Compliance

[Webinar] Regulatory Updates 2024

This webinar has been rescheduled from 11 December 2024 due to speaker's availability.

概要

The webinar will cover major regulatory trends in Hong Kong in 2024-2025 that may help senior management and risk/ compliance managers to plan ahead for avoiding regulatory minefields and seizing new business opportunities.

By the end of the seminar, participants will gain an understanding of major legal and regulatory trends for the financial services industry.

內容

This joint webinar with Private Wealth Management Association (PWMA) will focus on:

  • Hot topics for financial institutions
  • New regimes for Virtual Assets : VA exchanges, Stablecoins, OTC Trading
    • Updates on laws tackling financial crime (including cybercrime and AML)
    • SFC, HKMA, HKEX & IA initiatives
    • Enforcement trends and case studies

對象

The webinar is targeted at Senior Management, Heads of Legal/ Compliance, Risk Managers, Managers-in-charge and Responsible Officers.

導師/講者

黃紫玲
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.

Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is regularly identified as a leading lawyer in legal directories.

詳情

活動編號
TSBCO24002101
日期及時間
2025年1月7日, 星期二 (12:00下午 - 2:00下午)
地點
虛擬平台
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
語言
英文
課程時數
SFC:2.00, PWMA:2.00