Compliance

[Webinar] Regulatory Updates 2022

概要

The webinar will cover major regulatory trends in Hong Kong in 2023 that may help senior management and risk/ compliance managers to plan ahead for avoiding regulatory minefields and seizing new business opportunities.

宗旨

Participants will gain an understanding of major legal and regulatory trends for the financial services industry.

內容

• New regime for Virtual Asset Service Providers
• Updates on regulations tackling financial crime (including cybercrime and AML)
• SFC, HKMA & IA initiatives
• HKEX Enforcement Policy & Director Unsuitability Statements
• Enforcement trends and case studies

對象

Senior Management, Heads of Legal/Compliance, Risk Managers, Managers-in-charge and Responsible Officers.

導師/講者

黃紫玲
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.

Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is on the Editorial Board of LexisNexis's Practical Guidance series and issues the SFC Enforcement Tracker for the series. She is regularly identified as a leading lawyer in legal directories.

詳情

活動編號
TSBCO22000801
日期及時間
2023年1月12日, 星期四 (12:20下午 - 1:20下午)
地點
虛擬平台
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
第6類 - 就機構融資提供意見
更多
語言
英文
課程時數
SFC:1.00, PWMA:1.00