Compliance, Legislative & Regulatory Standards

[Webinar] Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing

概要

This is the fundamental course related to the Anti-money laundering (AML) and Counter-Financing of Terrorism scheme in Hong Kong, aiming to helps financial institutions combat money laundering by stopping criminals from engaging in transaction to disguise the origins of funds connected to illegal activity.

內容

  • AML/CFT Legal Framework in Hong Kong
  • Effective AML/CFT framework
  • Guideline on Anti-Money Laundering and Counter Financing of Terrorism under Securities and Futures Commission (SFC)
  • Risk base approach
  • Customer Risk Rating
  • Ongoing Monitoring
  • Sanction Governance and Obligations

對象

Professionals, such as licensed individuals or compliance officers, who work in the financial industry in Hong Kong.

導師/講者

許紅
Ms Helen Xu has more than ten years’ experience in Anti-money laundry Compliance and in-depth knowledge of Financial Crime Compliance and Regulatory Compliance, she has extensive experience with the financial institutions including international banks, asset managers and local banks in Hong Kong.

詳情

活動編號
TPRCR25001401
日期及時間
2025年1月22日, 星期三 (6:00下午 - 8:00下午)
地點
虛擬平台
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
語言
Simp. Chi / 普通話
課程時數
SFC:2.00, PWMA:2.00