Regulatory Update Series

[Webinar] Proposed Climate-related Risks Requirements for Fund Managers



A consultation paper regarding the proposed requirements for fund managers to take climate-related risks into consideration in their investment and risk management processes and make appropriate disclosures was released by the Securities and Futures Commission (SFC) on 29 October 2020. The proposed requirements cover four key elements: governance, investment management, risk management and disclosure. Submissions in respect of the consultation paper are due by 15 January 2021.


By the end of this webinar, participants will be able to:

- understand the proposed requirements, their priorities and the preparatory work required to implement the changes.


1. The proposed SFC’s requirements
2. How fund managers should prepare for the requirements
3. How the professionals may assist the fund managers to comply with the proposed changes


The webinar is primarily targeted at fund managers, asset managers, in-house counsel & compliance, senior management such as Responsible officers, Managers-in-Charge, directors, CIOs, COOs, CEOs and financial institutions and investors who would like to have a better understanding of current issues in climate-related risks requirements.

資產財富管理業先導計劃 -專業培訓資助計劃

本課程乃提升資產財富管理業人才培訓先導計劃 - 專業培訓資助計劃所涵蓋之合資格課程 / 研討會。

合資格之金融服務業現職從業員只要圓滿修畢課程 / 研討會,便可於2016年10月1日至2023年3月31日期間申請發還80%學費,或上限每人10,000元。

申請人可申請多於一個課程 / 研討會的資助,合計上限10,000元,但每個課程 / 研討會只獲發還學費一次。

簽妥的申請表必須於完成課程 / 研討會當日起計4個月內連同五項證明文件一併送交香港證券及投資學會。詳情請參考資產財富管理業先導計劃網站


如有意申請專業培訓資助計劃(FIS) 資助請確保所用的電腦、手機或平版電腦設置視像功能並須在參與該次網上研討會時全程開啟方可符合申請發還學費之要求。


Charlotte is a Partner of Ernst & Young Hong Kong and a member of the EY Asia Pacific Wealth and Asset Management Practice. She has over 19 years of experience in providing professional services to clients in financial service industry in Hong Kong and Canada. She specializes in private equity, venture capital and alternative asset space.

Charlotte is currently a practicing member of the Hong Kong Institute of Certified Public Accountants (HKICPA) and the Association of Chartered Certified Accountants (ACCA), and a member of other professional associations.
Gaven has extensive experience in work relating to the establishment and structuring of a diverse range of collective investment schemes including hedge funds, real estate funds, private equity arrangements, hybrid funds and other structured products. He also advises on contentious and non-contentious regulatory matters in relation to investment management activity. Having formerly worked as a litigator with two other international practices, Gaven is also able to advise investment managers and fund clients across a variety of contentious issues that arise in relation to fund operation, restructuring, and investment.
Ms Judy Li is currently working with Climate Change & Sustainability Services of Ernst & Young as Green Finance Leader in Greater China. She is also the board member of Green Finance Committee, the executive director of Lujiazui Green Finance Development Center, and expert of BRICS Business Council and China-UK Financial City. Judy has been leading her team to assist financial institutions and corporates in issuing their green bonds and green ABS. Judy and her team has successfully provided issuance assurance service to the first green financial bond in China, Shanghai Pudong Development Bank, and the first green financial bond issued by municipal bank, Bank of Qingdao. In addition, Judy has leading the team to complete issuance assurance services for over 70 green bonds and green ABS.


2021年1月8日, 星期五 (12:20下午 - 1:20下午)
新, 研討會
SFC:1.00, PWMA:1.00