概要

Financial institutions face significant risks from financial crime, which is becoming more sophisticated with the use of new and emerging technologies to exploit financial systems. To mitigate these risks, financial institutions must adapt and innovate their anti-money laundering systems and tools to effectively target and mitigate priority threats, while also supporting new sectors and business growth.

In this joint HKSI Institute / PWMA Seminar, Ms. Carmen CHU, Executive Director (Enforcement and AML) of the Hong Kong Monetary Authority, will share key insights relating to wealth management on the latest regulatory developments in the AML space and lessons learnt from enforcement actions. The sharing and adoption of best practices are critical in driving more effective and efficient outcomes in AML work.

To enjoy a 10% discount on a 3-in-1 package bundle for Regulatory Update Series in June, please click here to enrol in all three webinars at once. 

Find out more about the other two webinars by clicking the links below​.

[Webinar] Updates on SFC’s Licensing Initiatives [5 June 2023]
[Webinar] HKEX’s Regulatory Outlook and Priorities [21 June 2023]

內容

Key topics to be covered:

• Why the fight against financial crime matters
• Latest regulatory developments
• What does good look like under a risk-based approach
     - Best practices in wealth management AML Work
• Opportunities in Regtech adoption
• Feedback from Enforcement Cases

對象

The joint seminar primarily targets at all licensed individuals, senior executives and MICs of licensed corporations, professional services firms and the practitioners who are in the private wealth management or banking sector.

資產財富管理業先導計劃 - 專業培訓資助計劃

本課程已被審批為「提升資產財富管理業人才培訓先導計劃」（以下簡稱「資產財富管理業先導計劃」 其下之「專業培訓資助計劃」（以下簡稱「本計劃」）。本計劃旨在提升資產財富管理業在職從業員的專業能力水準及協助金融服務業內其他從業員學習所需的知識和技能，使他們能投身資產財富管理業。合資格之申請人按香港證券及投資學會之要求完成課程後將可獲香港特區政府資助80%學費，上限為HK$15,000。 香港證券及投資學會為資產財富管理業先導計劃之執行機構，有關申請要求之細則及手續，請參閱專為資產財富管理業先導計劃而設之網站(https://www.wamtalent.org.hk/)。