Overview

Technology has long been used to assist financial institutions in complying with regulatory requirements, and undoubtedly regulatory technology (“RegTech”) is the latest trend. The local regulators in Hong Kong have their own agenda on RegTech, requesting the regulated institutions to use innovative and new ways of leveraging technologies to fulfill the regulatory expectation. However, there are many ensuing matters that financial institutions need to consider before and after the use of RegTech.

Objective

By the end of this seminar, participants will know the overall development of RegTech, including the relationship between licensed corporations and RegTech, the cost and benefits of the usage, and challenges they may face.

Content

1. RegTech development
2. Preparations for the implementation of RegTech and consideration points
3. Successful application examples in the industry
4. Future development trends of RegTech

Who should attend

Senior management, Responsible officers, Managers-in-charge, Internal auditors and Compliance professionals from Licensed Corporations and Registered Institutions