Licensing Examination for Securities and Futures Intermediaries
Sample Practice Tests
The HKSI Institute has developed the Sample Practice Test to assist candidates in preparing themselves for the LE.
Paper and Format
Paper 1: Fundamentals of Securities and Futures Regulation
Paper 2: Regulation of Securities
Paper 6: Regulation of Asset Management
Paper 7: Financial Markets
Paper 8: Securities
Paper 9: Derivatives
Paper 12: Asset Management
Paper 18*: Regulations of Providing Depositary Services
Computer-based
Paper 19*: Depositary Services for Collective Investment Scheme
Computer-based
*Available to candidates who enrol in the respective examinations on their HKSI Institute Online Portal/HKSI Institute Mobile
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