Corporate Finance

Introduction to Continuing Disclosure Obligations and Trading Halt

概要

This eCourse is part of the HKEX Listing Rules e-training course series which covers major topics related to listed issuers’ obligations. It introduces the continuing disclosure obligations and specific suspension requirements.

宗旨

By the end of this eCourse, you will be able to:
- Explain key disclosure obligations of an issuer
- Describe specific suspension requirements

內容

1. Introduction
2. Continuing disclosure obligations
- Inside Information
- Requesting a trading halt
- Lifting a trading halt
- Monitoring activities by the Exchange
- Responses to Exchange’s enquiries
- Decision tree about handling of a trading halt
- Case studies
3. Specific suspension requirements

對象

The eCourse is primarily targeted at listed companies’ directors, management and compliance staff, market practitioners and professionals.

詳情

活動編號
TEPCF21002701
地點
網上平台
相關主題
第6類 - 就機構融資提供意見
監管合規
語言
英文
級別
Introductory
課程時數
SFC:0.50, PWMA:0.50
費用
所有會員: HK$50
機構會員員工: HK$50
非會員: HK$100
香港中資証券業協會(HKCSA): HK$70