主頁 持續培訓

Wealth Management

[Webinar] Trust Training Certificate (TTC) (version 2.0) - Unit 20: Collective Investment Schemes – Part 2 Public Offering Arrangements

概要

This is Unit 20 of the "Trust Training Certificate" ("TTC") (version 2.0) training programme.

It consists of one module:
Module 22: Collective Investment Schemes – Part 2 Public Offering Arrangements

For details on the topics to be covered, please refer to the 'Content' section below.

If you wish to register for the full TTC (version 2.0) Part B Stream 2 Training programme and Examination, click here. 

宗旨

At the end of the Module, candidates should be able to

  1. explain the differences between UT’s, OFC’s and MF;
  2. be able to list the parties required for these public CISs;
  3. explain in depth the role of Trustees/Custodian and other parties for a public CIS;
  4. understand the regulatory regimes in Hong Kong for UT’s and OFC’s; and
  5. be aware of non-Hong Kong funds (such as funds from the Cayman Is- lands, Luxembourg, and Ireland) which are offered to the Hong Kong public.

內容

This Module provides an overview of collective investments schemes (“CIS”, or generally referred to as a “fund”) which are offered to the Hong Kong public:

  • The Module first explains the Hong Kong specific regime for “funds” (being unit trusts (“UTs”) or open-ended fund companies(“OFCs”)) authorized by the Securities and Futures Commission (“SFC”) in Hong Kong and compared with mutual funds (“MF”)
  • Information regarding the structures, restrictions and key operators of the unit trusts, OFCs and mutual funds
  • Comparison with non-Hong Kong funds which are offered to the public.

對象

This course is primarily designed for individuals who are interested in obtaining the "Trust Training Certificate" to qualify for the Hong Kong Trustees' Association Certified Trust Practitioner™ designation.

It is also relevant for individuals seeking a comprehensive understanding of the course subject matter and those planning to enter the Trust industry sector.

資產財富管理業先導計劃 - 專業培訓資助計劃

本課程已被審批為「提升資產財富管理業人才培訓先導計劃」（以下簡稱「資產財富管理業先導計劃」 其下之「專業培訓資助計劃」（以下簡稱「本計劃」）。本計劃旨在提升資產財富管理業在職從業員的專業能力水準及協助金融服務業內其他從業員學習所需的知識和技能，使他們能投身資產財富管理業。合資格之申請人按香港證券及投資學會之要求完成課程後將可獲香港特區政府資助80%學費，上限為HK$15,000。 香港證券及投資學會為資產財富管理業先導計劃之執行機構，有關申請要求之細則及手續，請參閱專為資產財富管理業先導計劃而設之網站(https://www.wamtalent.org.hk/)。

導師/講者

Jillian SAVAGE
Jillian Savage is a lawyer admitted to the bar in New South Wales, New York and the Cayman Islands. Jillian works as in-house counsel in Hong Kong for State Street Bank and Trust Company, supporting State Street’s investment services business in Greater China. Prior to moving in-house at State Street, Jillian worked in private practice with firms in Australia and the Cayman Islands, with a focus on fund formation, financial services, M&A and tax. She also spent a number of years lecturing in law (in subjects that included Equity and Trusts, Business Law and Evidence Law) in Australia. Jillian holds degrees from the Australian National University, the University of Wisconsin-Madison and Columbia University.

詳情

活動編號
TQPWM24004301
日期及時間
2024年10月10日, 星期四 (6:00下午 - 9:00下午)
地點
虛擬平台
相關主題
第9類 - 提供資產管理
監管合規
語言
英文
課程時數
SFC:3.00, PWMA:3.00, LawSociety:3.00, HKTA:3.00

Click here if you wish to register for full Part B Stream 2 training programme and examination.

返回行事曆