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Raising Standards

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Promoting Standards

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Upcoming Activities

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3
Oct
12:30 - 13:30
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Regulatory Requirements when Selling Complex and Virtual-Assets (“VA”) Related Products
SFC:1.00 PWMA:1.00
9
Oct
12:30 - 13:30
Public
Asset Management
[Webinar] Introduction to Hedge Fund
SFC:1.00 PWMA:1.00
10
Oct
18:00 - 20:00
Public
(Compliance) Risk Mngt & Control Strategy
[Webinar] Operational Resilience in Financial Institutions: Lessons, Regulations, and Best Practices in Hong Kong
SFC:2.00 PWMA:2.00
13
Oct
17:30 - 20:00
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Duties and Liabilities of Responsible Officers
SFC:5.00 PWMA:5.00
15
Oct
12:20 - 13:20
Seminar/Luncheon
Fintech/Virtual Assets
[Webinar] The Future of Finance: How Fintech and Wealthtech are Reshaping Wealth Management
SFC:1.00 PWMA:1.00

Latest News

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Exam
Enrol Now: LE in Macao will be held on 20-21 November
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Exam
Enrol Now: PRC Securities Regulations Examination
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Exam
Expanded Examination Services with More Flexibilities
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