Introduction to Equity Fundraising

Introduction to Equity Fundraising

概要

This eCourse is part of the HKEX Listing Rules e-training course series which covers major topics related to listed issuers’ obligations. It introduces the equity fundraising requirements under the Listing Rules. It also explains the general principles and requirements applicable to the different types of equity fundraising activities.

宗旨

By the end of this eCourse, you will be able to:
- Understand the general principles of equity fundraising
- Explain the requirements applicable to the different types of equity fundraising activites

內容

1. Introduction
2. General principles under the Listing Rules
- Pre-emption
- Types of equity issue
3. Pre-emptive offer
- Rights issue
- Open offer
4. Non pre-emptive placing / subscription
- Specific mandate
- General mandate
5. Specific requirements regarding equity fundraising
- Protection against material shareholding dilution
- Protection against material value dilution
- Additional requirements for pre-emptive offer
- Issue of securities to a connected person
- General requirements

對象

This eCourse is primarily targeted at listed companies’ directors, management and compliance staff, market practitioners and professionals.

詳情

活動編號
TEPCF21002201
地點
網上平台
語言
英文
級別
Introductory
課程時數
SFC:0.50, PWMA:0.50
費用
所有會員: HK$50
機構會員員工: HK$50
非會員: HK$100
請選擇語言
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