Fintech/Virtual Assets

[Webinar] Managing Cyber Risk under SFC Regulatory Expectations

概要

Cybersecurity has become a key regulatory concern for SFC-regulated entities, with increasing supervisory expectations around governance, incident readiness and accountability. This webinar will look into the SFC’s latest guidance, the legal and regulatory consequences of cyber incidents, and the implications of AI-enabled threats for compliance and risk management.

Participants will also gain practical insights into senior management and board responsibilities, incident handling and reporting obligations, cross-regulator engagement, and governance measures to strengthen cyber resilience.

內容

1. SFC’s latest circular and regulatory expectations
2. Legal and regulatory consequences of cyber incidents
3. Senior management and board accountability
4. AI enabled threats as a legal/compliance issue
5. Incident handling, reporting and cross regulator engagement
6. Practical governance checklist

對象

This webinar primarily targets senior management including directors, MICs, ROs, IT/cybersecurity specialists, legal/compliance professionals and risk management practitioners.

導師/講者

衛绍宗
Before joining the legal profession, Dominic has worked in the banking sector and as well as in the Independent Commission Against Corruption (ICAC). Dominic’s practice focuses on advising clients on matters relating to anti-corruption, white-collar crime, law enforcement, regulatory and compliance matters in Hong Kong, including advice on anti-money laundering. He also handles cases involving corporate litigation, shareholders’ disputes and insolvency matters, defamation cases, domestic and international arbitration cases, cybersecurity, data security and privacy law issues, competition law matters, e-Discovery and forensic investigation issues as well as property litigation.

詳情

活動編號
TSBFT26002901
日期及時間
2026年8月28日, 星期五 (12:30下午 - 1:30下午)
地點
虛擬平台
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
標籤
語言
英文
課程時數
SFC:1.00, PWMA:1.00
費用
所有會員: HK$290
機構會員員工: HK$290
非會員: HK$580
香港證券及投資學會員工: HK$0
榮譽資深會員(FHKSI(Hon)): HK$0