Fintech/Virtual Assets

AI in Finance: Foundations, Ethics, and Risk Management (CISI) [Package]

概要

This course package features modules by the Chartered Institute for Securities and Investment (CISI) as part of their award-winning Certificate in Ethical Artificial Intelligence programme. It is designed to enhance learners' understanding of ethical considerations in AI, providing financial services professionals with critical insights into AI, its ethical challenges, and effective risk management strategies.

As AI continues to reshape the financial landscape, this package equips learners with the foundational knowledge, ethical frameworks, and practical tools necessary to navigate and leverage AI responsibly and effectively.

The course package consists of three foundational modules:

Module 1 explores the transformative potential of AI, from its historical roots to modern applications. Key areas include: demystifying AI concepts, such as machine learning and deep learning and addressing societal impacts, ethical concerns, and data protection.

Module 2 focuses on guiding principles for responsible AI use and professional codes of conduct and ethical frameworks.

Module 3 emphasises identifying, assessing, and mitigating AI-related risks; and ethical practices, regulatory compliance, and international standards.

Flexibility and Enrolment Options
Learners have the flexibility to enrol in individual courses (see the course links under Content) to suit their specific learning needs. However, enrolling in this full package offers the following benefits:

  • Reflects a 15% discount compared with enrolling in the three modules separately
  • Provides a holistic understanding of AI in financial services

宗旨

By completing this course package, learners will be able to:

  • Demonstrate a foundational understanding of Artificial Intelligence, including key concepts, terminology, and development trends
  • Apply ethical considerations and professional standards to ensure responsible AI deployment in financial services
  • Identify, assess, and manage technical, operational, and societal risks associated with AI systems
  • Interpret and utilise international frameworks and principles for ethical and risk-aware AI practices
  • Integrate AI knowledge into financial contexts such as compliance, asset management, and investment planning

內容

The 3-in-1 package comprises the following three foundational modules, with a standard 90-day access period upon successful enrolment:

Module 1: Artificial Intelligence – An Introduction

  • Section 1: Background
  • Section 2: Development Trends
  • Section 3: Jargon and Terminology
  • Section 4: Machine Learning
  • Section 5: Risk, Ethics, and Data Protection
  • Final Online Assessment*

Module 2: Ethical AI and Professional Codes of Conduct

  • Section 1: Ethics in AI
  • Section 2: Codes of Conduct
  • Section 3: AI Ethics Principles
  • Section 4: Assessing AI
  • Final Online Assessment*

Module 3: Risk Management in AI

  • Section 1: Introduction
  • Section 2: Risk Management in an AI Context
  • Section 3: A Modern Approach to AI Risk Management
  • Final Online Assessment*

*Assessment Details

  • Each course contains 20 multiple-choise questions in the final assessment.
  • Learners have TWO attempts to pass each assessment (75% pass mark).
  • Assessments should be completed independently and without interruptions.
  • If both attempts are unsuccessful, learners will need to repurchase the course to retake the assessment.
  • Once an assessment is passed, retakes will not be available.

對象

This course package is ideal for wealth and investment managers, as well as professionals in financial services functions like risk, compliance, asset management, banking, insurance, operations, and financial planning.

詳情

活動編號
TEPFT25002701
地點
網上平台
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
語言
英文
級別
Introductory
課程時數
SFC:5.50, PWMA:5.50
費用
所有會員: HK$1020
機構會員員工: HK$1020
非會員: HK$1530
榮譽資深會員(FHKSI(Hon)): HK$0