[Webinar] AML/CFT Governance and Lessons Learned from Recent Enforcement Actions
This Webinar will share the insights on how to implement an AML/CFT governance framework that enables effective board and senior management oversight of the Company’s AML/CFT programme.
The roles and responsibilities of the Manager-in-charge of AML/CFT as well as case studies from SFC thematic reviews and enforcement actions will be discussed.
This Webinar aims to raise the awareness of the importance of implementing an effective AML/CFT government framework by the Licensed Corporations.
- Effective AML/CFT governance framework: governance forum; supervision & oversight; and roles & responsibilities
- Lessons learned from SFC thematic reviews and enforcement actions
- Senior management of Licensed Corporations
- Responsible Officers (RO)
- Manager-In-Charge (MIC) of AML/CFT
- Money Laundering Reporting Officer (MLRO)
- AML/CFT compliance staff
Prior to joining big four consultancy firms, Mary served for over 5 years, as a Vice President in the Hong Kong office of leading global financial institution specialising in regional Anti-Money Laundering Compliance and later private banking compliance. She had been one of the core team members on the global and regional support regarding Politically Exposed Persons, and she was seconded to Global AML team in Switzerland on a short term basis. Throughout her career, Mary undertook global and regional projects and developed excellent exposure to a wide variety of jurisdictions including Hong Kong, China, Macau, Taiwan and Singapore. Her specific experience including, but not exclusively, large-scale remediation, AML systems assessments, AML governance framework design, as well as compliance training.
Please note: This webinar will be delivered via WebEx. To qualify for CPT/OPT hours, participants are required to attend the full webinar.
You may want to check if WebEx works on your device prior to enrolment, click HERE to test.