Corporate Finance

Introduction to Notifiable Transactions

概要

This eCourse is part of the HKEX Listing Rules e-training course series which covers major topics related to listed issuers’ obligations. It introduces the notifiable transactions requirements under the Listing Rules. It also explains the classification of and requirements applicable to different types of notifiable transactions, the exceptions, and other specific requirements.

宗旨

By the end of this eCourses, you will be able to:
- Understand the notification transactions requirements
- Classify the different types of notifiable transactions
- Explain the exceptions and other specific requirements

內容

1. Introduction
2. Acquisition
    - Classification of, and requirements applicable to, acquisition by listed issuers
3. Other types of Notifiable Transactions
    - Disposal
    - Option
    - Financial assistance
    - Lease
    - Formation of joint venture
4. Exceptions
    - Revenue transactions
    - Qualified property acquisitions
    - Qualified aircraft leasing activities
5. Other Specific Requirements

對象

This eCourse is primarily targeted at listed companies’ directors, management and compliance staff, market practitioners and professionals.

詳情

活動編號
TEPCF20001901
地點
網上平台
相關主題
第6類 - 就機構融資提供意見
監管合規
語言
英文
級別
Introductory
課程時數
SFC:0.75, PWMA:0.75
費用
所有會員: HK$75
機構會員員工: HK$75
非會員: HK$150
香港中資証券業協會(HKCSA): HK$105