Risk Management for Asset Managers - Part 1

Risk Management for Asset Managers - Part 1

Overview

This eCourse provides a high-level introduction to risk management in an asset management context. While asset managers are not subject to the onerous regulations that apply to banks, they are nevertheless a key part of the financial system. As such, they are expected to contribute to the stability of the financial system by managing their risks appropriately.

Objective

On completion of this course, you will be able to:
- Define risk management
- Identify the key aspects of the asset management business that influence the risks it faces
- List the major risk types that asset managers face, including investment and operational risk
- Recognize the importance of good governance for the effective oversight and management of risk

Content

Risk Management for Asset Managers – An Introduction
Topic 1: Asset Management
Topic 2: Asset Management Risks
Topic 3: Risk Management and Governance

Details

Code
TERFR19011101
Venue
ePlatform
Language
English
Level
Introductory
Hours
SFC:1.00, PWMA:1.00
Fees
All Member: HK$270
Staff of Corporate Member: HK$270
Non-Member: HK$390