Fintech Series

[Webinar] The Latest Development of Regulatory Technology

研討會

概要

Technology has long been used to assist financial institutions in complying with regulatory requirements, and undoubtedly regulatory technology (“RegTech”) is the latest trend. The local regulators in Hong Kong have their own agenda on RegTech, requesting the regulated institutions to use innovative and new ways of leveraging technologies to fulfill the regulatory expectation. However, there are many ensuing matters that financial institutions need to consider before and after the use of RegTech.

宗旨

By the end of this seminar, participants will know the overall development of RegTech, including the relationship between licensed corporations and RegTech, the cost and benefits of the usage, and challenges they may face.

內容

1. RegTech development
2. Preparations for the implementation of RegTech and consideration points
3. Successful application examples in the industry
4. Future development trends of RegTech

對象

Senior management, Responsible officers, Managers-in-charge, Internal auditors and Compliance professionals from Licensed Corporations and Registered Institutions

導師/講者

龍偉立
Mr Lung is currently a Partner in Financial Services Risk Management with one of the Big 4 accounting firm. Prior to his current role, he was a Director and Chief Operating Officer of a global European bank, Hong Kong Branch. He has around 20 years of experience in the banking industry with focus on compliance, fraud investigations and financial crime. He held senior and managerial AML compliance positions at various global banks. He was also an investigative officer of the Independent Commission Against Corruption (ICAC), with experience in police corruption, election corruption and bank fraud investigations. He has led several regulatory driven AML reviews in the securities sector.

詳情

活動編號
TSTFS22001201
日期及時間
2022年3月23日, 星期三 (12:20下午 - 1:20下午)
地點
虛擬平台
相關主題
監管合規
語言
Trad. Chi / 廣東話
課程時數
SFC:1.00, PWMA:1.00