(Compliance) Risk Mngt & Control Strategy

Risk Management in AI (CISI) [2026]

概要

Artificial Intelligence (AI) offers significant opportunities but also introduces a range of technical, operational and ethical risks that organisations need to understand and manage.

This eCourse is Module 3 of the award-winning Chartered Institute for Securities and Investment (CISI) Certificate in Ethical Artificial Intelligence Programme and explores the key risks associated with AI and approaches to managing them effectively.

It covers the identification and management of AI-related risks, including technical, operational and ethical considerations, regulatory compliance and data protection. The module also explores key principles and international frameworks for AI risk management, providing learners with the knowledge needed to understand and support effective AI risk management practices.

宗旨

By the end of this course, you will be able to

  • Identify the technical, operational, and ethical risks associated with AI systems;
  • Recognise AI's potential impact on organisational performance and societal outcomes;
  • Identify the key principles and international frameworks (e.g., ISO, NIST) that guide effective AI risk management practices; and
  • Distinguish between traditional risk management strategies with those tailored for AI.

內容

Course Content

  • Section 1: Introduction
  • Section 2: Risk Management in an AI Context
  • Section 3: A Modern Approach to AI Risk Management

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Final Online Assessment

  • There are 20 multiple-choice questions in the final assessment.
  • Only TWO attempts is allowed to pass the assessment (75% pass mark).
  • If both attempts are unsuccessful, learners will need to repurchase the course to retake the assessment.
  • Once an assessment is passed, retakes will not be available.

對象

This course is ideal for wealth and investment managers, as well as professionals in financial services functions like risk, compliance, asset management, banking, insurance, operations, and financial planning.

詳情

活動編號
TERRM26005701
地點
網上平台
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
標籤
新
語言
英文
級別
Introductory
課程時數
SFC:2.00, PWMA:2.00
費用
所有會員: HK$400
機構會員員工: HK$400
非會員: HK$600
榮譽資深會員(FHKSI(Hon)): HK$0