[Webinar] Regulatory Updates 2021

[Webinar] Regulatory Updates 2021

New Seminar

Overview

The course will cover major regulatory trends in Hong Kong in 2021 and potentially in 2022.

The topic is important for senior management, legal and compliance and risk managers to plan ahead to avoid regulatory minefields and seize new business opportunities. Participants will gain an understanding of major legal and regulatory trends for the financial services industry.

Content

- HKEX Enforcement Policy
- New Regime for Virtual Assets
- ESG requirements
- Enforcement trends and case studies
- Asset Management update
- GBA update

Who should attend

Senior Management, Heads of Legal/Compliance, Risk Officers, front line licensed representatives, Responsible Officers and Managers-in-charge.

Speaker/Course Instructor

Jill WONG
Jill is the Partner of Howse Williams Law Firm. Her areas of practice are financial services and corporate regulatory and compliance issues. She is regularly identified as a leading lawyer in legal directories.

She was previously Deputy General Counsel at the Hong Kong Monetary Authority and was in-house counsel at Credit Suisse. In addition, Jill has also worked in leading international law firms in Hong Kong.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon in its 5th edition), and she speaks regularly at client events and industry conferences. She served on the Disciplinary Panel of the Hong Kong Institute of Certified Public Accountants for several years and is currently the Chairman of the British Chamber of Commerce's Financial Markets Committee in Hong Kong. She is on the Editorial Board of LexisNexis's Practical Guidance series and issues the SFC Enforcement Tracker for the Practical Guide -Financial Services module.

Details

Code
TSURE21001901
Date & Time
Wednesday, 15 Dec 2021 (12:20PM - 1:20PM)
Venue
Virtual Platform
Language
English
Level
Intermediate
Hours
SFC:1.00, PWMA:1.00
Fees
All Member: HK$270
Staff of Corporate Member: HK$270
Non-Member: HK$540
Student Member (UHKSI): HK$135
Please choose the language
ENG