[Webinar] Latest Developments of the Guangdong-Hong Kong-Macao Greater Bay Area (“GBA”) Cross-boundary Wealth Management Connect (“WMC”)
(This webinar will be delivered in Cantonese)
概要
On 24 January 2024, the People’s Bank of China published the revised “Implementation Arrangements for the Cross-boundary WMC Pilot Scheme in the GBA” (“Implementation Rules”) to enhance the Cross-boundary WMC Pilot Scheme in the GBA (“WMC 2.0”). As part of WMC 2.0, eligible licensed corporations (“LCs”) are allowed to offer cross-boundary wealth management services in the GBA, and wider choice investment products are available. In this connection, the Securities and Futures Commission (“SFC”) has also issued a set of guidance and FAQ for LCs which wish to participate in WMC 2.0.
內容
1. Key Features of WMC 2.0
2. Business processes and operational controls implementation considerations
3. Systems and IT infrastructure related implementation considerations
4. Current market landscape
對象
The webinar is primarily targeted at investment advisors, fund managers, in-house counsel & compliance, senior management such as Responsible officers, Managers-in-Charge, directors, CIOs, COOs, CEOs of financial institutions and LCs who would like to have a better understanding of the latest developments and potential of the wealth management scheme.
資產財富管理業先導計劃 - 專業培訓資助計劃
本課程已被審批為「提升資產財富管理業人才培訓先導計劃」（以下簡稱「資產財富管理業先導計劃」 其下之「專業培訓資助計劃」（以下簡稱「本計劃」）。本計劃旨在提升資產財富管理業在職從業員的專業能力水準及協助金融服務業內其他從業員學習所需的知識和技能，使他們能投身資產財富管理業。合資格之申請人按香港證券及投資學會之要求完成課程後將可獲香港特區政府資助80%學費，上限為HK$15,000。 香港證券及投資學會為資產財富管理業先導計劃之執行機構，有關申請要求之細則及手續，請參閱專為資產財富管理業先導計劃而設之網站(https://www.wamtalent.org.hk/)。
導師/講者
Adams has provided consulting services to many banking institutions and assisted them in launching the Cross-Boundary WMC business (both southbound and northbound).
Gary's areas of expertise and experience include business process and application controls, IT systems and operational procedures implementation, e-banking/e-trading/e-payment, virtual bank and fintech, cyber security and data protection, corporate governance, operations and technology outsourcing, regulatory compliance and reporting, testing management, due diligence and process integration, business continuity and resilience management. Gary has provided consulting services to the banks during their implementation of GBA Cross-Boundary WMC business.
He is a regular speaker for technology risk, Fintech and GBA related industry forums, seminars and training events.
She specialised in regulatory advisory services covering corporate governance, internal control design effectiveness and operating effectiveness. She provided rich experience in the launch of new business to support client in building of policies and procedures, review the processes and controls in accordance with regulatory requirements. Yuri has provided consulting services to the banking institutions for the implementation of Cross-Boundary WMC business.