain an understanding of major legal and regulatory trends for the financial services industry.

Content

• New regime for Virtual Asset Service Providers
• Updates on regulations tackling financial crime (including cybercrime and AML)
• SFC, HKMA & IA initiatives
• HKEX Enforcement Policy & Director Unsuitability Statements
• Enforcement trends and case studies

Who should attend

Senior Management, Heads of Legal/Compliance, Risk Managers, Managers-in-charge and Responsible Officers.

Speaker/Course Instructor

Jill WONG
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.

Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is on the Editorial Board of LexisNexis's Practical Guidance series and issues the SFC Enforcement Tracker for the series. She is regularly identified as a leading lawyer in legal directories.

Details

Code
TSBCO22000801
Date & Time
Thursday, 12 Jan 2023 (12:20PM - 1:20PM)
Venue
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
Type 6 - Advising on corporate finance
More
Tags
New
Language
English
Hours
SFC:1.00, PWMA:1.00
Fees
All Member: HK$270
Staff of Corporate Member: HK$270
Non-Member: HK$540
Student Member (UHKSI): HK$135