Compliance

[Webinar] Regulatory Updates 2023

概要

The seminar will cover major regulatory trends in Hong Kong in 2023-2024 that may help senior management and risk/ compliance managers to plan ahead for avoiding regulatory minefields and seizing new business opportunities.

By the end of the seminar, participants will gain an understanding of major legal and regulatory trends for the financial services industry.

The event will be in hybrid format, for in-person, please click here to register!

If you have any specific topics or questions that you would like Ms Wong to address during the seminar, please submit to [email protected] by 8 December 2023.

內容

• New regime for Virtual Asset Service Providers
• Updates on regulations tackling financial crime (including cybercrime and AML)
• SFC, HKMA, HKEX & IA initiatives
• Enforcement trends and case studies

對象

The seminar is targeted at Senior Management, Heads of Legal/ Compliance, Risk Managers, Managers-in-charge and Responsible Officers.

導師/講者

黃紫玲
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.

Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is regularly identified as a leading lawyer in legal directories.

詳情

活動編號
TSBCO23001602
日期及時間
2023年12月13日, 星期三 (12:00下午 - 2:00下午)
地點
虛擬平台
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
語言
英文
課程時數
SFC:2.00, PWMA:2.00