(Compliance) Financial Products & Associated Risk Management

Risk Management for Asset Managers - Part 1

概要

This eCourse provides a high-level introduction to risk management in an asset management context. While asset managers are not subject to the onerous regulations that apply to banks, they are nevertheless a key part of the financial system. As such, they are expected to contribute to the stability of the financial system by managing their risks appropriately.

宗旨

On completion of this course, you will be able to:
- Define risk management
- Identify the key aspects of the asset management business that influence the risks it faces
- List the major risk types that asset managers face, including investment and operational risk
- Recognize the importance of good governance for the effective oversight and management of risk

內容

Risk Management for Asset Managers – An Introduction
Topic 1: Asset Management
Topic 2: Asset Management Risks
Topic 3: Risk Management and Governance

詳情

活動編號
TERFR19011101
地點
網上平台
相關主題
第9類 - 提供資產管理
語言
英文
級別
Introductory
課程時數
SFC:1.00, PWMA:1.00
費用
所有會員: HK$285
機構會員員工: HK$285
非會員: HK$420